Open Access Article
Abdollah Omran
,
Divanshu Gupta
and
Holger F. Bettinger
*
Institut für Organische Chemie Eberhards Karls Universität Tübingen Auf der Morgenstelle 18, 72076 Tübingen, Germany. E-mail: holger.bettinger@uni-tuebingen.de
First published on 11th November 2025
Cyclacenes are cyclic analogs of acenes consisting of linearly fused benzene rings rolled into a cylindrical shape. Despite extensive theoretical investigations, their experimental synthesis remains challenging. This study employs the high-level NEVPT2-CASSCF computational method to explore the electronic excitation spectra of [n]-cyclacenes (n = 5–12). Our results reveal an oscillation in electronic properties, with even-n cyclacenes exhibiting strong electronic transitions in the visible range, while odd-n cyclacenes generally lack such features until n = 11. Additionally, the HOMO–LUMO transition in odd-n cyclacenes occurs at higher energies with greater intensity than in even-n counterparts. These findings provide crucial insights into the optical characteristics of cyclacenes and will guide future experimental identification efforts.
Optical spectroscopy has played a crucial role in identifying larger acenes,17–21 and it is expected to likewise enable the characterization of the yet unknown cyclacenes. Lacking experimental data, the current knowledge on cyclacenes is derived from theoretical investigations. Initial semiempirical investigations summarized by Türker and Gümüş2 were followed by DFT and wavefunction analyses of their geometric and electronic structure, their aromaticity, as well as their reactivity.8–15,22–30 It is expected that cyclacenes have an interesting electronic structure31 related to acenes, which are well studied because of their potential use as active components in organic electronics.32–42 Similar to larger acenes,43,44 cyclacenes have an “open-shell” singlet ground state, i.e., the closed-shell DFT description shows a triplet instability that suggests the existence of an antiferromagnetic coupling and polyradicaloid character in the ground state.8–12
Various DFT studies agree that the structure of [n]-cyclacenes is of Dnh point group symmetry.8,9,22–25 The bond lengths of all zig-zag edge bonds and all rung bonds, respectively, are thus identical. In contrast to acenes that have a single Clar sextet,45,46 cyclacenes have no Clar sextet at all.47 They can thus be considered as two polyacetylene chains, or two [2n]-trannulenes,48 joined by rung bonds.2,47
Properties of smaller [n]-cyclacenes, such as the total energy of π-electrons Eπ, HOMO–LUMO and singlet–triplet energy gap, show an even-n/odd-n oscillation.10,12,13,49,50 Similar even–odd dependence was also observed for aromaticity based on magnetic criteria22,26 and the energies of dimerization.29 It was explained by the cryptoannulenic effect,2,47 which ascribes aromatic or antiaromatic character to the polyacetylenic [2n]-trannulene building blocks of [n]-cyclacenes.22,26
The even–odd oscillation of the singlet–triplet energy gaps suggests that also the energies of excited states in the singlet manifold not only depend on the overall size of the system, but also on the nature of n. Even-n cyclacenes may thus have different absorption spectra than odd-n cyclacenes. This would be contrasting the optical properties of acenes that are known undergo continuous bathochromic shifts of absorption bands with increasing system size.17–19,51 Acenes have typically three dominating relevant electronic transitions in the UV/vis spectrum, termed 1Bb or β band (high intensity), 1Lb or α band (weak intensity) and 1La or p band (medium intensity) that is associated with the HOMO → LUMO transition. These characteristic bands, along with further strong bands that shift into the UV/vis region, allowed the identification of acenes.17–21,51 Previous matrix isolation experiments elucidated the optical properties of large acenes up to undecacene and have extrapolated an optical gap associated with the HOMO → LUMO transition of 1.2 eV for infinitely large polyacene.19 The absorption spectra were computed and analyzed using DFT/MRCI computations.19,52,53
Previous investigations of the excited electronic states of [n]-cyclacenes are limited to a recent study by Negri and co-workers.14 The authors focused on the relative energies of the lowest energy La state and the doubly excited state, a “dark” state in conventional optical spectroscopy, of even-n cyclacenes (n = 6, 8, 10, 12) using TD-DFT, TD-UDFT, SF-TDDFT, DFT/MRCI, and NEVPT2-CASSCF (n = 6, 8 only).14 They concluded that the La state is lower in energy for n = 6, 8, but that the “dark” state becomes the lowest energy state for [10]-cyclacene.14
The purpose of this work is to investigate the optically allowed excited states of a series of [n]-cyclacenes (n = [5,12], with n ranging from 5 to 12) to unravel their electronic excitation spectrum in the singlet manifold depending on odd-n or even-n and diameters. Although cyclacenes are closely related to the acene linear analogues, already the Hückel MO model suggests considerable differences, as “the odd and even members of the series follow rather different electronic structure patterns”.12 Hence, it can be expected that the absorption spectra of cyclacenes differ from those of acenes. The study is motivated by providing qualitative predictions of the UV/vis spectra to assist future experimental identification of [n]-cyclacenes, e.g., under matrix isolation conditions as performed earlier for large acenes.17–21 Knowledge of the optical spectra beyond the La state is essential for cryogenic matrix isolation experiments as this will not only allow the identification of [n]-cyclacenes, but it can also guide the choice of experimental targets.
The computation of the excited state energies was done using the multi-configuration complete active space self-consistent field (CASSCF) method combined with strongly contracted n-electron valence state perturbation theory (NEVPT2),57–60 using the RIJK61,62 approximation. The def2-TZVP basis set, along with the recommended fitting basis set was employed.56,63 The computations were done within the largest Abelian group of Dnh, i.e., D2h for even-n (n = 6, 8, 10, 12) and C2v for odd-n cyclacenes (n = 5, 7, 9, 11). We investigated excitations from the ground state 1Ag/1A1 (D2h/C2v) to the first ten electronically excited states of each irreducible representation B1u, B2u, B3u/A1, B1, B2. These correspond to electric dipole allowed transitions that are expected to be relevant for the experimental identification of cyclacenes by optical spectroscopy.
The active space for the CASSCF computations was chosen using natural orbitals (NO) obtained from preliminary RI-MP2 runs. The molecular orbital energies and shapes are available in the SI (Tables S3 and S4 and Fig. S4–S11). To investigate the impact of the active space size (k, l; k = number of electrons, l = number of orbitals), this was varied from (8,8), (12,12) to (16,15) for [6]-cyclacene (Tables S5–S7). As the excited state energies and oscillator strengths do not vary qualitatively with active space size, we have chosen the (12,12) space for all cyclacenes reported in the manuscript. The full set of the excited state computations are available in the SI (Tables S5–S10) for even-n and Tables S15–S18 for the odd-n cyclacenes. The computations were performed using the Orca 5.0.4 program.64–66
Cyclacenes are alternant polycyclic aromatic hydrocarbons and therefore the approximate pairing of molecular orbitals with respect to their energy levels is observable for the larger members. For example, in [8]-cyclacene, the MO energy difference Δε between (H−1), (H−2), and LUMO and between (L+1), (L+2) and HOMO are equal (see Fig. S3 in SI for a more detailed analysis).
For odd-n systems the electric dipole allowed electronic transitions are
and
, while in the largest Abelian subgroup C2v, they are A1, B1, and B2. The correlation of Dnh to C2v shows that
corresponds to B2 and
to A1 + B1.67 Note that any computation of the electric dipole allowed electronic transitions in D2h or C2v will also include states that are electric dipole forbidden in the higher symmetry point groups Dnh. For this reason, we only include electronic transitions with oscillator strengths f > 0.001 in the following discussion. All computed excited states, irrespective of their oscillator strengths, are available in the SI (Tables S6–S15).
In the following, we analyze the excitations of the even-n and odd-n cyclacenes first in the highest possible point group and deduce the consequences of a lowering in symmetry to the computational point groups. For even-n cyclacenes we analyze the consequences of symmetry lowering for [8]-cyclacene in the D8h point group, in which excitations from the ground state A1g to A2u and E1u states are electric dipole allowed. The HOMO and LUMO are 4b1g and 4b2u, respectively, and the direct product, b1g × b2u = a2u, shows that the HOMO–LUMO transition from the ground state A1g to A2u is electric dipole allowed. In the computational point group D2h, the HOMO–LUMO transition corresponds to an A1g → B1u excitation.
For odd-n cyclacenes we focus on [7]-cyclacene that has D7h point group. Electronic transitions from the ground state
are electric dipole allowed to
and
states. The HOMO and LUMO are
and
, respectively. The direct product,
, shows that the HOMO–LUMO excitation is allowed from the ground state
to
, but forbidden for
and
. In the computational point group C2v, the
state is B2, while
and
correspond to A2 and (A2 + B2), respectively. Hence, we expect the HOMO–LUMO transition to be represented by four distinct excited states, B2, A2, A2, B2, with one B2 and one A2 state (for simplicity, we only computed the B2 states) being degenerate. The pairwise degeneracy of the frontier orbitals of odd-n cyclacenes has a pronounced impact on the electronic excited states compared to linear acenes, where these orbitals are not degenerate and electronic transitions among those four orbitals give rise to the four well-known states of polycyclic aromatic hydrocarbons, namely La, Lb, Ba, and Bb.68 Thus, it is expected (and confirmed by our computations, vide infra) that energetically low-lying electronic transitions are forbidden for odd-n cyclacenes, except for a transition akin to 1A → 1La in acenes.
The excited electronic states that are most relevant for the appearance of the absorption spectra were analyzed in terms of electronic excitations (see Table 1). Due to the similarity of excitation patterns, we label states as in acenes. The lowest energy electric dipole allowed excited state is 11B1u for all even-n cyclacenes that is due to excitation from HOMO to LUMO (1 → 1′) and is thus labelled 1La. The transition dipole moments (see SI) are oriented along the n-fold rotational axes of the [n]-cyclacenes and thus these states resemble the short-axis polarized 1La states of acenes. As observed for acenes, the oscillator strength decreases with increasing size.53 It is remarkable that their absorption wavelengths are shifted towards the NIR range much more than that of similar sized acenes.53 This is because for even-n cyclacenes the HOMO–LUMO energy gap is smaller than for acenes as it arises due to 1,4-transannular interaction as discussed above.12
| 6cyc | 8cyc | 10cyc | 12cyc | ||||||
|---|---|---|---|---|---|---|---|---|---|
| State | Sym. species | λ/nm, f | Orbs., weight | λ/nm, f | Orbs., weight | λ/nm, f | Orbs., weight | λ/nm, f | Orbs., weight |
| a The following notation is used: n/m indicates that excitation involves orbitals n or m; n, m indicates that excitation involves orbitals n and m. | |||||||||
| 1La | B1u | 1304, 0.010 | 1 → 1′ (0.80) | 1415, 0.009 | 1 → 1′ (0.79) | 1476, 0.002 | 1 → 1′(0.70) | 1475, 0.002 | 1 → 1′(0.53) |
| 1Lb | B2u + B3u | 680, 0.008 | 1 → 2′/3′ (0.45) | 851, 0.004 | 1 → 2′/3′ (0.38) | 1116, 0.000 | 1 → 2′/3′(0.35) | 1432, 0.000 | 1 → 2′/3′(0.33) |
| 2/3 → 1′ (0.28) | 2/3 → 1′ (0.36) | 2/3 → 1′(0.34) | 2/3 → 1′(0.31) | ||||||
| Sk | B1u | 363, 0.006 | 2 → 2′ (0.23) | 491, 0.000 | 2 → 2′ (0.36) | 680, 0.000 | 2 → 2′(0.35) | 922, 0.000 | 2 → 2′(0.33) |
| 3 → 3′ (0.46) | 3 → 3′(0.36) | 3 → 3′(0.35) | 3 → 3′(0.33) | ||||||
| 1Bb | B2u + B3u | 429, 0.375 | 1 → 2′/3′ (0.19) | 506, 0.696 | 1 → 2′/3′(0.28) | 599, 0.960 | 1 → 2′/3′(0.28) | 689, 1.168 | 1 → 2′/3′(0.26) |
| 2/3 → 1′ (0.38) | 2/3 → 1′(0.30) | 2/3 → 1′(0.27) | 2/3 → 1′(0.24) | ||||||
| Sl | B1u | 332, 0.164 | 2 → 2′ (0.40) | 438, 0.254 | 2 → 2′ (0.30) | 597, 0.226 | 2 → 2′ (0.25) | 791, 0.156 | 2/3 → 2′/3′ (0.3) |
| 3 → 3′ (0.18) | 3 → 3′ (0.30) | 3 → 3′ (0.26) | 1 → 1′ (0.26) | ||||||
| Sm | B2u + B3u | 360, 0.159 | 4 → 2′/3′ (0.36) | 393, 0.032 | 4 → 2′/3′(0.35) | 436, 0.016 | 4 → 2′/3′(0.33) | 574, 0.000 | 4 → 2′/3′(0.31) |
| 2/3 → 6′ (0.26) | 2/3 → 4′(0.30) | 2/3 → 4′ (0.29) | |||||||
| 1D1 | B1u | 468, 0.000 | 1,1 → 1′,5′ (0.70) | 364, 0.000 | 1,1 → 1′,5′ (0.50) | 387, 0.000 | 1,5 → 1′,1′ (0.31) | 458, 0.000 | 1,5 → 1′,1′(0.34) |
| 1,1 → 1′,5′ (0.19) | 1,1 → 1′,5′(0.19) | ||||||||
| 1D2 | B2u + B3u | 270, 3.241 | 2,3 → 6′,6′(0.33) | 299, 4.602 | 2,3 → 4′,4′(0.28) | 335, 5.301 | 2,3 → 4′,4′(0.26) | 380, 2.846 | 2,3 → 6′,6′(0.13) |
| 4,4 → 2′,3′(0.12) | 4,4 → 2′,3′(0.19) | 4,4 → 2′,3′(0.21) | 6 → 2′/3′(0.10) | ||||||
Other relevant states of acenes, such as 1Lb, and 1Bb can also be identified among even-n cyclacenes (Table 1). The 1Lb states are of (B2u + B3u) symmetry and their transition dipole moments are within the planes that dissect the cyclacenes through their rung bonds (xy plane). This resembles the long-axis polarization of acenes. The 1Lb states arise from H → L+1 and H−1 → L excitations and have small oscillator strengths.
As for acenes, H → L+1 and H−1 → L excitations also give rise to the 1Bb states. These are of (B2u + B3u) symmetry, are polarized within the xy plane and have large oscillator strengths. As for 1La and 1Lb, the excitation wavelengths are significantly longer than for acenes of similar size.53 These strong absorptions in the visible range are expected to be very helpful for experimental identification of even-n cyclacenes.
For larger acenes, two-electron transitions could be identified that were labelled 1D1 and 1D2 previously.53 While 1D1 always had very small oscillator strength, 1D2 acquired large oscillator strength once it was lower in energy than 1Bb.53 The corresponding states of even-n cyclacenes also are dark (1D1, n-axis polarized) or very bright (1D2, polarized orthogonal to n-axis). The 1D2 states have the highest oscillator strengths for any given even-n cyclacene, which is remarkable considering they are higher in energy than the 1Bb states. This is an indication of the multiradical character of the ground state of these molecules as otherwise such formal two-electron excitations are expected to have very small oscillator strengths.
The evolution of the individual excited state wavelengths with cyclacene size is given in Fig. 4. It reveals that almost all of them shift bathochromically due to reduced orbital energy gaps (see Fig. 2), but not monotonically.
![]() | ||
| Fig. 4 Change of the excitation wavelength to selected excited states of even-n cyclacenes as computed at the NEVPT2/def2-TZVP level of theory. Lines to guide the eye. | ||
The 1La states of odd-n cyclacenes are of B2 symmetry species and result from H → L excitation, as in even-n cyclacenes and acenes (Table 2). The transition dipole moments are polarized along the n-fold rotational axis as in even-n cyclacenes. The transition wavelengths are in a similar range as for the corresponding acenes, indicating that the HOMO–LUMO energy gaps are of similar size. As with acenes, the transition wavelengths evolve towards the NIR region with increasing size. Comparison of the absorption spectra in the wavelength range of the 1La states reveal the significant differences of even-n and odd-n cyclacenes (Fig. 6). Note that the 1La states are not the lowest energy excited states of odd-n cyclacenes as there is an increasing number of dark states with increasing n (see the Tables S15–S18 in SI).
| 5cyc | 7cyc | 9cyc | 11cyc | ||||||
|---|---|---|---|---|---|---|---|---|---|
| State | Sym. species | λ/nm, f | Orbs., weight | λ/nm, f | Orbs., weight | λ/nm, f | Orbs., weight | λ/nm, f | Orbs., weight |
| a The following notation is used: n/m indicates that excitation involves orbitals n or m; n, m indicates that excitation involves orbitals n and m. | |||||||||
| 1La | B2 | 578, 0.149 | 1-1′ (0.38) | 797, 0.111 | 1-1′ (0.38) | 999, 0.054 | 1-1′ (0.32) | 1145, 0.021 | 1-1′ (0.25) |
| 2-2′ (0.38) | 2-2′ (0.38) | 2-2′ (0.32) | 2-2′ (0.25) | ||||||
| 1Bb | A1 + B1 | 240, 0.952 | A1: 2-5′ (0.08) 1-6′ | 264, 2.700 | A1: 2 → 5′ (0.06) 1 → 6′/B1: 1 → 5′ (0.08)/2 → 6′ (0.07) | 301, 4.222 | A1: 2 → 6′ (0.08) 1 → 5′/6 → 2′(0.06) 5 → 1′ | 337, 3.8 | A1: 1,1,6-1′,1′,2′ |
| B1: 1,2-4′,4′(0.14) | B1: 1 → 6′ (0.08) 2 → 5′/5 → 2′(0.06) 6 → 1′ | 2,2,5-1,2′,2′ | |||||||
| 1,2- 3′,3′(0.12) | 1-5′/2-6′/1,1,2 → 1′,1′,6′/1,2,2 → 2′,2′,5′ (0.05). | ||||||||
| B1: 1,1,5 → 1′,1′,2′/2,2,6 → 1′,2′,2′/1,1,2 → 1′,1′,5′/1,2,2 → 2′,2′,6′ (0.06)/1 → 6′ (0.05) 2 → 5′ | |||||||||
Almost all other states that have longer excitation wavelengths than 1La have two-electron or even three-electron excitation character and as such have no resemble to the conventional acene excited states (1Lb, 1Bb). As they also have very small oscillator strengths, we will not discuss them further. One excited state in the UV range stands out as having very high oscillator strengths. The major configuration, at least for [7]- and [9]-cyclacene, is due to H → L + 2/H−2 → L and transition dipole moment is polarized within the plane that bisects the molecule through the rung bonds. This state thus resembles 1Bb and it falls into the same energy range as for acenes. Note that the weight of the H → L + 2/H−2 → L is rather small and further decreases for [5]- and [11]-cyclacenes, while two-electron and three-electron excitations, respectively, gain weight.
Optical spectroscopy was essential for the identification of the larger acenes,17–21 and it is possible that the characterization of the yet unknown cyclacenes will also be facilitated by this spectroscopic method. The computational study reveals the excited electronic state manifold, which will be helpful for the experimental observation of cyclacenes and the assignment of spectra. The study also shows that the detection of odd-n cyclacenes by optical spectroscopy in the presence of possibly unreacted (photo)precursors will be challenging as they lack characteristic strong absorption bands in the visible range.
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