Pascal
Freyer
and
Doekele G.
Stavenga
Zernike Institute for Advanced Materials, University of Groningen, Nijenborgh 4, 9747AG Groningen, The Netherlands. E-mail: p.freyer@rug.nl; d.g.stavenga@rug.nl
First published on 12th May 2020
Peacock feathers feature a rich gamut of colours, created by a most sophisticated structural colouration mechanism. The feather barbules contain biophotonic structures consisting of two-dimensionally-ordered lattices of cylindrical melanosomes and air channels embedded in keratin. Here, we study the reflectance characteristics of the various peacock tail feather colours by applying bifurcated-probe- and micro-spectrophotometry and imaging scatterometry. We compare the experimental results with published anatomical SEM and TEM data, using a transfer-matrix based effective-medium multilayer model that includes the number and diameter of the melanosome rodlets and air channels, the lattice spacing and the keratin cortex thickness, together with the recently determined wavelength-dependence of the refractive indices of keratin and melanin. Slight variations in the parameter values cause substantial changes in the spectral position and shape of the reflectance bands. We find that the number of layers crucially determines the number of peaks in the reflectance spectra. For a small number of melanosome layers, the reflectance band shape is particularly sensitive to the properties of the uppermost layer, which provides a simple mechanism for tuning the feather colours.
In bird feathers, structural colouration is widespread,1 but the underlying optical mechanisms are diverse.2 For instance, pigeon neck feathers are coloured by keratin thin films.6–9 The barbs of many bird species, e.g. parrots, kingfishers, and rollers, contain nano-sized, spongy-structured cells that selectively reflect short-wavelength light by constructive interference.2,3,10–13 The barbules of bird-of-paradise feathers and the common bronzewing contain stacks of planar arranged melanin rodlets in keratin, which act as multilayer reflectors.14–17 Layers of hollow cylindrical melanosomes colour the feather barbules of starlings, magpies, and turkeys.18–21 The extreme iridescence of hummingbird feathers is created by stacks of air-filled melanosome platelets in the barbules.1,22–25
Peacock feather barbules contain a rectangular lattice of solid melanosomes and air channels, which is a unique arrangement compared to other iridescent birds. The anatomy of peacock feathers has been studied in extensive detail by Durrer.1,4,5 To understand the various feather colours, he treated the different photonic lattices of peacock barbules as a periodic multilayer. Applying Bragg’s law, he calculated reflectance peak wavelengths that generally corresponded to the observed colours.1,4 Subsequent spectrophotometry on peacock tail, neck and shoulder feathers yielded a variety of single- and double-peaked reflectance spectra, which were interpreted by various optical methods.26–30
We recently studied the blue feathers of the peacock’s neck and breast, applying spectrophotometry and imaging scatterometry. The measured spectra could be well explained with an effective-medium multilayer model.31 Extending this approach, here we present a detailed set of reflectance spectra of the tail feathers with a comprehensive analysis of the feathers’ rich colouration pattern, using recently determined refractive index values of bird keratin and melanin.16,32 We include all six colour regions that were characterized by Durrer1,4,5 and highlight the key optical parameters that determine the reflectance band shape. The latter crucially depends on the number of layers and furthermore is very sensitive to the uppermost layers of the photonic structure, particularly the keratin cortex, which has effects that have so far been insufficiently addressed.
a (nm) | b (nm) | c (nm) | D m (nm) | D a (nm) | N m | |
---|---|---|---|---|---|---|
a The six feather regions are given as R1 to R6; a: longitudinal period; b: lateral period; c: cortex thickness; Dm: melanosome diameter; Da: air channel diameter; Nm: number of melanosome layers. The asterisk indicates that the first air channel layer was omitted in the modelling. The values of parameter a in brackets indicate values taken for only the first melanosome period (see main text). | ||||||
R1 black–violet | ||||||
Durrer4,5,37 | 150–170 | 140–165 | 70–130 | 100–110 | 33 | 9–11 |
Zi27 | 140 | 140 | — | 112 | 70 | 9–12 |
Jiang38 | 128–151 | 116–134 | — | 113–126 | 30–40 | 9–11 |
Model | 140 | 150 | 100 | 100 | 33 | 10 |
R2 blue–green | ||||||
Durrer4,5 | 157–175 | 150–190 | — | 100–120 | — | 9–10 |
Yoshioka26 | 150 | 150 | — | 130 | — | 8–12 |
Zi27 | 150 | 150 | — | 120 | 75 | 9–12 |
Jiang38 | 153–178 | 112–131 | — | 106–119 | 52–63 | 5–8 |
Model | 160 | 170 | 100 | 110 | 33 | 9 |
R3 brown | ||||||
Durrer4,5 | 198–223 | 135–172 | — | 100–120 | — | 5–7 |
Zi27 | 185 | 150 | — | 120 | 75 | 6* |
Li28 | 185 (235) | 150 | — | 120 | 75 | 6* |
Medina29 | 198 (231) | 187 | — | — | — | 4–5 |
Model | 190 | 150 | 70 | 110 | 50 | 5 |
R4 green–yellow | ||||||
Durrer4,5,37 | 190–220 | 115–190 | 100–160 | 100–130 | 55 | 4–6 |
Yoshioka26 | 190 | 190 | — | 140 | — | 3–6 |
Zi27 | 165 | 165 | — | 132 | 83 | 4 |
Model | 195 | 150 | 130 | 120 | 55 | 5 |
R5 purple | ||||||
Durrer4,5 | 180–228 | 160–250 | — | 110–130 | — | 4–7 |
Model | 185 (240) | 190 | 140 | 100 | 70 | 3* |
R6 brass–green | ||||||
Durrer4,5 | 180–240 | 140–180 | — | 110–135 | — | 3–6 |
Model 1 | 185 | 160 | 130 | 120 | 70 | 4* |
Model 2 | 185 (240) | 160 | 150 | 100 | 70 | 3* |
ñeff = (fknkw + fmñmw + fanaw)1/w, | (1) |
The individual barbules consist of rows of cells with size, shape and colour depending on their location (Fig. 1e–j). Notably, the cells in the central and distal parts of the barbules display a large coloured surface. This is especially the case in feather region 2, where the barbules are very densely packed, and together create a brightly coloured area (Fig. 1d). In contrast, the barbules in region 1 show only a subdued violet in the distal part of the barbule (Fig. 1e). Here, the barbules are strongly tilted, thus creating the dark velvety-black appearance of the central feather area with a slight violet tinge (Fig. 1a; arrow head I in Fig. 1d). The proximal cells of the barbules in region 1 are less tilted and have only a brown pigmentary colour (arrow head II in Fig. 1d; anatomy shown in ref. 4).
Fig. 3 Anatomy of the peacock tail feather barbules (reproduced from ref. 5). (a) TEM image of the cross-section of a barbule from region 3. (b–g) TEM cross-sections of the photonic structures in the six colour regions, 1–6 (Fig. 1). The black dots represent melanin rodlets, the light grey areas are the air channels, and the darker grey is due to keratin. As in Fig. 1e–j, the number in the lower left-hand corner and the colour bar indicate the feather region. Scale bars: (a) 5 μm, (b–g) 0.5 μm. |
To answer this question, we derived the parameter values of the component media from the reported anatomical data (Table 1), and using eqn (1) we calculated the refractive index profiles of the various barbules as a function of wavelength and depth into the barbule surface. As an example, Fig. 4a shows a stack of 5 melanosome layers and 4 air channel layers, similar to the structure of region 4. Fig. 4b presents the corresponding effective refractive index profiles for TE- and TM-polarised light with a wavelength of 500 nm. Implementing the refractive index profiles of the different barbules in a transfer matrix program allowed the calculation of the reflectance spectra, which we compared with the measurements. In the reflectance modelling we only considered the melanosome–air channel stack on the upper side of the barbule and neglected the stack on the bottom surface. Previous modelling demonstrated that the lower melanosome–air channel stack and the randomly occurring melanosomes in the barbule interior contribute at most a very small fraction to the total reflection. Modelling of only the upper stack is therefore adequate.20,31,44
In the bifurcated probe measurements, the illumination area is rather large (diameter ∼1 mm), and therefore the probe spectra contain the averaged reflectance of many barbule cells. To investigate the local variation of the spectra we measured the reflectance spectra of single barbule cells with a microspectrophotometer (MSP; Fig. 5, thin curves). Although the MSP spectra measured in the various colour regions varied in peak shape and position, they were on average very similar to the local probe spectra.
Fig. 6 Averages of MSP spectra (solid curves) and spectra calculated by effective-medium multilayer modelling (dashed curves). (a–e) MSP and modelled spectra for regions 1–5. (f) Two probe spectra of region 6 (Fig. 5f) compared with modelled spectra. |
The feather regions 1, 2 and 4 have single-peaked reflectance spectra. Modelling of the spectra required only slight adjustments of the cortex thickness and the lattice period. A satisfactory correlation between the measured and modelled spectra was readily obtained for the three regions by taking the lattice periods a = 140, 160, and 195 nm, melanosome diameters Dm = 100, 110, and 120 nm, and number of melanosome layers Nm = 10, 9, and 5, respectively. For the air channel diameter we used the parameter values obtained by Durrer and Villiger:37Da = 33, 33, and 55 nm, respectively (other anatomical studies reported a large variation in the air channel diameter; see Table 1 and Fig. 3b–g). Modelling showed that varying the air channel diameter mainly affected the peak amplitude and the bandwidth of the reflectance spectra, but hardly affected the peak wavelength.
During the fitting procedure, an essential parameter governing the peak shape appeared to be the keratin cortex thickness. Since no anatomical data exists for the cortex thickness in the Pavo genus, we estimated its value for the three regions via the closest fit to the experimentally measured spectra. A value of c = 100 nm followed for regions 1 and 2, whereas for region 4 appropriate fits were obtained for c = 130 nm. These values agree well with the cortex thickness range of the violet–black and blue–green tail feather barbules of the Congo peacock, Afropavo congensis: 70–130 nm and 100–160 nm, respectively.37
The brown (region 3, Fig. 5c and 6c) and purple (region 5, Fig. 5e and 6e) feathers yielded double-peaked reflectance spectra, which could also be modelled well. For region 3 we derived a large period value, a = 190 nm, together with a small cortex thickness, c = 70 nm. In order to obtain a modelled spectrum with the same spectral shape as the measured spectra for region 5, we concluded a general lattice period of a = 185 nm, but with a first lattice period of about a = 240 nm, together with a cortex thickness of c = 140 nm.
In region 6, both single- and double-peaked reflectance spectra were measured (Fig. 6f), which resembled the spectra of regions 4 and 5, respectively (Fig. 6d and e). Modelling of the single- and double-peaked spectra of region 6 (Fig. 6f, short- and long-dashed curves) revealed that the final parameter values were similar to those of regions 4 and 5, respectively (see Table 1: R4 vs. Model 1, and R5 vs. Model 2). The single- and double-peaked spectra of region 6 could both be modelled well by changing mainly the first lattice period (a = 185 nm vs. a = 240 nm), with a slightly adjusted cortex thickness (c = 130 nm vs. c = 150 nm), melanosome diameter (Dm = 120 nm vs. Dm = 100 nm), and layer number, while keeping the remaining lattice spacing and air channel diameter constant (see Table 1: Model 1 vs. Model 2). Apparently, the single- and double-peaked reflectance spectra coexist in a single colour region by slightly varying the structure, especially that of the uppermost layers.
Yoshioka and Kinoshita measured the reflectance spectra of the blue neck feathers as well as the yellow tail covert feathers and modelled the angle dependence of the spectra with a scalar field approximation.26 Furthermore, Zi et al. studied various coloured barbules in the eye pattern of the tail feathers of a male green peafowl (Pavo muticus).27 Using a plane wave expansion method, they calculated the photonic band structure of a 2D photonic crystal and also applied a transfer matrix method to compute reflectance spectra. Here we extended the previous studies by applying effective-medium multilayer modelling, which allowed the calculation of the feathers’ reflectance spectra for various coloured regions of the tail feathers by choosing appropriate parameter values and also adding the so far neglected cortex.
The amplitude of the feather reflectance of course crucially depends on the packing density of the barbules. Notably, the feather barbules are rather loosely packed in regions 3–6. Furthermore, the barbule is curved and the barbule cells are saddle-shaped and thus reflect incident light with a large spatial angle, which makes quantitative modelling of the reflectance cumbersome. We have therefore focused on interpreting the spectral positions and shapes of the measured reflectance spectra. Using parameter values predominantly from the literature4,5,37 (Table 1), the single-peaked spectra were readily modelled, with only minor adjustments to the layer periodicity in order to match the peak wavelengths, λmax. For the modelling of double-peaked spectra that fitted well with the experimentally measured spectra, the adjustment of several parameter values was necessary.
In the classical case, where the melanosome–air-layer stack is treated as an ideal multilayer reflector, the reflectance spectrum features a single, main band. The lattice period determines its peak wavelength, and the bandwidth decreases with an increase in the number of periods (see Land,46 for instance). However, when the melanosome–air-layer stack consists of only a few periods (as in regions 3–6), minor changes in the spacing of the first layers can cause distinct modulations in the reflectance spectra.28,29 We found that the keratin cortex and the melanosome diameter in the first lattice periods play a prominent role in adjusting the peak shape. Interestingly, the effect of these peak shape modulating parameters decreases when the number of melanosome layers increases. With a large number of layers the reflectance spectrum is always single-peaked, as occurs in regions 1 and 2.
The MSP spectra measured from various areas in the same barbule vary only slightly (Fig. 5), which indicates that the dimensions of the underlying structures are similar. Subtle deviations from the anatomical parameters as stated in the literature were necessary to achieve satisfactory modelling results. This is not surprising, as the anatomical data obtained by electron microscopy inevitably represent data from a very restricted set of barbule cells. The parameter values deduced from the anatomical data can furthermore suffer from preparation artefacts, for instance the uncertainty of whether the section is perpendicular to the barbule surface.
The modelling of a specific spectrum allowed a small range of freedom, especially since the effects of each structure parameter depend on the choice of the other parameters. For instance, the number of melanosome and air channel layers, together with the air channel diameter, mainly affect the peak reflectance and bandwidth, while the cortex thickness, the melanosome diameter and the lattice-spacing prominently affect the peak wavelength and whether the spectrum is single- or double-peaked. Nonetheless, the parameter space for modelling the position and shape of the spectrum while at the same time adhering to the anatomical values appears to be restricted. The air channel diameter is strongly variable, as already noted by Durrer, who speculated that the channel size is not controlled by an active cellular process as in the case of the melanosome diameter.4,5
The distinct, single-peaked reflectance spectra obviously create a strong visual signal, and it is hence interesting to compare the spectral properties of the various colour regions with the spectral sensitivities of the peacock’s photoreceptors. Vision in the peafowl is tetrachromatic, based on VS, SWS, MWS and LWS photoreceptors with peak spectral sensitivities at 432, 477, 537 and 605 nm, respectively.47 The weakly reflecting region 1 has a reflectance peak wavelength at λmax = 450 nm, in the sensitivity range of the VS and SWS receptors, but the low reflectance is unlikely to cause any excitation, rather an area that highly contrasts with its surroundings. The brightly reflecting region 2, with λmax = 500 nm, will activate the SWS and MWS receptors; the two reflectance bands of region 3, with λmax = 530 and 660 nm, correspond to the MWS and LWS spectra. Region 4, with λmax = 600 nm, matches LWS; and the two reflectance bands of region 5, with λmax = 450 and 620 nm, are well tuned to VS and LWS. In other words, the males’ tail feather patterns, when displayed, will be properly discriminated by the visual system of the choosy females (see also Kane et al.48). The relative contribution of the various areas of the multi-coloured eyespots to the male’s mating success has been investigated by Dakin and Montgomerie.49 They concluded that the blue–green eyespot overwhelmingly influences the mating success, while the influence of the other colours is minimal, raising questions about their function. Here we show that the brown region 3 presents quite a uniform optical signal that is spatially well defined, while regions 4, 5 and 6 are more intermixed, particularly in the lower part of the eye pattern (Fig. 1a). It is therefore not surprising to see a close anatomical relationship for the spectra measured in the outer regions, specifically for the coexisting spectra of the outer brass–green region 6 (see Fig. 6c and Table 1). Besides serving as a background surface when the peacock’s feather train is raised, region 6 hence provides an excellent coat of camouflage when the train is lowered, by blending in with the surrounding greens and browns of foliage.
Our comprehensive investigation of the different colour regions of peacock tail feathers demonstrated that small geometrical changes in the barbule’s components, especially those in the uppermost surface layers, can cause large variations in the spectral reflection properties of the peacock’s feathers. The many tail feathers of a peacock nevertheless all display approximately the same colour pattern, which suggests that developmental genetic programs are adequate in controlling the arrangement of the local photonic structures, e.g. the number of melanosome layers, the melanosome diameter and the lattice spacing, to serve the creation of beautiful and even exciting optical signals for the onlooker.
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