DOI:
10.1039/D1QO00070E
(Research Article)
Org. Chem. Front., 2021,
8, 1902-1909
Pd/LA-catalyzed decarboxylation enabled exclusive [5 + 2] annulation toward N-aryl azepanes and DFT insights†
Received
16th January 2021
, Accepted 11th February 2021
First published on 18th February 2021
Abstract
A practical and straightforward methodology towards the synthesis of non-fused N-aryl azepane derivatives with diversity is described. These Pd/LA-catalyzed reactions proceed smoothly under extremely mild conditions with ample reaction scope and CO2 as the byproduct. The resulting products can be easily converted into a range of highly functionalized azepanes. The synthetic value of this protocol is further proved in the formal synthesis of a pharmaceutically relevant Proheptazine derivative. DFT calculations revealed the details of the reaction pathway and the origin of this unusual exclusive [5 + 2] rather than empirical [3 + 2] annulation process.
Introduction
Azepane derivatives have been widely used as key intermediates in synthetic chemistry,1 and also found very important applications in biology as novel inhibitors, antidiabetics, anticancer and DNA binding reagents (Scheme 1a).2 For example, Proheptazine is an opioid analgesic and it produces similar effects to other opioids including analgesia, sedation and nausea.1d Appreciable progress has been made in the preparation of fused benzoazepanes3 while the diverse synthesis of the corresponding non-fused N-functionalized azepane derivatives is still underdeveloped,4,5 mainly due to the unfavourable enthalpic and entropic reasons.6 A handful of cyclization strategies4 were developed in the synthesis of non-fused N-alkyl/Ts azepanes, while the low nucleophilic character of the aryl versus alkyl amine moiety poses a huge challenge in the nucleophilic ring-closing stage toward the N-aryl azepanes. A few of approaches5 resulting in non-fused N-aryl azepanes generally suffered limitations on either reaction scope or functionality tolerance, thus restricting their further derivatization in synthetic chemistry.5 In this respect, Kleij's group recently developed a Pd-catalyzed one-pot, two-step cascade process in the presence of a dehydrating agent toward N-aryl azepane derivatives.7 To the best of our knowledge, a straightforward protocol toward the synthesis of non-fused N-aryl azepanes with diversity has not been established yet. Therefore, it is highly significant to explore such a process, especially in the development of new azepane-based pharmaceuticals.2
|
| Scheme 1 (a) Examples of azepanes as drugs or bio-active compounds and (b) Pd/LA-catalyzed decarboxylative formation of N-aryl azepanes. | |
Decarboxylation of vinyl cyclic carbonates/carbamates has proved to be quite efficient in the preparation of a huge range of interesting molecules with CO2 as the sole byproduct under mild conditions.8,9 Very recently, our group designed and synthesized a class of new cyclic carbonates (1 in Scheme 1b) which are air-stable and could serve as reactive 1,3 or 1,5 C–C dipole precursors.9n Based on our knowledge of Pd-catalyzed transformations of cyclic carbonates,8,9h–k we envisaged that, in the presence of suitable palladium and Lewis acid (LA) catalysts with a ligand, the decarboxylation of carbonate 1 would generate a zwitterionic Pd-allyl intermediate t1; overcoming the challenge of the chemoselectivity of the reaction between t1 and an in situ formed N-aryl formaldimine10 would yield non-fused N-aryl azepane derivative 3via [5 + 2] annulation, although a formal [3 + 2] route resulting in pyrrolidinone 4 could be more favoured empirically (Scheme 1b).5,9f–g,9r Interestingly, we did not detect any pyrrolidinone product 4 throughout the whole condition screening process. With judicious choice of the catalytic system, the expected N-aryl azepanes could be obtained with decent yields. The carbonyl and alkenyl fractions in product 3 facilitate its further derivatization in synthetic chemistry. Therefore, the present methodology offers a general, practical and diverse protocol toward the formation of challenging non-fused N-aryl azepanes. We herein report our latest results on this topic and reveal the origin of this unusual exclusive [5 + 2] rather than empirical [3 + 2] annulation process via DFT calculations.
Results and discussion
To start our research, the cyclic carbonate 1a and triazine 2a were submitted for the reaction in the presence of palladium and LA catalysts under different conditions at room temperature (Table 1). To our delight, the combination of Pd(TFA)2 and BF3·Et2O proved to be effective toward the formation of product 3aa with 19% NMR yield using DCM as the solvent (entry 1). Control experiments showed the key role of the palladium catalyst, ligand and Lewis acid additive to the successful reaction (entries 2 and 3). Keeping the other conditions unchanged, a range of biphosphane ligands (L2–L6) were then screened and ligand L5 showed more effective catalysis with a satisfactory NMR yield (entries 4–8). The category of Lewis acid additives affected the reaction outcome remarkably when using Pd(TFA)2 and L5 in the reaction (entries 9–13). The use of AgOTf gave rise to the best result with 91% yield of the desired product (entry 13), while the utilization of Sc(OTf)3 and Cu(OTf)2 proved to be ineffective (entries 9 and 10). Other palladium precatalyst were not active, suggesting the intrinsic reactivity of Pd(TFA)2 (entries 14–16). Further solvent screening resulted in an inferior reaction outcome (entries 17–19). No reaction was observed when N-benzylidenetosylamide was used as the substrate instead of trizaine 2a even at 60 °C,11 suggesting that the combination of carbonate 1a and 2a is compulsory for the desired conversions.
Table 1 Selected screening data toward the formation of azepane derivative 3aa using carbonate 1a and triazine 2a as substratesa
|
Entry |
Catalyst |
L
|
LA |
Solvent |
Yieldb [%] |
The reactions were carried out with 1a (0.10 mmol), 2a (0.12 mmol), Pd catalyst (5 mol%), ligand (10 mol%), and Lewis acid (10 mol%) in solvent (0.5 mL) at room temperature for 8 h.
NMR yield using 2-methylnaphthalene as the internal standard.
|
1 |
Pd(TFA)2 |
L1
|
BF3·Et2O |
DCM |
19 |
2 |
— |
— |
BF3·Et2O |
DCM |
— |
3 |
Pd(TFA)2 |
L1
|
— |
DCM |
— |
4 |
Pd(TFA)2 |
L2
|
BF3·Et2O |
DCM |
<1 |
5 |
Pd(TFA)2 |
L3
|
BF3·Et2O |
DCM |
33 |
6 |
Pd(TFA)2 |
L4
|
BF3·Et2O |
DCM |
29 |
7 |
Pd(TFA)2 |
L5
|
BF3·Et2O |
DCM |
56 |
8 |
Pd(TFA)2 |
L6
|
BF3·Et2O |
DCM |
<1 |
9 |
Pd(TFA)2 |
L5
|
Sc(OTf)3 |
DCM |
<1 |
10 |
Pd(TFA)2 |
L5
|
Cu(OTf)2 |
DCM |
<1 |
11 |
Pd(TFA)2 |
L5
|
AgTFA |
DCM |
32 |
12 |
Pd(TFA)2 |
L5
|
AgNTf2 |
DCM |
81 |
13
|
Pd(TFA)
2
|
L5
|
AgOTf
|
DCM
|
91
|
14 |
Pd(dba)2 |
L5
|
AgOTf |
DCM |
<1 |
15 |
Pd(OAc)2 |
L5
|
AgOTf |
DCM |
<1 |
16 |
White catalyst |
L5
|
AgOTf |
DCM |
<1 |
17 |
Pd(TFA)2 |
L5
|
AgOTf |
DCE |
78 |
18 |
Pd(TFA)2 |
L5
|
AgOTf |
THF |
12 |
19 |
Pd(TFA)2 |
L5
|
AgOTf |
ACN |
49 |
|
With the optimized reaction conditions in hand (Table 1, entry 13), the scope of the triazine partners (2a–2o) in the combination with carbonate 1a was first investigated (Fig. 1). The reaction proceeded smoothly in the presence of a wide range of triazines equipped with both electron-withdrawing (3ae–3ai, 3ak, 3al and 3ao) and electron-donating (3ab–3ad, 3aj, 3am and 3an) functionalized aryl substituents toward the formation of the desired products in good to excellent yields. In some cases, the use of small amounts of triazine (3ab and 3am) or elevated reaction temperature (3ak, 3ae, 3ah and 3an) was required for efficient catalysis. The triazine 2n bearing a heterocyclic group showed moderate reactivity toward the formation of product 3an at higher temperature with longer reaction time.12 The absolute configuration of product 3ao is unambiguously confirmed by X-ray analysis.13 Then, we focused on the investigation of the carbonate scope (3ba–3qa). Satisfactorily, a number of aryl- (3ba–3ma and 3pa–3qa) and alkyl-substituted carbonates (3na–3oa) equipped with different functional groups were tolerated under the optimized reaction conditions, giving access to the corresponding seven-membered azepanes in decent isolated yields. The introduction of naphthyl (3ja) or cyclohexyl (3na) in the carbonate substrates did not affect the efficiency of the catalysis. The present methodology allowed the installation of para-, meta- and otho-Ar substituents on the final products (Fig. 1; 3aa–3ao, 3ba–3ma, and 3pa–3qa), while the use of alkyl substituted triazines did not lead to the target products.14 It is noteworthy that the present protocol was highly efficient for the preparation of azepane derivatives equipped with F (3ag, 3al, 3fa and 3qa), OCF3 (3ae and 3ea) and CF3 (3ah, 3ga and 3ma) functional groups, which was otherwise synthetically challenging yet highly desired for biological applications.15 An attempt to synthesize α-functionalized azepane from a multisubstituted carbonate substrate 1r failed, indicating the synthetic limitations of the present methodology.16
|
| Fig. 1 Scope of 1,3,5-triazine and carbonate reaction partners. Reaction conditions: 1a–1q (0.1 mmol), 2a–2n (0.12 mmol), Pd(TFA)2 (5 mol%), L5 (10 mol%), AgOTf (10 mol%), DCM (0.5 mL), rt, 8 h. Isolated yields were obtained. aUsing 0.8 equiv. of 1,3,5-triazine. b40 °C. c18 h. d60 °C. e42 h. The inset shows the solid state of 3ao and the hydrogen atoms are omitted for clarity. | |
Notably, the reaction could be easily performed on a larger scale (8 mmol) without loss of efficiency, which was exemplified by the successful isolation of 1.68 g of compound 3aa (Fig. 2). In addition to the application potential of the resulting products reported previously,1,2 we further proved the synthetic utilization of these azepane derivatives using 3aa as a model substrate under different reaction conditions (Fig. 2a).17a–c,18,19 The double bond could be selectively reduced by H2 while retaining the carbonyl group (5a).17a Oxidation of the double bond gave rise to the corresponding epoxide 5b.17b The carbonyl group was selectively reduced with NaBH4 affording the alcohol 5c while retaining the double bond.17c In the presence of m-CPBA as the oxidant, a bicyclic isoxazolidine compound 5d was obtained with good isolated yield, and the solid state of the product was further characterized by single crystalline X-ray analysis.18 The reaction with trimethylsilylacetylene in the presence of n-BuLi allowed the introduction of a triple bond functionality in the azepane derivative (5e).19 The synthetic value of these azepane products was further proved in the formal synthesis of the N-phenyl Proheptazine derivative (Fig. 2b).17a,20 The azepane 3oa was reduced with dihydrogen17a and followed by a nucleophilic attack to afford the corresponding tertiary alcohol 7;20a the reaction of alcohol 7 and propionyl chloride20b gave rise to the pharmaceutically relevant N-phenyl Proheptazine 8 successfully.
|
| Fig. 2 (a) Post-transformations of product 3aa under different reaction conditions: (i) H2 (1 bar), Pd/C (10%), MeOH, rt, 18 h; (ii) H2O2 (3 equiv.), aq. NaOH, MeOH, 0 °C to rt, 4 h; (iii) CeCl3 (1.2 equiv.), NaBH4 (1.2 equiv.), MeOH, 0 °C, 4 h; (iv) p-TsOH·H2O (10 mol%), m-CPBA (2.5 equiv.), benzene, rt, 6 h; (v) trimethylsilylacetylene (12 equiv.), n-BuLi (10 equiv.), anhydrous THF, under a N2 atmosphere, −78 °C to rt, 12 h. (b) Formal synthesis of Proheptazine derivative 8 from azepane 3oa; reaction conditions: (vi) PhLi (2.5 equiv.), THF, −78 °C, 12 h; (vii) propionyl chloride (4 equiv.), n-BuLi (4 equiv.), anhydrous THF, N2, −78 °C to 60 °C, 24 h. See the ESI† for details. The inset shows the X-ray image of 5d in which the hydrogen atoms are omitted for clarity. | |
DFT calculations were performed using the reaction of 1a and 2a as a model in order to gain insights into the reaction pathways and the origin of the exclusive [5 + 2] rather than the [3 + 2] annulation process. All of the reported energies (in kcal mol−1) are relative free energies in solution. The species involved in the calculations are named with the prefix t (for theoretical) for clarity. The reaction process based on the calculations is shown in Scheme 2 as a simplified catalytic cycle, and the selected free energy profiles (in kcal mol−1) for the formation of relevant intermediates are shown in Scheme 3. The reaction started with the coordination of carbonate 1a with catalyst t1, followed by the oxidative C–O cleavage and CO2 extrusion toward the formation of palladacycle t4 (Scheme 2 and Scheme S1†);21 this process is similar to the one in our previous report on decarboxylative transformations of vinyl carbonates.9i The isomerization of t4 toward the formation of palladacycles t5, t5′ and t5′′ readily occurs within the 15 kcal mol−1 barrier (Scheme S1†).21 From palladacycles t5 and t5′′, the amine insertion and reductive elimination would give rise to AgOTf-bonded products t7 and t8 through either a six- or an eight-membered N-palladacycle t6 or t6′ (Scheme 3). The calculated results showed that the formation of t7 has much lower barriers than that of t8. Moreover, the calculations suggested that the isomerization from t7 to t8 commands a very high barrier (46.1 kcal mol−1), showing that it is impossible to generate t8 through the isomerization of t7. We further experimentally proved that the transformation of product 3aa into 4aa was impossible under the standard conditions or even at 60 °C (see the ESI† for details). Both the CN insertion and reductive elimination in the whole pathway toward the formation of AgOTf-bonded product t7 have lower than 16 kcal mol−1 barriers (Scheme 3 and Scheme S1†). These results are consistent with the experimental observation that the reaction occurred under mild conditions with 3aa (derived from t7) as the sole product.
|
| Scheme 2 Proposed mechanism based on DFT calculations for the reaction of cyclic carbonate 1a and 1,3,5-triazine 2a toward the formation of compound 3aa and pyrrolidinone 4aa. | |
|
| Scheme 3 The free energy profiles (in kcal mol−1) for the formation of intermediates t7 and t8. | |
Conclusions
To sum up, we herein report the first straightforward and diverse synthesis of challenging non-fused N-aryl azepane derivatives. This Pd/LA-catalyzed process could be performed open to air under extremely mild conditions with CO2 as the byproduct, thus offering a new and operationally friendly protocol for the preparation of N-aryl azepane derivatives. The resulting products could be easily transformed into a range of otherwise synthetically challenging and useful compounds. The synthetic value of this protocol is further proved in the formal synthesis of a pharmaceutically relevant N-phenyl Proheptazine derivative. The DFT calculations revealed the details of the reaction pathway and the origin of this unusual exclusive [5 + 2] rather than empirical [3 + 2] annulation process.
Conflicts of interest
The authors declare no conflict of interest.
Acknowledgements
This work is supported by the starting funding scheme of Xi'an Jiaotong University. We would also like to thank the Instrument Analysis Center of Xi'an Jiaotong University for the assistance with HRMS analysis.
Notes and references
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N-Benzylidenetosylamide is usually used as a substrate in cycloaddition reactions; see examples:
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- The interaction of pyridine and the palladium catalyst may be the reason of the lower efficiency of the catalysis.
- For further details, please see CCDC 2038549.†.
- The utilization of N-benzyl or N-propyl triazines did not lead to the formation of the corresponding azepanes.
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.
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- See the ESI† for details.
Footnotes |
† Electronic supplementary information (ESI) available: Experimental details and characterization data and crystallographic data for 3ao and 5d. CCDC 2038549 and 2038550. For ESI and crystallographic data in CIF or other electronic format see DOI: 10.1039/d1qo00070e |
‡ These authors contributed equally to this study. |
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