Mehrdad Lotfi
Choobbari
a,
Leonardo
Ciaccheri
b,
Tatevik
Chalyan
c,
Barbara
Adinolfi
b,
Hugo
Thienpont
c,
Wendy
Meulebroeck
c and
Heidi
Ottevaere
*c
aVrije Universiteit Brussel, Department of Applied Physics and Photonics, Brussels Photonics, Pleinlaan 2, 1050 Brussels, Belgium
bCNR-Istituto di Fisica Applicata “Nello Carrara”, Via Madonna del Piano 10 – 50019, Sesto Fiorentino (FI), Italy
cVrije Universiteit Brussel and Flanders Make, Department of Applied Physics and Photonics, Brussels Photonics, Pleinlaan 2, 1050 Brussels, Belgium. E-mail: Heidi.Ottevaere@vub.be; Fax: +32 472 38 67 12; Tel: +32 472 38 67 12
First published on 23rd September 2022
Size and concentration are two important parameters for the analysis of microplastics (MPs) in water. The analytical tools reported so far extract this information in a single-particle analysis mode, dramatically increasing the analysis time. Here, we present a combination of multi-angle static light scattering technique, called “Goniophotometry”, with chemometric multivariate data processing for the batch analysis of size and concentration of MPs in water. Nine different sizes of polystyrene (PS) MPs with diameters between 500 nm and 20 μm are investigated in two different scenarios with uniform (monodisperse) and non-uniform (polydisperse) size distribution of MPs, respectively. It is shown that Principal Component Analysis (PCA) can reveal the existing relationship between the scattering data of mono- and polydisperse samples according to the size distribution of MPs in mixtures. Therefore, a Linear Discriminant Analysis (LDA) model is constructed based on the PCA of scattering data of PS monodisperse samples and is subsequently employed to classify the size of MPs not only in unknown mono- and polydisperse PS samples, but also for other types of MPs such as Polyethylene (PE) and Polymethylmethacrylate (PMMA). When the size of MPs is classified, their concentration is measured using a simple linear fit. Finally, a Linear Least Square (LLS) model is used to evaluate the reproducibility of the measurements.
Different methods have been proposed for the detection of microplastics such as visual inspection/microscopy,10 Fourier-transform infrared spectroscopy (FTIR),11 Raman spectroscopy,12 scanning electron microscopy plus energy-dispersive X-ray spectroscopy (SEM/EDS),13 Pyrolysis-Gas Chromatography-Mass Spectrometry (Py-GC-MS),14 Thermal Extraction Desorption-Gas Chromatography-Mass Spectrometry (TED-GC-MS),15 and light scattering.16 Nevertheless, none of these methods can fully characterize in a non-destructive way MPs in terms of their size, number, mass, morphology, and type, which are some of the necessary information for developing a standardized protocol for the analysis of microplastics, currently lacking in the field.17 For example, Raman and FTIR are the most used spectroscopic techniques for identifying the types of the MPs, while it can be time consuming to characterize the size and number of the MPs by these methods. Besides, they do not provide any information about mass and morphology.18 In contrast, the thermo-analytical techniques such as Py-GC-MS and TED-GC-MS, are suitable for studying the type and mass of the MPs. Nonetheless, they are destructive and do not provide any information about the number and morphology of the MPs.19 To overcome this challenge, the combination of different analytical techniques was proposed as a practical solution for obtaining extensive information on microplastics in different matrices.20 Therefore, there is a need to determine the most optimal technique for measuring a target parameter and as such to further explore the boundaries/limitations of existing techniques. In this regard, the applicability of light scattering as a promising approach for characterizing the size and concentration of microplastics in water is demonstrated in this paper.
Light scattering is a well-established technique having broad applications in different fields, especially in particle analysis.21–23 Light scattering techniques are often divided into two broad categories being dynamic or static. In the former, the scattered light intensity is a function of time, while in the latter, the scattered light intensity is a function of angle.24 It was recently demonstrated that light scattering can be used for detecting transparent and translucent MPs in freshwater and for studying their surface characteristics.25,26 However, the authors mainly targeted large plastic particles in the order of millimeters which are easy to detect. In fact, the challenges arise when the scales shift towards the interface between the submicron and micron regime, where the analytical methods applicable to nanoscales reach their upper limits, and the applicable methods to microscales reach their lower limits of application.27 Not surprisingly, the probability of detecting more plastic particles in these regimes is higher as demonstrated by Schymanski et al.28 Hence, it is of high importance to develop either independent or combined analytical tools that are capable of analyzing MPs in the small regimes with particle sizes of less than 10 μm.27,28 In the work performed by Caputo et al.,27 the authors investigated the performance of nine different analytical methods to characterize the size and mass of Polystyrene (PS) particles. They concluded that the light scattering methods do not have the capability of resolving multiple populations of particles in polydisperse samples. While, Clementi et al.29 estimated the particle size distribution of dilute latexes in a polydisperse sample through multiangle dynamic light scattering and an optimization strategy based on a Genetic Algorithm (GA). However, only two diameters of PS particles smaller than 1 μm were analyzed in the mentioned work. Huang et al.30 proposed an integrated microfluidic chip composed of a preconcentration stage and an on-chip multi-angle laser scattering module for the detection of waterborne parasites. The authors applied Principal Component Analysis (PCA) to extract the Zernike moment features of scattering patterns and Linear Discriminant Analysis (LDA) algorithm for the classification of the patterns. They also demonstrated the applicability of their proposed technique for discriminating the diameter of PS particles between 2 and 10 μm. Nevertheless, the detection of particles was done one by one in a sheath-flow-based microfluidic chip that requires a long analysis time.
The present paper demonstrates the applicability of a multi-angle static light scattering analyzer, called goniophotometer, for the batch analysis of size and concentration of MPs in both mono- and polydisperse samples. A relatively broad range of diameters of PS MPs was chosen for the characterization of the proposed technique. PCA and LDA were used to discriminate between the size of the MPs in different monodisperse PS samples. An LDA algorithm was then trained using the PCA of PS monodisperse samples to classify the size of PS, PE and PMMA MPs in polydisperse mixtures. To verify the reproducibility of the proposed approach, two independent batches of measurements were conducted at two different times. The findings reported here shed light on a promising approach for the batch analysis of microplastics in water and revealed the significance of chemometric methods such as PCA and LDA.
The use of advanced data analysis methods in combination with different analytical techniques has proved to be a practical approach for the analysis of MPs in several studies.20,31,32 The same approach was implemented in this work using PCA and LDA to analyze the measured scattering signals of MPs. PCA is known as an unsupervised chemometric method that can split between the groups of a dataset by identifying the existing patterns or trends among them with no prior knowledge.33 Therefore, PCA was applied on the first derivative of the logarithmic scattering intensity patterns of the mono- and polydisperse samples to discriminate the size of the MPs. In contrast to the PCA which is an unsupervised learning method, LDA is one of the most popular supervised chemometric techniques that was used for pattern recognition.33,34 To identify the unknown samples using LDA, a mathematical model was constructed based on the features of known samples. For this purpose, since the number of original variables was large, preliminary unsupervised data compression method was used to avoid overfitting.33,34
Although one may calculate the concentration of the MPs using the scattering intensity plot and with an a priori knowledge about the MPs size and shape, this will be a hard task if nothing is known about the MPs. Thus, firstly it is necessary to discriminate between the size of the MPs in a sample. Fig. 2(c) demonstrates the scattering intensity plot related to the different sizes and concentrations of the PS MPs. Please note that the output logarithm was calculated to have a comparable contribution from the weak scattered signals at large angles. As seen, the plot contains rich information about the MPs concentration, however, it may be difficult to discriminate between the size of the MPs due to the large overlaps between the curves. The overlap would become higher if all the measured concentrations of different MP sizes were included (see Fig. S1(a)†). Therefore, the first derivative of the corresponding scattering intensity patterns was calculated using a second order, nine-point Savitsky-Golay filter that is demonstrated in Fig. 2(d). Consequently, most of the information about the concentration of MPs was removed. However, the difference between the shape of the scattering intensity patterns was significantly enhanced with respect to the size of the scatterers. Although only a few concentrations of the three measured sizes of PS MPs were selected here for a better demonstration, the same result was obtained for the other samples, as are shown in Fig. S1(a) and (b).† Again, the best results were obtained between the 5–30° angular range due to the aforementioned reasons. Accordingly, this data was used as the input for the PCA analysis of monodisperse samples that is explained in the following section.
Fig. 3 Principal component analysis of the PS monodisperse samples. (a) shows the PC1 and PC2 map, and (b) shows the PC3 and PC4 map. |
Therefore, by applying PCA on the first derivative of the logarithmic scattering intensity patterns of PS monodisperse samples, information about the size of the MPs can be extracted. However, four PCs were needed for discriminating the nine selected sizes of the PS MPs. In the next step, an LDA classifier was trained using the results of PCA analysis to recognize the scattering intensity patterns of unknown monodisperse samples.
Fig. 4 demonstrates the classification results which are summarized in the form of a confusion matrix. As seen, all the MPs larger than 1 μm were correctly assigned to their relevant classes. Nonetheless, some incorrect predictions occurred which were mainly related to MPs smaller than 1 μm, and therefore, the overall accuracy of prediction became 90.3%. This revealed that the model had good accuracy in discriminating between the monodisperse samples of 1 μm and larger MPs, however, the accuracy deteriorated for resolving the samples composed of submicron-sized MPs. This was expected because the small MPs were separated using the PCs that explained a small portion of the total variance. Therefore, they also affected the accuracy of the LDA which was trained by them for classifying the size of the small MPs. Nevertheless, a clear division between the nanoscale and microscale monodisperse samples was feasible.
Fig. 4 Confusion matrix resulting from the classification of PS monodisperse samples using PCA-LDA model. The green and red spheres show the correct and wrong classification rates, respectively. |
The experiments were performed with three different groups of PS MPs based on their size, respectively, small (0.5, 0.75, and 1 μm), medium (2, 3, and 4.5 μm), and large (3, 6, and 10 μm) MPs. Then, two batches of PS polydisperse samples with different complexities were investigated. In the first batch, the concentration of MPs was kept constant at each group and only the compositions were changed. Labelling of the mixtures was also used for a better demonstration. For example, “111” is a sample relevant to either the small, medium, or large group with an equal concentration of each component from that group, and “110” describes a sample with an equal concentration of the first two components and zero concentration of the last component from a relevant group. The order of the components in a sample is based on the size of each component starting from the smaller towards the larger diameters. In the second batch, the composition of the MPs was always the same, but the concentration of each component was different. Labelling of the mixtures was used here as well. For example, “112” describes a sample relevant to either the small, medium, or large group in which the concentration of the third component is two times the concentrations of the first two components. Please note that these labels were used exclusively for each group of PS polydisperse MPs. Since PE and PMMA MPs were supplied as polydisperse samples in specific size ranges, they were more complex compared to the previous cases.
The same pre-processing as for monodisperse samples was applied on the scattering intensity patterns of the polydisperse samples before PCA analysis. Like before, the logarithm of the output intensity patterns (Fig. S4(a)†) yielded information about the concentration of the MPs and its derivative (Fig. S4(b)†) helped to discriminate between the sizes of the MPs. Therefore, the latter was used for the PCA analysis of the polydisperse samples explained in the next section.
In a next step, the scattering intensity patterns of all the polydisperse samples with either equal or unequal concentrations were projected onto the PCA model of monodisperse samples. A typical map of this projection is demonstrated for the medium-sized MPs (2, 3, and 4.5 μm) in Fig. 5(c). The aim was to see if any relationship exists between the maps of mono- and polydisperse samples on the PCA space. At first glance, it can be easily interpreted that the PCA location of a polydisperse sample falls in between the PCA locations of its constituent MPs. For example, since the sample “110” was a polydisperse sample composed of 2 and 3 μm MPs, its PCA location fell in between the PCA locations of the monodisperse samples of 2 and 3 μm MPs. The same argument is valid for the other points. Furthermore, it can be observed that the PCA location of the polydisperse samples diverged towards the PCA location of their largest constituent. This is clearly visible for the samples “011” and “101”, whose PCA locations diverged towards the PCA location of 4.5 μm MP which was their largest constituent. This is because the larger MPs are stronger scatterers and therefore, their scattering signal plays the main role within a polydisperse mixture. Due to the larger size difference between the constituent MPs of the sample “101” in comparison to the sample “011”, the divergence of the former was higher than that for the latter.
Fig. 5(c) also demonstrates the projection of scattering intensity patterns of polydisperse samples with unequal concentrations (star symbols) onto the PCA map of monodisperse samples. Unlike the previous case, there was no clear relationship between these two PCA maps, however, there were certain remarks to be noted. First, the PCA location of all four samples fell in between the PCA locations of their constituent MPs, i.e., the monodisperse samples. Second, the deviation of the points towards the PCA of their larger constituent existed here, as well. Finally, the PCA location of a polydisperse sample deviated towards the PCA location of the monodisperse sample whose concentration was higher in it. This was more distinct for the “112” and “221” samples. In fact, since the concentration of 4.5 μm was two times the concentration of 2 and 3 μm MPs in the “112” sample, its PCA shifted towards the PCA of 4.5 μm monodisperse sample. While, in the “221” sample, the concentration of 4.5 μm MP was half the concentration of 2 and 3 μm MPs, and therefore, its PCA located closer to the PCA of 2 and 3 μm MPs.
Relatively similar results were obtained for the PE, PMMA and large-sized PS MPs as shown in Fig. 5(d) and S5(b),† respectively. Nevertheless, the outcome was different for the polydisperse samples which were composed of the small PS MPs (Fig. S5(a)†). The only valuable result was that the samples containing 1 μm MPs had a different PCA location than the samples without it. This again confirms the capability of the proposed approach for discriminating between micron and sub-micron scale MPs.
Therefore, three classifiers were created using two, three, and four PCs, as predictors, all of which gave a 100% classification rate on the training set (known PS monodisperse samples). The classification of polydisperse samples was then performed through each of these classifiers. The results are summarized in Table S1.† As can be seen, all the polydisperse samples were correctly assigned to their relevant size categories and the results were similar using three classifiers, indicating that only two PCs were enough for a flawless classification. Almost in all cases, the PCA-LDA model classified the size of the polydisperse samples with respect to the largest constituent MP in the mixture. This revealed that the larger MPs which were the stronger scatterers, dominated the others even when they were in a lower concentration (at least for a factor of 2 in relative abundance). However, only in one case (3–6–10 μm (221)), the size of the sample was assigned to 6 μm using the PCA-LDA model trained by four PCs. Probably, the difference between the scattering efficiency of 6 and 10 μm MPs was not so strong to overcome the effect of the concentration. However, four PCs were needed to detect it. Another interesting result is the correct size classification of PE and PMMA polydisperse samples. This means the model is not only applicable to the PS MPs but can also be used for the size classification of other types of plastic particles.
Fig. 6 The logarithm of MPs concentration in 3 mL of DI water versus the logarithm of scattering intensity at 30° (a). (b) Demonstrates the RMSEC and R2 values for each concentration plot. |
It was also tried to detect the concentration of MPs in the polydisperse samples using a Principal Component Regression (PCR) model that was created based on the PCA of monodisperse samples. According to the LDA classification results of polydisperse samples, the largest MP was considered as the reference size for each mixture for determining the concentrations of all the constituent MPs. However, as expected, a sensible underestimation of the MPs concentration occurred in most cases. This can be explained since LDA classified the size of the MPs based on the largest scatterer in a polydisperse sample, and therefore, the effect of smaller MPs was overlooked.
The lack of perfect reproducibility can be attributed to various parameters. First, a possible mismatch between the optical and mechanical characteristics of the cuvettes that were used during each set of measurements. Second, the displacement of the cuvettes during the measurements. And third, the settling and/or sticking of the particles at the bottom or to the inner walls of the cuvettes. Finally, the limited precision of the pipettes that were used for making the different concentrations of the MPs. Although efforts were made to minimize the impact of each of these parameters, some uncertainties were still inevitable.
A further precise classification would have been feasible if the PCA-LDA model was trained using the different compositions of polydisperse samples. In that case, one might get an estimate about the size of each constituent MP instead of solely knowing the largest scatterer in a polydisperse sample. Undoubtedly, numerous data would also be required for the purpose of training. Alternatively, the use of machine learning approaches such as neural networks (NN) and genetic algorithms can be beneficial as well.
Overall, the results reported in this work may open a new perspective for the batch analysis of microplastics in water. Although artificial plastic particles were used throughout this work, the so-called real samples at this stage of microplastic detection undergo multiple filtrations and purification processes and end up being close to what we have tested. However, as a next step, it may be necessary to examine the possibilities of light scattering techniques for the characterization of different shapes of real microplastic samples in water. Nevertheless, it would be unavoidable to incorporate the spectroscopic techniques in the final scheme for a relatively complete analysis.
Footnote |
† Electronic supplementary information (ESI) available. See https://doi.org/10.1039/d2ay01215d |
This journal is © The Royal Society of Chemistry 2022 |