Taro
Udagawa
*a,
Hinata
Nagasaka
a,
Yusuke
Kanematsu
*b,
Takayoshi
Ishimoto
b and
Masanori
Tachikawa
c
aDepartment of Chemistry and Biomolecular Science, Faculty of Engineering, Gifu University, Yanagido 1-1, Gifu 501-1193, Japan. E-mail: udagawa.taro.f1@f.gifu-u.ac.jp
bSmart Innovation Program, Graduate School of Advanced Science and Engineering, Hiroshima University, 1-4-1 Kagamiyama, Higashi-Hiroshima, Hiroshima 739-8527, Japan. E-mail: ykanem@hiroshima-u.ac.jp
cGraduate School of NanobioScience, Yokohama City University, 22-2 Seto, Kanazawa-ku, Yokohama 236-0027, Japan
First published on 18th September 2025
The proton transfer (PT) reaction in 7-hydroxyquinoline (7-HQ), mediated by three methanol molecules, has been investigated using time-dependent density functional theory (TD-DFT) and multi-component DFT (MC_TD-DFT) calculations, which can incorporate nuclear quantum effects (NQEs) of protons and deuterons. The NQEs were found to induce the geometrical changes in both the ground-state and excited-state, and alter orbital energies, affecting the HOMO–LUMO energy gap and absorption and fluorescence properties. The MC_DFT calculations predict a Stokes shift of 217 nm, closer to the experimental value (180–200 nm) compared to the conventional DFT (242 nm). For 7-HQ, the NQEs induced red shifts in absorption peaks and blue shifts in fluorescence peaks, aligning the Stokes shift more closely with experimental data. In addition, the MC_DFT calculations revealed that geometrical relaxation induced by the NQEs can be attributed to the shifts in the peaks in the case of 7-HQ. This study highlights the critical role of NQEs in understanding PT mechanisms, absorption and fluorescence properties, and H/D isotope effects, demonstrating the importance of including NQEs for accurate theoretical modeling.
Density functional theory (DFT) has become the de facto standard in quantum chemical calculations today due to its ability to deliver accurate results within reasonable computational times. Time-dependent DFT (TD-DFT), an extension of DFT, is the method of choice for theoretically analyzing excited-states, and numerous studies on ESPT using the TD-DFT approach have been reported.5–7,11–20 In general quantum chemical computations, the Born–Oppenheimer (BO) approximation is applied. This approximation assumes that the nuclei, which are much heavier than electrons, are fixed, and thus it only addresses the behavior of electrons in the field created by these fixed nuclei. However, in systems like ESMPT, where hydrogen atoms play a central role, it is often crucial to directly consider the quantum effects of the hydrogen nuclei themselves—known as nuclear quantum effects (NQEs). Although theoretical calculations based on the BO approximation have been successful in analyzing many chemical phenomena, they struggle with systems where NQEs are significant.
In recent years, we have developed the multi-component quantum mechanics (MC_QM) methods,30–32 which treats light atomic nuclei such as protons and deuterons as quantum wavefunctions, similar to electrons. The MC_QM method allows electronic structures to reflect the NQEs. Several methods that also can also incorporate the NQEs into electronic structure calculations have been developed, such as the nuclear orbital plus molecular orbital (NOMO) methods33–35 by the Nakai group and the nuclear-electronic orbital (NEO) methods36 by the Hammes-Schiffer group, among others. Therefore, the MC_QM method enables convenient expression of changes due to the NQEs on the geometrical parameters. To date, we have applied the MC_QM method to analyze the NQEs and deuterium isotope effects (H/D isotope effects) in various proton transfer reactions,37–41 including excited-state intramolecular proton transfer.38
In the excited-state, the PT reactions of 7-HQ mediated by solvent molecules involve multiple hydrogen bonds and multiple PTs, making the impact of NQEs of hydrogen nuclei considerable. However, calculations considering these NQEs have been limited thus far. Therefore, in this study, we analyzed the ESMPT mediated by three solvent MeOH molecules in 7-HQ using the MC_QM method to accurately incorporate the NQEs of hydrogen nuclei. We also analyzed the H/D isotope effects on the ESMPT in 7-HQ.
The total Hamiltonian for a system containing Ne-electrons, Np-quantum hydrogen nuclei, and M-classical nuclei as utilized in the multi-component method is given as
![]() | (1) |
The total wavefunction of the ground-state, Ψ0, is represented by a simple product of electronic (Φe0) and nuclear (Φp0) wavefunctions in the multi-component method,
| Ψ0 = Φe0·Φp0. | (2) |
The effective one-particle operators for electron and quantum nucleus are given as
![]() | (3) |
![]() | (4) |
The B3LYP- and TD-B3LYP-optimized structures were used as the initial structures for the subsequent MC_B3LYP and MC_TD-B3LYP calculations. In the MC_B3LYP and MC_TD-B3LYP calculations, only the migrating proton (deuteron) was treated as quantum wavefunction. Therefore, only the migrating hydrogen atom was replaced with a deuterium atom in the deuterated species. Hereafter, we will refer to the results for non-deuterated species as MC_B3LYP(H) and the results for deuterated species as MC_B3LYP(D). A single s-type Gaussian type function, ψ = N
exp(−αr2), was adopted as the nuclear basis function, where N is the normalization constant and α is the orbital exponent value, which determines the spatial distribution of the nuclear wavefunction. Small and large α values represent diffusive and localized wavefunctions, respectively. Reasonable values of α are 24.1825 and 35.6214 for proton and deuteron, respectively.45,46 Similar to the conventional (TD-)DFT calculations, all stationary point structures obtained by MC_(TD-)DFT calculations were characterized by normal mode analysis.
All calculations were performed with the modified version of Gaussian16 program package.
![]() | ||
| Fig. 1 Potential energy profiles for the ground-state and excited-state proton transfer reactions in 7-HQ obtained by (TD-)B3LYP and MC_(TD-)B3LYP calculations. | ||
Next, we would like to shed light on the NQEs on the relative potential energy profiles of 7-HQ + 3MeOH. Relative energies for enol, TS, and keto forms obtained by MC_B3LYP and MC_TD- B3LYP calculations were also listed in Table 1. Significant changes were observed in the activation barriers for both GSPT and ESPT reactions. While the B3LYP calculation gave an activation barrier of 16.8 kcal mol−1 for the GSPT, the activation barrier calculated by MC_B3LYP(H), which includes the NQEs of protons, was 9.2 kcal mol−1, showing a reduction of 7.6 kcal mol−1. Similarly, the activation barrier for the deuterated system (MC_B3LYP(D)) was 11.3 kcal mol−1, showing a reduction of 5.5 kcal mol−1. Since a deuteron is twice as heavy as a proton, the NQEs of deuterons are weaker than those of protons. These differences in the NQEs explain the smaller reduction observed in the MC_B3LYP(D) result compared to the MC_B3LYP(H) result. The NQEs also reduced the activation barriers in the ESPT. The activation barriers in the MC_B3LYP(H) and MC_B3LYP(D) results were 0.4 kcal mol−1 and 1.3 kcal mol−1, respectively. Thus, the activation barriers became negligibly small at room temperature by considering the NQEs of protons and deuterons.
| MC_B3LYP(H) | MC_B3LYP(D) | B3LYP | |
|---|---|---|---|
| a Values in parenthesis are the energies relative to S1 enol form. | |||
| S0 enol | 0.0 | 0.0 | 0.0 |
| S0 TS | 9.2 | 11.3 | 16.8 |
| S0 keto | 6.2 | 6.5 | 6.8 |
| S0 keto (S1 geom) | 14.7 | 15.0 | 15.6 |
| S1 enol (Frank–Condon) | 84.3 | 85.0 | 86.5 |
| S1 enol | 77.2 (0.0)a | 78.3 (0.0)a | 80.5 (0.0)a |
| S1 TS | 77.6 (0.4)a | 79.6 (1.3)a | 85.6 (5.1)a |
| S1 keto | 66.1 (−11.1)a | 65.9 (−12.4)a | 65.6 (−14.9)a |
These results clearly demonstrate the significance of the NQEs of protons in the analysis of GSPT and ESPT reactions. The NQEs affect not only energy profiles but also the optimized geometries and the electronic state of the molecules. We will analyze the NQEs on these properties in the following sections.
![]() | ||
| Fig. 2 Enol, TS, and keto structures of 7-HQ + 3MeOH in the ground-state optimized by (MC_)B3LYP/6-31+G(d,p) calculations. | ||
| Enol | TS | Keto | |||||||
|---|---|---|---|---|---|---|---|---|---|
| MC_B3LYP | MC_B3LYP | MC_B3LYP | |||||||
| H | D | B3LYP | H | D | B3LYP | H | D | B3LYP | |
| R(O1–H1) [Å] | 1.039 | 1.026 | 0.999 | 1.209 | 1.176 | 1.103 | 1.488 | 1.539 | 1.623 |
| R(H1–O2) [Å] | 1.557 | 1.586 | 1.652 | 1.232 | 1.262 | 1.343 | 1.059 | 1.040 | 1.007 |
| R(O2–H2) [Å] | 1.031 | 1.019 | 0.993 | 1.226 | 1.202 | 1.144 | 1.513 | 1.572 | 1.661 |
| R(H2–O3) [Å] | 1.583 | 1.615 | 1.686 | 1.206 | 1.223 | 1.275 | 1.047 | 1.028 | 0.997 |
| R(O3–H3) [Å] | 1.029 | 1.017 | 0.992 | 1.280 | 1.291 | 1.370 | 1.530 | 1.579 | 1.666 |
| R(H3–O4) [Å] | 1.596 | 1.629 | 1.699 | 1.161 | 1.147 | 1.083 | 1.044 | 1.028 | 0.997 |
| R(O4–H4) [Å] | 1.038 | 1.026 | 1.000 | 1.334 | 1.363 | 1.476 | 1.573 | 1.617 | 1.698 |
| R(H4–N) [Å] | 1.655 | 1.682 | 1.741 | 1.200 | 1.174 | 1.103 | 1.093 | 1.077 | 1.045 |
| q(H1) | 0.502 | 0.497 | 0.480 | 0.542 | 0.545 | 0.544 | 0.499 | 0.483 | 0.460 |
| q(H2) | 0.498 | 0.491 | 0.471 | 0.544 | 0.543 | 0.541 | 0.514 | 0.504 | 0.481 |
| q(H3) | 0.504 | 0.497 | 0.476 | 0.542 | 0.541 | 0.534 | 0.509 | 0.501 | 0.480 |
| q(H4) | 0.477 | 0.472 | 0.455 | 0.510 | 0.505 | 0.477 | 0.462 | 0.446 | 0.418 |
| q(O1) | −0.585 | −0.584 | −0.583 | −0.646 | −0.640 | −0.620 | −0.654 | −0.640 | −0.634 |
| q(O2) | −0.669 | −0.664 | −0.647 | −0.736 | −0.744 | −0.757 | −0.697 | −0.670 | −0.642 |
| q(O3) | −0.697 | −0.690 | −0.670 | −0.746 | −0.758 | −0.804 | −0.695 | −0.698 | −0.675 |
| q(O4) | −0.639 | −0.635 | −0.620 | −0.695 | −0.702 | −0.711 | −0.667 | −0.658 | −0.643 |
| q(N) | −0.230 | −0.229 | −0.225 | −0.254 | −0.248 | −0.215 | −0.207 | −0.181 | −0.183 |
Meanwhile, the shortenings observed in the hydrogen-bonded distances and distances between heavy atoms could not be explained by the anharmonicity of the potential energy curve, but could be explained by the changes in Mulliken charges for the atoms participating in the hydrogen-bond network. As shown in Table 2, negative charges of oxygen and nitrogen atoms and positive charges of hydrogen atoms were enhanced by the NQEs, resulting in the strengthening of the hydrogen-bond interactions.
The interatomic distances and Mulliken charge densities in the enol and keto forms at the S1 ES are listed in Table 3. First, we focus on the geometrical parameters in the enol form at the S1 ES. The hydrogen-bonded distances in the S1 ES were clearly shorter than those in the GS, indicating that the electronic excitation strengthened the hydrogen-bond interactions, thereby facilitating the ESPT reaction. In addition, the NQEs induced the same trends of changes in geometrical parameters as in the GS; they elongated the covalent bond distances while shortening the hydrogen-bonded distances. Thus, it can be inferred that the negligibly small activation barriers for the ESPT in 7-HQ on the MC_B3LYP(H) and MC_B3LYP(D) S1 potential energy surfaces result from the combined effects of electronic excitation and the inclusion of NQEs.
| Enol | TS | Keto | |||||||
|---|---|---|---|---|---|---|---|---|---|
| MC_TD-B3LYP | MC_TD-B3LYP | MC_TD-B3LYP | |||||||
| H | D | TD-B3LYP | H | D | TD-B3LYP | H | D | TD-B3LYP | |
| R(O1–H1) [Å] | 1.122 | 1.085 | 1.033 | 1.209 | 1.257 | 1.356 | 1.577 | 1.606 | 1.670 |
| R(H1–O2) [Å] | 1.339 | 1.397 | 1.496 | 1.226 | 1.176 | 1.094 | 1.033 | 1.021 | 0.995 |
| R(O2–H2) [Å] | 1.069 | 1.043 | 1.004 | 1.129 | 1.147 | 1.187 | 1.551 | 1.583 | 1.651 |
| R(H2–O3) [Å] | 1.437 | 1.496 | 1.596 | 1.322 | 1.287 | 1.219 | 1.034 | 1.021 | 0.996 |
| R(O3–H3) [Å] | 1.066 | 1.041 | 1.004 | 1.105 | 1.102 | 1.076 | 1.562 | 1.593 | 1.662 |
| R(H3–O4) [Å] | 1.448 | 1.505 | 1.605 | 1.368 | 1.365 | 1.389 | 1.032 | 1.020 | 0.994 |
| R(O4–H4) [Å] | 1.095 | 1.066 | 1.022 | 1.136 | 1.126 | 1.080 | 1.629 | 1.658 | 1.722 |
| R(H4–N) [Å] | 1.482 | 1.536 | 1.630 | 1.408 | 1.416 | 1.477 | 1.077 | 1.065 | 1.038 |
| q(H1) | 0.548 | 0.541 | 0.518 | 0.542 | 0.538 | 0.522 | 0.487 | 0.479 | 0.458 |
| q(H2) | 0.530 | 0.518 | 0.488 | 0.555 | 0.561 | 0.573 | 0.511 | 0.501 | 0.476 |
| q(H3) | 0.529 | 0.517 | 0.489 | 0.551 | 0.555 | 0.561 | 0.594 | 0.496 | 0.474 |
| q(H4) | 0.505 | 0.497 | 0.475 | 0.503 | 0.501 | 0.492 | 0.450 | 0.440 | 0.412 |
| q(O1) | −0.549 | −0.541 | −0.527 | −0.565 | −0.576 | −0.591 | −0.584 | −0.584 | −0.584 |
| q(O2) | −0.704 | −0.698 | −0.677 | −0.702 | −0.699 | −0.689 | −0.690 | −0.682 | −0.658 |
| q(O3) | −0.715 | −0.703 | −0.675 | −0.757 | −0.762 | −0.760 | −0.698 | −0.689 | −0.663 |
| q(O4) | −0.686 | −0.678 | −0.654 | −0.698 | −0.700 | −0.695 | −0.668 | −0.662 | −0.644 |
| q(N) | −0.348 | −0.346 | −0.334 | −0.323 | −0.324 | −0.334 | −0.223 | −0.223 | −0.220 |
The absorption and fluorescence peak positions are also affected by the NQEs of the protons and deuterons. The λabs values were 339 nm and 336 nm by the MC_TD-B3LYP(H) and MC_TD-B3LYP(D) calculations, respectively. The NQEs caused modest red shifts. On the other hand, the NQEs caused modest blue shifts of the fluorescence peak positions. The λflu values were 556 nm and 562 nm by the MC_TD-B3LYP(H) and MC_TD-B3LYP(D), respectively. The NQEs caused the absorption peaks to slightly deviate from the experimental value (320 nm). However, the fluorescence peaks were slightly shifted to the shorter wavelength region and brought closer to the experimental value by including the NQEs. Consequently, the calculated Stokes shift (217 nm for MC_B3LYP(H)) was closer to the experimental value (180–200 nm) compared to that estimated by the B3LYP calculation (242 nm). Therefore, direct treatment of the NQEs is important to theoretically analyze the absorption and fluorescence properties of 7-HQ.
For both absorption and fluorescence of 7-HQ, the main contribution for the excitation is the HOMO–LUMO transition, and the coefficient for the HOMO–LUMO transition slightly increased as the NQEs of the migrating hydrogen nuclei increased.
Fig. 3 shows the Frontier orbitals (highest occupied molecular orbital (HOMO) and lowest unoccupied molecular orbital (LUMO)), and Table 5 lists the HOMO and LUMO energies and the differences between them (HOMO–LUMO energy gap, ΔHL) at the GS enol and at ES keto forms. The HOMO and LUMO consist of π (π*) orbitals of 7-HQ. The ΔHL values in the GS enol form decreased as the NQEs of the hydrogen nucleus increased, whereas the gap in the ES keto form increased. Thus, the NQEs of the migrating proton or deuteron altered the molecular orbital energies, resulting in changes in the ΔHL values and the peak positions. Inoue and coworkers have studied the applicability of MC_QM methods for electronic excitation calculations. They conducted detailed analyses of NQEs in electronic excitations, especially in H2O, HDO, and D2O molecules, and revealed that the NQEs alter the shapes and characteristics of molecular orbitals.47 Following Inoue's study, we also investigated the NQEs for electronic excitations in detail. We performed two types of additional calculations: (i) MC_B3LYP single-point calculation at the conventional B3LYP geometry, and (ii) B3LYP single-point calculation at the MC_B3LYP geometry. The former provides insight into how the quantum nature of protons itself alters the molecular orbital energies, whereas the latter clarifies how important the geometrical relaxations induced by the NQEs are. As shown in Tables S2 and S3 in SI, unlike the case of electronic excitations in H2O, HDO, and D2O, the geometrical relaxation effects are clearly dominant for the HOMO–LUMO excitation in 7-HQ. This seems reasonable because the HOMO and LUMO in 7-HQ consist of π and π* orbitals localized on the molecular plane of 7-HQ, so the NQEs of the protons/deuterons may not directly affect the electronic excitation properties. Therefore, these analyses demonstrate that even if the molecular orbitals related to the excitation do not include contributions from the protons/deuterons, the NQEs of protons/deuterons can still alter the molecular orbital energies indirectly through geometrical relaxation.
ΔHL values became smaller and larger as the NQE increased at the GS enol and ES keto structures, respectively. Since HOMO–LUMO transition was the main contribution for both absorption and fluorescence, the changes in the ΔHL values induced the changes in the absorption and fluorescence properties.
The NQEs of proton and deuteron induced not only geometrical changes but also the changes in orbital energies. As a result, the HOMO–LUMO energy gap values and absorption/fluorescence properties were also affected by the NQEs. The MC_TD-B3LYP(H) calculation predicted the Stokes shift as 217 nm, which is closer to the experimental value (180–200 nm) compared to the TD-B3LYP calculation. Therefore, the present study clearly demonstrated that the NQEs of protons and deuterons are important for representing not only H/D isotope effects but also absorption and fluorescence properties.
The data supporting the findings of this study are presented in the main text and SI.
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