Julio C.
Flores-Reyes‡
a,
Yoarhy A.
Amador-Sánchez‡
a,
Alejandro
Valderrama-Celestino
a,
Bertha D.
Barrios-Campos
a,
Ricardo A.
Peralta
a,
Michael T.
Huxley
b,
Ilich A.
Ibarra
c,
Alejandro
Islas-Jácome
a,
Diego
Solis-Ibarra
*c and
Eduardo
González-Zamora
*a
aDepartamento de Química, Universidad Autónoma Metropolitana-Iztapalapa, Av. Ferrocarril San Rafael Atlixco 186, Col. Leyes de Reforma 1A Sección, Iztapalapa, 09310, Ciudad de México, Mexico. E-mail: egz@xanum.uam.mx
bSchool of Physics, Chemistry and Earth Sciences, Faculty of Sciences, Engineering and Technology, The University of Adelaide, Adelaide, SA 5005, Australia
cLaboratorio de Fisicoquímica y Reactividad de Superficies, (LaFReS), Instituto de Investigaciones en Materiales, Universidad Nacional Autónoma de México, Circuito Exterior S/N, CU, Coyoacán, Ciudad de México, Mexico. E-mail: diego.solis@unam.mx
First published on 17th February 2025
The dual-state emission (DSE) phenomenon has become crucial for developing dual-state emission luminogens (DSEgens) that exhibit efficient luminescence in both solution and solid states, addressing the limitations of conventional, phase-restricted fluorophores. Compounds exhibiting excited-state intramolecular proton transfer (ESIPT) mechanisms are especially valuable for enhancing emission stability across these states, offering significant potential in optoelectronics, bioimaging, and sensing applications. In this study, we report the synthesis of six new pyrazolyl-pyrrolo[3,4-b]pyridin-5-ones through an Ugi-Zhu-3CR coupled to an aza-Diels–Alder/N-acylation/decarboxylation/dehydration cascade sequence. An X-ray ORTEP confirms unequivocally the structure of one of the synthesized compounds. These ones demonstrate intriguing photophysical properties such as large Stokes shifts (>11900 cm−1) in solution and robust solid-state emission via ESIPT mechanism. Complementary DFT and TD-DFT calculations confirm weak but allowed transitions involving both pyrazole and pyrrolo[3,4-b]pyridin-5-one moieties, in agreement with experimental observations. This work represents the first application of an isocyanide-based multicomponent reaction for DSEgen synthesis, paving the way for innovative advances in the design of organic luminescent materials.
Alongside, pyrazole-based heteroaromatic compounds have gained significant interest due to their presence in various biologically and industrially important molecules, including natural products,8 antimicrobial agents,9 and emissive chromophores.10 These aromatic systems serve as essential building blocks for the rapid development of optoelectronic devices, such as organic light-emitting diodes (OLEDs).11 To this end, synthetic strategies that provide high yields and excellent atom economy are highly desirable, enabling the efficient generation of diverse molecular architectures. Among these approaches, multicomponent reactions (MCRs) stand out for their ability to produce key emissive motifs with valuable biological12 and optical properties13 while circumventing the limitations of multi-step procedures, such as low yields and labor-intensive purification steps.14 Moreover, pyrazole-based compounds are particularly appealing for designing luminescent materials due to their neighboring nitrogen atoms, which can act as hydrogen bond acceptors, facilitating highly desirable emissive phenomena like the ESIPT effect.15 This process begins with the photoexcitation of the material, resulting in the formation of two tautomers (enol and keto forms) with distinct electronic structures. In the ground state these molecules adopt an enol (E) configuration since they are stabilized by an intramolecular hydrogen bond. Upon light absorption, the enol tautomer enters an excited state (E*), during which the electronic charge is redistributed resulting in an increased acidity of the H-donor and an increased basicity of the H-acceptor, causing a proton transfer to occur, generating a new excited keto tautomer (K*). As the system relaxes to its ground state, a recombination mechanism takes place, resulting in light emission (K) distinct than from absorbed in the first step of the ESIPT process. The K form tautomerizes back to the E form by a reverse proton transfer, completing a four-level photochemical cycle (Fig. 1).
Our research group has previously developed novel methodologies based on the Ugi-Zhu reaction (UZ-3CR), utilizing various amines, aldehydes, and key α-isocyanoacetamides to assemble 5-aminooxazoles.16 These latter are subsequently subjected to a cascade sequence (intermolecular aza Diels–Alder cycloaddition/N-acylation/decarboxylation/dehydration) with maleic anhydride, yielding a series of pyrrolo[3,4-b]pyridin-5-ones with promising biological17 and optical18 properties (Scheme 1).
![]() | ||
Scheme 1 Ugi-Zhu/aza Diels–Alder sequence for the multicomponent assembly of pyrrolo[3,4-b]pyridin-5-ones. |
As part of our ongoing efforts to synthesize novel and complex polyheterocyclic compounds, we have developed several methodologies that utilize the Ugi-Zhu three-component reaction as a key synthetic tool. This strategy has proven effective for preparing various pyrrolo[3,4-b]pyridin-5-one series, either fused, bound, or linked to heterocyclic frameworks of interest for their optical and medicinal properties. In this study, we successfully synthesized a series of pyrazole-derived pyrrolo[3,4-b]pyridin-5-one dual-state emitters through an Ugi-Zhu/cascade (aza Diels–Alder/N-acylation/decarboxylation/dehydration) sequence with emission in both solution and solid states. To the best of our knowledge, this is the first report in which an isocyanide-based multicomponent reaction has been employed for the creation of DSEgens. Additionally, optical characterization revealed intriguing fluorescence properties, underscoring the potential applications of these compounds in the field of photonics and as bioactive agents.
The process begins with a condensation between aldehyde 1 and the primary amines 2a–f, resulting in the formation of imines 7, which are activated by Sc[III]. This activation promotes α-addition by the isocyanide 3, leading to the formation of nitrilium ion intermediates 8. These crucial intermediates are then intramolecularly captured by the amide oxygen through a 5-endo-dig cyclization, forming 5-aminooxazoles 10.16 The 5-aminooxazoles 10 react with maleic anhydride (4) in a cascade sequence of reactions, beginning with an intermolecular aza Diels–Alder cycloaddition producing the oxa-bridged intermediates 11. These ones undergo an N-acylation followed by a decarboxylation, and a final dehydration process, ultimately yielding the target pyrazolyl-pyrrolo[3,4-b]pyridin-5-ones 5 (Scheme S5†).
![]() | ||
Fig. 2 Absorption (left) and emission (right) spectra of the pyrazole aldehyde 1, measured at 254 nm, 275 nm, and 288 nm in CHCl3, MeCN, and DMSO, respectively. |
With these data, we proceeded to measure the normalized absorption and emission spectra of compounds 6a–f in CHCl3 at a concentration of 10−5 M (Fig. 3A and B) to compare their optical properties with those of the starting material 1. A prominent absorption peak at 278 nm, corresponding to the pyrrolo[3,4-b]pyridin-5-one core, was observed, along with a secondary, weaker absorption band between 297 and 303 nm, likely due to the pyrazole moiety. The polarity of the solvents had a minor effect on the absorption band positions. In MeCN and DMSO, the bands appeared at nearly identical wavelengths, while CHCl3 exhibited a slight bathochromic shift of 2 to 6 nm relative to MeCN and 4 to 5 nm compared to DMSO (Table 2). The emission spectra of compounds 6a–f in CHCl3 are shown in Fig. 3B.
Compound | Solvent | Absorbance | Emission | Stokes Shiftsa | Φ(%) |
---|---|---|---|---|---|
λ max [nm] (ε) [M−1 cm−1] | λ max [nm] | ||||
a The Stokes shifts were calculated as ![]() |
|||||
6a | MeCN | 275 (24![]() |
444 | 13![]() |
— |
CHCl3 | 279 (23![]() |
419 | 11![]() |
1.5 | |
DMSO | 274 (23![]() |
447 | 14![]() |
— | |
Solid | — | 420 | — | 21.5 | |
6b | MeCN | 275 (25![]() |
441 | 13![]() |
— |
CHCl3 | 278 (24![]() |
422 | 12![]() |
2.4 | |
DMSO | 274 (24![]() |
445 | 14![]() |
— | |
Solid | — | 407 | — | 14.2 | |
6c | MeCN | 275 (23![]() |
441 | 13![]() |
— |
CHCl3 | 278 (22![]() |
422 | 12![]() |
2.4 | |
DMSO | 273 (24![]() |
444 | 14![]() |
— | |
Solid | — | 407 | — | 13.2 | |
6d | MeCN | 278 (20![]() |
442 | 13![]() |
— |
CHCl3 | 278 (22![]() |
423 | 12![]() |
1.5 | |
DMSO | 278 (33![]() |
448 | 13![]() |
— | |
Solid | — | 437, 532 | — | 7.1 | |
6e | MeCN | 272 (22![]() |
441 | 14![]() |
— |
CHCl3 | 278 (23![]() |
424 | 12![]() |
1.4 | |
DMSO | 278 (23![]() |
447 | 13![]() |
— | |
Solid | — | 417 | — | 17.9 | |
6f | MeCN | 276 (21![]() |
450 | 14![]() |
— |
CHCl3 | 278 (18![]() |
435 | 12![]() |
1.6 | |
DMSO | 275 (17![]() |
451 | 14![]() |
— | |
Solid | — | 435, 572 | — | 11.1 |
As shown in Table 2, excitation of compounds 6a–f at 265 nm revealed that 6b and 6c exhibited the highest fluorescence intensity with emission maxima at 422 nm, while compound 6a displayed the lowest intensity at 419 nm. Notably, compound 6f demonstrated a bathochromic shift of approximately 11 nm. In general, these compounds exhibited bathochromic shifts with increasing solvent polarity. Compared to their emission in CHCl3, the respective emissions of compounds 6a–f in MeCN and DMSO occurred at significantly longer wavelengths, suggesting a higher dipole moment in the excited state.20 When a fluorophore is in the excited state, solvent molecules can relax around the excited dipole by reorienting themselves via electrostatic solute-solvent interactions. Higher solvent polarity and an increased excited state dipole moment of the fluorophore will enhance these interactions. This stabilizes and lowers the energy of the excited fluorophore, resulting in a red-shifted emission spectrum. Various excitation wavelengths were tested to acquire these spectra; however, the emission profiles consistently revealed a single emission band, indicating the predominance of one tautomer across the compounds. It is important to note that the Stokes shifts for compounds 6a–f exceeded 11900 cm−1 in all three solvents, particularly in MeCN and DMSO. This observation suggests the potential for an ESIPT, as compounds exhibiting ESIPT typically show large Stokes shifts due to structural differences between the emissive enol and keto forms.21 However, the presence of a single emission band for both the aldehyde and the products, combined with the large Stokes shifts observed in polar solvents, makes ESIPT unlikely in solution. Proton transfer is expected to be inhibited in such environments, particularly in DMSO. Instead, the observed Stokes shifts are more likely related to the integration of the fluorophore within the pyrrolo[3,4-b]pyridin-5-one framework, a phenomenon previously reported in similar systems.18
Additionally, the photoluminescence quantum yields (PLQYs) of compounds 6a–f in chloroform were measured as 1.5%, 2.4%, 2.4%, 1.5%, 1.4%, and 1.6%, respectively. It is noteworthy that all PLQYs were relatively low (<2.5%), indicating a strong preference for non-radiative relaxation pathways (Table 2).22 In the solid state, however, ESIPT can be modulated by molecular aggregation and restricted vibrational motion, potentially enhancing emission by minimizing non-radiative losses.23 This phenomenon is exemplified by aggregation-induced emission (AIE) materials, which are typically weakly emissive or non-emissive in solution but become strongly emissive in the solid state due to restricted molecular motion.5
For compounds 6b, 6c, and 6e, solid-state emissions were observed at λem = 407, 407, and 417 nm, respectively, showing blue shifts of 15 nm for 6b and 6c and 7 nm for 6e compared to their emissions in CHCl3 solution. Compound 6a, however, exhibited nearly identical fluorescence emission maxima in both solution and solid states. Notably, compounds 6d and 6f showed a prominent solid-state ESIPT effect, with dual emission bands at 437 and 532 nm for 6d, and at 435 and 572 nm for 6f, corresponding to the enol and keto tautomers, respectively, when excited at λex = 343 nm and 374 nm. Additionally, solid-state excitation at λex = 500 nm enhanced the longer-wavelength maxima, 532 nm for 6d and 572 nm for 6f (Fig. 4), supporting the presence of ESIPT and its role in solid-state emission.
![]() | ||
Fig. 4 Solid-state emission spectra at λex = 343 nm, 374 nm and 500 nm of compound 6d (A) and compound 6f (B). |
In the solid state, compounds 6a–f exhibited PLQYs of 21.5%, 14.2%, 13.2%, 7.1%, 17.9%, and 11.1%, respectively, demonstrating a substantial enhancement of fluorescence compared to CHCl3 solutions, with increases ranging from 5-fold for 6d to 14-fold for 6a. The fluorescence enhancement observed in the solid state among 6a–f can be attributed to the restriction of molecular motions and the effective prevention of detrimental π–π stacking, which inhibits non-radiative decay pathways. In the crystal structure of compound 6e, the pyrazole moiety and the pyrrolo[3,4-b]pyridin-5-one core participate in π–π stacking interactions, with centroid-to-centroid distances of approximately 6.897 Å and 4.332 Å, respectively (see the ESI, Fig. S42–S44†). These distances are significantly larger than the typical detrimental π–π stacking distance (∼3.35–3.50 Å), supporting the conclusion that the solid-state emission is enhanced due to the absence of strong π–π interactions that would otherwise quench fluorescence.1,24 Also, similar results have been observed in squaraine-type ESIPT fluorophores reported by Xia and Wang, where solid-state conformations assisted for a ESIPT mechanism suppress π-stacking, leading to low emission in solution but strong fluorescence in the solid state.25
Compound | Experimental | Calculated | Oscillator strength f | Main contributions |
---|---|---|---|---|
6a | 279 | 274 | 0.192 | HOMO−4 → LUMO (21%) |
HOMO−3 → LUMO (31%) | ||||
HOMO−2 → LUMO+1 (27%) | ||||
302 | 310 | 0.363 | HOMO → LUMO+1 (94%) | |
6b | 278 | 273 | 0.247 | HOMO−3 → LUMO (46%) |
HOMO−2 → LUMO+1 (34%) | ||||
HOMO → LUMO3 (10%) | ||||
301 | 308 | 0.344 | HOMO → LUMO+1 (89%) | |
6c | 278 | 275 | 0.260 | HOMO−8 → LUMO (16%) |
HOMO−3 → LUMO (49%) | ||||
HOMO−2 → LUMO+1 (13%) | ||||
303 | 309 | 0.361 | HOMO → LUMO+1 (92%) | |
6d | 278 | 274 | 0.193 | HOMO−8 → LUMO (8%) |
HOMO−4 → LUMO (49%) | ||||
HOMO−3 → LUMO+1 (20%) | ||||
303 | 309 | 0.323 | HOMO−1 → LUMO (10%) | |
HOMO−1 → LUMO+1 (10%) | ||||
HOMO → LUMO+1 (78%) | ||||
6e | 278 | 275 | 0.186 | HOMO−4 → LUMO (24%) |
HOMO−3 → LUMO (52%) | ||||
HOMO−2 → LUMO+1 (18%) | ||||
303 | 310 | 0.347 | HOMO → LUMO+1 (91%) | |
6f | 278 | 276 | 0.119 | HOMO−2 → LUMO+1 (53%) |
HOMO → LUMO+2 (38%) | ||||
302 | 312 | 0.380 | HOMO → LUMO+1 (100%) |
In compounds 6a–c and 6e, the HOMO−3 orbital (HOMO−4 for compound 6d) is distributed over the pyrrolo[3,4-b]pyridin-5-one fragment with its substituents, including the benzyl group and the pyrrole substituent, while the LUMO is localized solely on the pyrrolo[3,4-b]pyridin-5-one structure with a node at the methine group. For compound 6f, the most intense absorption consists of two main contributions: one from the HOMO−2 → LUMO+1 orbital (53%), which is distributed over the pyrazole and its substituents, and the other contribution from the HOMO → LUMO+2 orbital (38%), where the HOMO is localized on the pyrazole and the two rings attached to it, while the LUMO+2 is located on the pyrrolo[3,4-b]pyridin-5-one, though in this case, the node is located on the nitrogen of the pyrrole. Fig. 5 shows the distribution of the HOMO and LUMO orbitals involved in the strongest absorption band in the synthesized compounds.
The HOMO distribution is primarily localized within the pyrazole ring, while the LUMO is situated in the pyrrolo[3,4-b]pyridin-5-one moiety, indicating that the pyrazole fragment is more electron-rich. Generally, the substituents have little effect on the HOMO energy; however, a greater impact is observed on the LUMO energy. For example, the LUMO of compounds 6b and 6d is destabilized by 0.038 eV and 0.036 eV, respectively, relative to compound 6a. Conversely, the LUMO of compound 6f is stabilized by 0.014 eV compared to 6a. These results suggest that no clear relationship can be established between the nature of the substituents and their influence on the LUMO, as no consistent trend is apparent (Fig. S51†).
Footnotes |
† Electronic supplementary information (ESI) available. CCDC 2402623. For ESI and crystallographic data in CIF or other electronic format see DOI: https://doi.org/10.1039/d4qo02256d |
‡ These authors contributed equally to this work. |
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