Minki
Choe
ab,
Seung Ho
Ryu
cd,
Jihoon
Jeon
cd,
Inhong
Hwang
ab,
Jae Min
Jung
ab,
Jae Yoon
Shim
ab,
Sung Kwang
Lee
e,
Taek-Mo
Chung
e,
Noh-Hwal
Park
f,
Seong Keun
Kim
cd and
In-Hwan
Baek
*ab
aDepartment of Chemistry and Chemical Engineering, Inha University, Incheon 22212, Republic of Korea. E-mail: baek@inha.ac.kr
bProgram in Semiconductor Convergence, Inha University, Republic of Korea
cKU-KIST Graduate School of Converging Science and Technology, Korea University, Seoul 02841, Republic of Korea
dElectronic and Hybrid Materials Research Center, Korea Institute of Science and Technology, Seoul 02792, Republic of Korea
eDivision of Advanced Materials, Korea Research Institute of Chemical Technology, Daejeon 34114, Republic of Korea
fDepartment of Semiconductor Industry Convergence, Inha University, Incheon 22212, Republic of Korea
First published on 15th May 2025
The integration of p-type oxide semiconductors is imperative for realization of complementary metal–oxide–semiconductor logic in monolithic 3D integrated circuits. Among the various p-type oxides, SnO has emerged as a promising channel material owing to its high hole mobility and back end of line compatibility. However, its metastable nature and susceptibility to oxidation pose substantial challenges, particularly in top-gate thin-film transistors (TFTs), where the SnO channel is directly exposed to oxidizing species during high-k HfO2 dielectric deposition. In this study, we introduce an ultrathin Al2O3 interlayer (IL) (1.5–3 nm) between the SnO channel and high-k HfO2 dielectric to mitigate this challenge. The IL enables the use of ozone as an oxidant during HfO2 deposition while preventing excessive SnO oxidation, and thereby preserving high-performance p-type conduction. Through the optimization of the interlayer thickness, we eliminated the hysteresis behavior and achieved a substantial enhancement in field-effect mobility and improvement in on/off current ratio. This study presents the first demonstration of a top-gate TFT featuring a p-type oxide channel fabricated via atomic layer deposition, enabled by the incorporation of an ultrathin Al2O3 interlayer. The findings underscore the pivotal role of interface engineering in the stabilization of p-type oxide semiconductors and provide insights into their practical implementation in advanced electronic devices.
The advancement of transistors based on p-type oxide semiconductors has been hindered by two factors. First, availability of p-type oxide materials capable of achieving high mobility and on/off ratio is limited. Second, optimized device fabrication processes that can fully utilize the potential of p-type oxide semiconductors are lacking. In other words, beyond the development of suitable p-type oxide materials, the advancement of fabrication processes tailored to these materials is equally crucial for the realization of high-performance transistors. This necessity arises as the p-type phase exhibits relative instability compared to the n-type phase, rendering it more vulnerable to alterations in electrical properties during the process of device fabrication.4,6,9–11 Studies on device fabrication processes designed for the commercialization of p-type oxide semiconductors that adequately consider their metastable characteristics have been limited.
SnO has garnered interest as a promising candidate for next-generation p-type oxide semiconductor applications owing to its high hole mobility, which is attributed to the presence of a valence band maximum owing to the hybridization of the isotropic Sn 5s and oxygen 2p orbitals.12–14 Various strategies have been explored to enhance the performances of oxide materials, including cation doping,15,16 microstructure modulation,17–19 phase engineering,20,21 and use of oxidation state-controlled atomic layer deposition (ALD) precursors.14,22,23 There is a clear predominance of research efforts aimed at developing materials, rather than optimizing the overall device fabrication process, as aforementioned. However, as for other p-type oxide semiconductors, SnO cannot entirely avoid phase stability issues, making it particularly susceptible to the postdeposition process. In particular, the Sn4+ oxidation state in n-type SnO2 is more stable than the Sn2+ oxidation state in SnO, which renders SnO highly susceptible to be oxidized during the integration process.11,14,24 This instability poses a substantial challenge to the realization of high-performance p-type transistors. Therefore, the development of p-type SnO transistors must extend beyond material optimization to device-level engineering, ensuring both stability and high performance in practical applications.
Targeting M3D IC applications, we aimed to develop a top-gate p-SnO thin-film transistor (TFT) fabrication process utilizing ALD, which provides superior large-area uniformity and precise thickness controllability compared to other deposition techniques.4,25,26 In addition, the utilization of a high-k material as a gate dielectric was strategically considered, with a focus on facilitating commercialization. Unlike bottom-gate TFT configurations, where the channel is deposited directly onto the gate dielectric, top-gate structures enable a higher flexibility in the choice of the underlying substrate. This flexibility facilitates the optimization of channel properties by allowing the use of tailored buffer layers17,27 or optimized surface treatments19 while maintaining compatibility with M3D integration. Moreover, issues such as the hysteresis behavior caused by unintended reactions between the SnO channel and substrate during the deposition process can be mitigated.28 However, despite these advantages, the use of a top-gate structure is hindered by challenges. In industrial applications, high-k HfO2 dielectrics are commonly deposited via ALD using ozone (O3) as an oxidant.29,30 This dielectric deposition process degrades the predeposited SnO channel layer.
In this study, we propose a simple yet effective strategy to prevent surface oxidation and maximize the performance of p-SnO in top-gate TFTs. A thin Al2O3 interlayer (IL) was introduced between the high-k HfO2 dielectric and SnO channel, enabling the use of highly oxidative O3 as an oxidant for HfO2 deposition and protecting the SnO surface from oxidation-induced degradation. This approach effectively preserved the integrity of both the HfO2 dielectric and SnO channel, and thereby provided excellent p-type characteristics of the top-gate TFTs. By optimizing the interlayer thickness, we even successfully eliminated the hysteresis behavior. Furthermore, this approach led to substantial reductions in interfacial organic contamination and gate leakage current, thereby enhancing the overall performance of the device.
| 2SnO → SnO2 + Sn. |
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| Fig. 1 (a) XPS Sn 3d spectra of the as-grown SnO film and postannealed SnO films at 250 °C and 300 °C under an Ar atmosphere. Reproduced from ref. 14 with permission from the Royal Society of Chemistry. ARXPS Sn 3d spectra of the (b) HfO2/SnO stack and (c) HfO2/Al2O3/SnO stack. Deconvoluted XPS Sn 3d spectra of the (d) HfO2/SnO stack and (e) HfO2/Al2O3/SnO stack, measured at θ = 60°. | ||
HfO2, one of the most widely used high-k dielectrics in the industry, is typically synthesized via ALD using O3 as an oxidant. In the design of a top-gate SnO TFT with a HfO2 dielectric, the dielectric film must be deposited directly onto the semiconductor layer, which inevitably exposes the SnO surface to O3. This exposure is expected to induce surface oxidation. To investigate the extent of SnO surface oxidation via dielectric deposition, we deposited a 3 nm HfO2 film on the SnO surface and performed an ARXPS analysis. The analysis was conducted at incident angles of 10°–60° to focus on the vicinity of the channel/dielectric interface in SnO. All binding energies for XPS were calibrated to the C–C bond at 284.8 eV. The Sn 3d5/2 spectra were evaluated at binding energies of 485.9 eV for Sn2+ and 486.6 eV for Sn4+.14,19Fig. 1(b) indicates that Sn4+ is observed as prominently as Sn2+. At a theta angle of 10°, the intensity ratio at 486.6 eV (Sn4+) to 485.9 eV (Sn2+) is 0.92. However, under more surface-sensitive conditions at a theta angle of 60°, the ratio is increased to 0.97, indicating a higher degree of surface oxidation.
We then considered the insertion of an Al2O3 layer to protect the SnO surface during HfO2 deposition. As H2O, the same mild oxidant used for SnO deposition, was used for Al2O3 deposition, the inevitable surface oxidation was expected to be prevented. In addition, Al2O3 has previously been validated as an effective passivation layer in bottom-gate staggered SnO TFTs, where it reduces surface gap states on SnO.14,32 As expected, when a 1.5 nm Al2O3 interlayer was inserted between the 3 nm HfO2 and SnO films, the intensity of Sn2+ was significantly higher than that of Sn4+, as shown in Fig. 1(c). This indicates that the ultrathin 1.5 nm Al2O3 interlayer is effective in preventing the oxidation of the SnO surface. For a more detailed analysis, peak deconvolution was performed using the measured spectrum at 60°, which provides the most surface-sensitive binding energy (Fig. 1(d) and (e)). In the structure where HfO2 was deposited without an Al2O3 interlayer, Sn2+/[Sn2+ + Sn4+] was 0.61. In contrast, when an Al2O3 interlayer was inserted, this ratio increased to 0.76, indicating that the formation of the Sn4+ phase was effectively suppressed.
To investigate the improvement in the electrical performance by suppressing surface oxidation through interlayer insertion, top-gate TFTs shown in Fig. 2(a) were utilized. The fabrication process for the TFTs is illustrated in Fig. 2(b). After channel etching and source/drain patterning, an Al2O3 interlayer was inserted to protect the channel SnO. Devices with Al2O3 interlayers with thicknesses of 1.5 and 3 nm, as well as devices without interlayers, were fabricated simultaneously for electrical performance evaluation. These devices are denoted as IL-0 nm, IL-1.5 nm, and IL-3 nm, respectively. A 30 nm HfO2 dielectric layer was then deposited on top of that stack, and the top gate was formed via a lift-off process. The HfO2 layer functioned as a reliable gate dielectric without ferroelectric behavior (Fig. S1, ESI†).
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| Fig. 2 (a) Illustration of the fabricated top-gate SnO TFT. (b) Schematic of the fabrication process for the top-gate SnO TFT shown in (a). | ||
Fig. 3(a)–(c) present the transfer characteristics of TFTs, i.e., the source–drain current (IDS) as a function of the source–gate voltage (VGS) for top-gate TFTs with different IL thicknesses (0, 1.5, and 3 nm). Notably, a hole accumulation layer forms at the surface in contact with the IL in this structure, which substantially impacts the device operation. The hysteresis behavior weakened as the IL thickness increased. Border traps commonly cause hysteresis;20,28 therefore, the insertion of the IL is presumed to have effectively reduced the trapping and detrapping. Moreover, the field-effect mobility nearly doubled, increasing from 0.15 to 0.33 cm2/(Vs), while the on/off ratio was improved by approximately 2 to 4 times owing to the insertion of the IL. No significant change was observed in the SS. Table 1 and Fig. 3(d) and (e) summarize the key electrical parameters corresponding to the devices shown in Fig. 3(a)–(c). The output curves corresponding to each transfer curve are provided in Fig. S2 (ESI†). As shown in Fig. 3(e), a switching operation with negligible hysteresis was achieved for IL-3 nm. However, in the case of IL-1.5 nm, the direction of hysteresis reversed from counterclockwise to clockwise compared to that in IL-0 nm. A more detailed investigation was required to understand why the hysteresis decreased and even reversed the direction as the IL thickness increased. We hypothesized that factors other than the border trap density might contribute to this phenomenon.
| I on/Ioff | μ FE [cm2 V−1 s−1] | S.S [V dec−1] | V th,forward | V th,reverse | |
|---|---|---|---|---|---|
| IL 0 nm | 2.5 × 104 | 0.15 | 1.59 | −0.45 | −5.11 |
| IL 1.5 nm | 5.0 × 104 | 0.33 | 1.90 | −3.39 | −1.55 |
| IL 3 nm | 1.1 × 105 | 0.31 | 1.86 | −2.59 | −2.91 |
To gain further insights, transfer curves were obtained by varying the gate bias sweep range. Fig. 4(a) shows the hysteresis behavior of IL-1.5 nm as a function of the VGS sweep range. When the gate bias was swept in the sequence of 5 V → −5 V → 5 V, a counterclockwise hysteresis was observed, similar to that observed for IL-0 nm. The hysteresis voltage in the range of ±5 V for IL-1.5 nm was 0.87 V, significantly smaller than 2.61 V observed for IL-0 nm (Fig. S3, ESI†). This indicates a notable reduction in trapping and detrapping owing to the Al2O3 layer. For IL-0 nm, where a significant counterclockwise hysteresis was observed because of the relatively high border trap density, no reversal in hysteresis behavior was observed even with an increased gate bias sweep range of ±10 V; instead, the hysteresis window increased, attributed to enhanced trapping and detrapping within a higher bias range. However, when the gate bias sweep range was extended to ±10 V for IL-1.5 nm, the direction of the hysteresis reversed, which is noteworthy.
Hysteresis in the direction opposite to that caused by border traps is predominantly attributed to the presence of mobile ions within the gate oxide.20,33,34 In the case of p-type switching devices, this corresponds to clockwise hysteresis. Potential mobile ions driven by the gate bias in this system include alkali ions,34 hydrogen ions,35,36 and oxygen vacancies.35,37,38 However, as the device fabrication was carried out in a class 1000 cleanroom without intentional ion doping, the migration of alkali ions can be ruled out. Therefore, the bias-induced migration of hydrogen ions or oxygen vacancies within the dielectric could be identified as a primary mechanism responsible for the hysteresis. Based on the TOF-SIMS data discussed below, however, the concentration of hydrogen impurities in the HfO2 dielectric does not vary significantly with the presence or absence of the IL, and thus it is unlikely that hydrogen ions are responsible for the clockwise hysteresis. Consequently, the observed clockwise hysteresis can be attributed to the migration of ionized oxygen vacancies (V2+O) induced by a relatively high gate bias. Ionized oxygen vacancy migration within HfO2 under an electric field is a commonly observed phenomenon.37–39 Additionally, when a gate bias of 10 V is applied, the resulting electric field is approximately 3 MV cm−1, which is sufficient to induce oxygen vacancy migration.37 In order to verify the presence of oxygen vacancies, Hf 4f and O 1s XPS spectra were analyzed (Fig. S4, ESI†). The Hf 4f7/2 for HfO2 appeared at 17.0 eV, and non-stoichiometric HfO2−x exhibited a lower binding energy.40,41 With IL insertion, the Hf 4f spectra shifted to lower energy, and deconvolution revealed a higher proportion of HfO2−x in the HfO2/Al2O3/SnO stack than in the HfO2/SnO stack, suggesting oxygen vacancy formation. This observation is further supported by a slight increase in the oxygen-deficient component in the O 1s spectrum after IL insertion.
In summary, the relatively small electric field in the IL-1.5 nm device results in a counterclockwise hysteresis, primarily driven by trapping and detrapping (Fig. 4(b)). However, when the electric field increases to approximately 3 MV cm−1, a clockwise hysteresis emerges because of the migration of ionized oxygen vacancies within the dielectric (Fig. 4(c)). The trapping and detrapping likely persisted under this condition, while the dominance of ionized oxygen vacancy migration appears to have overshadowed their effects. Oxygen vacancy migration might also occur in the IL-0 nm device. However, its effects are presumably masked by the abundance of border traps that exist at the HfO2 interface. Furthermore, previous reports suggest that oxygen vacancies are more easily generated in an Al-doped HfO2 than in a pristine HfO2,37,38,42 leading to enhanced formation of oxygen vacancies in the HfO2/Al2O3 stack, which is consistent with our XPS results. By fabricating the IL-3 nm device with an increased IL thickness, we effectively reduced the voltage distributed across the HfO2 layer. This reduction in the electric field suppressed oxygen vacancy migration, and enabled the device to operate with a negligible hysteresis. Furthermore, the 3 nm Al2O3 interlayer effectively suppressed the trapping and detrapping at the border trap sites of HfO2, and thereby eliminated the counterclockwise hysteresis (Fig. 3(c)). In the bottom-gate configuration, all devices were driven through an identical SiO2 gate dielectric as they were fabricated on the same SiO2/Si substrate. Consequently, they exhibited similar hysteresis behavior (Fig. S5, ESI†), indicating that the dielectric material strongly influences the hysteresis characteristics.
In TFTs, organic impurities at the semiconductor/dielectric interface negatively impact the switching behavior.4,19 To examine the effect of the Al2O3 interlayer on impurity levels, a SIMS analysis was conducted for IL-0 nm and IL-3 nm. Fig. 5(a) and (b) present the SIMS depth profiles of C−, CN−, H−, Si−, and Sn− for IL-0 nm and IL-3 nm, respectively. The boundaries of the dielectric, semiconductor, and substrate layers could be inferred from the profiles of Sn− and Si−. In the absence of an Al2O3 interlayer, organic impurities such as C−, CN− from the HfO2 ALD process accumulated significantly in the region where the hole accumulation layer forms (at the top of the SnO thin film). However, with the introduction of the interlayer, these organic impurities were effectively reduced. To enable semi-quantitative comparison, the impurity-to-Sn intensity ratios at the SnO/dielectric interface were calculated and are presented in Fig. S6 (ESI†). This suggests that the initial ligand exchange process during the ALD of HfO2 occurred more efficiently on the Al2O3 surface than on the SnO surface. The observed retardation of ALD behavior on the layer-structured SnO surface, which has relatively few functional groups owing to its 2D-like nature, contrasts with that on the hydroxyl group-rich Al2O3 surface, aligning with expectations based on their surface structures.17,19,43 As aforementioned, the concentration of hydrogen within HfO2, which can act as mobile ions, was unaffected by the presence or absence of the IL.
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| Fig. 5 TOF-SIMS depth profiles showing the distributions of H−, C−, CN−, Si−, and Sn− anions in (a) IL 0 nm and (b) IL 3 nm TFT devices. | ||
Thus far, we primarily focused on the characteristics of the semiconducting channel layer and its interface between dielectric thin films. However, as the properties of the gate dielectric are also critical for transistor operation, we examined the dielectric properties as a function of Al2O3 IL thickness. Fig. 6(a) presents grazing-incidence X-ray diffraction (GIXRD) patterns of the HfO2/SnO (IL-0 nm) and HfO2/Al2O3/SnO (IL-1.5 nm, IL-3 nm) stacks. HfO2 crystallized into the monoclinic phase during deposition on the SnO thin film (IL-0 nm), while it remained amorphous when an Al2O3 interlayer was present. This was evidenced by the detection of monoclinic (100), (200), and (120) planes exclusively in the IL-0 nm structure. A comprehensive investigation of the substrate-dependent variations in HfO2 crystallinity is planned for our future studies. The dielectric constant of HfO2, calculated by the capacitance density shown in Fig. S1 (ESI†), was confirmed to be 17.6, in line with reported values.17,29,44,45 Such disparities in the crystallinity of the dielectric HfO2 can result in variations in the gate leakage current in transistors. Fig. 6(b) illustrates the leakage current as a function of the electric field for the IL-0 nm, IL-1.5 nm, and IL-3 nm devices. The inset of Fig. 6(b) depicts the configuration of the metal–insulator–metal capacitor utilized for the leakage current measurements. In IL-0 nm, the leakage current was more than 10 times higher than those in IL-1.5 nm and IL-3 nm. This phenomenon is likely attributed to the presence of grain boundaries, which function as leakage current paths.46 Furthermore, the insertion of the Al2O3 interlayer, which possesses a larger bandgap of 7 eV compared to 5 eV of HfO2, also contributed to the effective reduction in gate leakage current. In addition, stable switching operation of the IL-3 nm device under ±1 MV cm−1 bias stress was observed, as demonstrated in the ESI† (Fig. S7). This outcome supports the suppression of the gate leakage current and highlights the effectiveness of the Al2O3 interlayer in improving device reliability.
To gain further insights into the microstructure of the SnO surface and dielectric crystallinity, high-resolution transmission electron microscopy (HRTEM) was performed on IL-0 nm and IL-3 nm stacks (Fig. 7(a) and (b)). Consistent with the XRD observations, the HfO2 in IL-0 nm crystallized, whereas the HfO2 in IL-3 nm remained amorphous (white-colored insets in Fig. 7(a) and (b)). However, as shown in (i) of Fig. 7(b), a partially crystallized monoclinic HfO2 phase, not detected by XRD, was locally observed only near the interface. Within the bulk of the SnO thin film, well-aligned (001) planes were detected regardless of the presence or absence of the interlayer, consistent with reported results ((ii) of Fig. 7(a) and (b)).14,17,19 Consistent with the observations in the XPS spectra in Fig. 1(b)–(d), the HRTEM analysis also revealed stark differences in surface phase purity depending on the presence of the interlayer. Local SnO2 crystallites were identified on the surface of IL-0 nm ((iii) of Fig. 7(a)). In addition, an amorphized SnO owing to surface damage and oxidation via exposure to O3 was observed. In contrast, in IL-3 nm, where the Al2O3 interlayer well protected the surface, the SnO2 phase or amorphized SnO was not detected over the entire surface. Thus, the HRTEM microstructural analysis showed a high consistency with the XPS and XRD results, which further validates our findings.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5tc00399g |
| This journal is © The Royal Society of Chemistry 2025 |