A.
Demongeot
a,
S. J.
Mougnier
a,
S.
Okada
b,
C.
Soulié-Ziakovic
a and
F.
Tournilhac
*a
aLaboratoire Matière Molle et Chimie, UMR7167 CNRS-ESPCI Paris, PSL Research University, 10 rue Vauquelin, 75005 Paris, France. E-mail: francois.tournilhac@espci.fr
bDepartment of Chemistry, University of Tokyo, Hongo, Bunkyo-ku, Tokyo 113-0033, Japan
First published on 6th June 2016
To elucidate the catalytic action of Zn(II) in the exchange reactions taking place in epoxy-acid vitrimers, extended X-ray absorption fine structure (EXAFS) spectroscopy has been used as well as infrared (IR) spectroscopy on vitrimers. The presence of Zn(II) in vitrimers is revealed by characteristic alterations in both the hydroxide groups and the ester carbonyl bond structures. An EXAFS analysis showed that the zinc cation is coordinated by four oxygen atoms, two of them being negatively charged, i.e. alkoxide groups to satisfy the electroneutrality, whereas IR analysis demonstrated the lengthening of the ester carbonyl bond. The catalytic effect of Zn2+ can be stated as follows: (1) shifting the alcohol/alkoxide equilibrium towards the more nucleophilic alkoxide form; (2) activating the carbonyl bonds by increasing the electrophilicity of the carbon atom; (3) bringing reacting centres close to each other. Zn2+ coordinated in the epoxy-based network therefore appears as a good option to catalyze exchange reactions by transesterification and afford vitrimer properties.
Two partners, A and B, joined by an exchangeable bond do not thermally dissociate. However, if there is a third individual A′, chemically similar to A, there is a possibility that A′ takes the place of A, thereby changing the connection topology while keeping the number of A–B bonds constant. According to this picture, several types of chemical reactions may be recognized as exchange reactions,1–12,14–20 the thermodynamic feature that makes vitrimers different from systems with reversible covalent bonds21–29 is that temperature does not influence the number of open and closed links but only the rate of exchanges. Indeed in a system like that in Fig. 1, the initial state (before exchange) and the final state (after exchange) have the same energy. The difference between covalent adaptable networks, based on reversible bonds, and vitrimers, based on exchangeable bonds, has been well commented on.30 Existing chemical systems for vitrimers have also been the subject of a comprehensive review.31
Exchange reactions based on photoactivated radical processes were used by Bowman et al. to control stress relaxation in crosslinked materials.32 In vitrimer, the principle is to rely on thermoactivation and catalysis to control the rate of exchange while keeping the connectivity of the network. In first vitrimer prototypes1–3 the selected exchange reaction was transesterification, which follows an associative mechanism under basic conditions.33 Thus, as shown in Scheme 1, the nucleophilic attack of an alkoxide on the carbonyl of an ester leads to a tetrahedral intermediate that, in turn, re-dissociates into a new alkoxide and a new ester.
In the studies published to date on transesterification based vitrimers, epoxy chemistry has been widely put to use owing to its technological relevance and its ability to easily produce β-hydroxy esters.1–8 Noticeably, it has been shown in these systems that the exchange kinetics can be controlled by organic2,5–7 or metal1–4,9 catalysis. More particularly zinc catalysis was selected for its superior thermal toughness in a more technologically oriented study on continuous fiber composites and commercial epoxy-based vitrimer formulations.5 For the further development of epoxy vitrimers, the rate of exchange has to be carefully controlled since, once properly catalyzed, vitrimer materials might be transformable in a tailor-made temperature range.
Even though metal catalysis fundamentally implies that the reactants get close together in an adequate orientation in the metal coordination shell, the mechanism of zinc-catalyzed transesterification in epoxy vitrimers is still to be determined.
In order to elucidate the action mode of metal catalysts in the transesterification reaction and, eventually, to correlate vitrimer performances with the nature of the catalytic system, we investigated vitrimers as well as model compounds. The curing of epoxy resins leads essentially to insoluble and amorphous systems. We selected spectroscopic methods adapted to insoluble materials. Infrared (IR) spectroscopy was used to control the achievement of curing reactions and to study the alteration of C
O and C–O stretching vibrations of ester groups upon complexation with Zn2+. Attenuated total reflection (ATR) was selected in order to produce quantitative measurements from thick elastomeric samples (typically 1 mm here). Extended X-ray absorption fine structure (EXAFS) spectroscopy was used to measure the coordination number and the Zn–O distances in the first coordination shell. Model zinc compounds, whose crystal structure is reported, were also recorded under the same conditions.
:
1. Typically, we used 15.7 g (46.9 mmol acid + 5.2 mmol Zn-carboxylate) of compound 1 and 9.06 g (52.1 mmol) of DGEBA. Initially biphasic, the mixture was heated to 130 °C until phase miscibility occurred, manually stirred, and then quickly poured into a 10 cm × 10 cm × 0.15 cm brass mold sandwiched between two anti-adhesive silicone papers. The mold was placed in a heating press and left for at least 6 h at 130 °C. Compound 2 bis was prepared similarly using an 1
:
1 acyl to epoxy ratio and a 5 mol% concentration of Zn2+.
3-Phenoxy-1,2-propanediol (compound 3 ) was purchased from Sigma Aldrich with a purity of 95%. This compound is a liquid with a boiling point of 315 °C. Our analysis revealed the presence of about 7 mol% (NMR) or 6 wt% (GC-MS) of dimerized ether derivatives (mixture of isomers) with a molecular weight of m/z = 318 g mol−1, together with the main product (racemic mixture) with m/z = 168 g mol−1. In GC-monitored kinetic experiments, these oligomers reproduce at longer retention times the characteristic reaction pattern of the monomer. The transesterification kinetic data were determined solely from the monomer signals.
FT-IR spectra were recorded at 4 cm−1 resolution using a Bruker TENSOR 37 spectrometer fitted with a Specac Golden Gate ATR heating cell. Compound 2 samples were dried in a vacuum oven at 120 °C for 2 h before analysis. In ATR measurements the depth of penetration of the IR evanescent wave in a non-absorbing medium is a nearly linear function of the wavelength.34 On the OPUS software provided by Bruker, the transmitted signal, I/I0, is converted into ATR units via the following expression: ATR = −log(I/I0) × x/1000 where x is the wavenumber in cm−1. For any given band, the ATR signal thus calculated increases linearly with the amount of the corresponding vibrator.
1H NMR spectra were recorded from CDCl3 solutions using a Bruker Avance 400 spectrometer and referenced internally to tetramethylsilane as a standard.
EXAFS measurements were made at the Dutch-Belgian beam line (DUBBLE), at BM26A of the European Synchrotron Radiation Facility (ESRF), Grenoble, France. Zn-catalyzed epoxy-acid vitrimer plates with a thickness of 1.5 mm and reference powders, sandwiched between kapton tapes, were put into the X-ray beam. Spectra were acquired at room temperature in the transmission mode using a Si(111) double crystal monochromator above the Zn K-edge (9.659 keV). The EXAFS data analysis was processed using the IFEFFIT library of numerical XAS algorithms written in Perl programming language that utilizes the ab initio EXAFS code, FEFF 6.01.35 In the EXAFS fitting procedure, we used the parameters determined from the first shell analysis of anhydrous zinc acetate, keeping solely r and N as adjustable parameters. We used crystal structure data of anhydrous zinc acetate and zinc acetate dihydrate proposed respectively by Clegg et al.36 and Ishioka et al.37
Compound 1 is then used to cure the epoxy resin that gives rise to the vitrimer network (compound 2). In this second step, the major reaction is the addition of a carboxylic acid to the epoxy ring to form the already mentioned β-hydroxy-ester link, constitutive of the epoxy vitrimer network (Scheme 2B). The number of epoxy functions is adjusted in order to consume all acylating species (carboxylic acid and carboxylate functions) and to leave, on average, one OH group per ester group formed. The time dependence of νC
O stretching vibrations associated with carboxylic acid (1710 cm−1), carboxylate (1632 and 1550 cm−1) and ester (1737 cm−1) was followed by infrared spectroscopy (depicted in the ESI†) as well as the disappearance of δCOC of the epoxide (914 cm−1). It is evident from the spectra that after 60 min, the carboxylic acid, carboxylate and epoxide signals all disappear. Hence it logically follows that Zn2+ in epoxy vitrimers is no longer in the form of carboxylate at the end of the curing process. Consequently, besides the neutral β-hydroxy-ester groups, β-oxyester anions are necessary to ensure electroneutrality (Scheme 2C).
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1 mixture of compound 3 and compound 4 was prepared and the desired quantity of zinc acetate was added. Once heated to 130 °C, zinc salt rapidly dissolved and gaseous acetic acid evolution was observed. Then the mixture was continuously stirred and transesterification products appeared: two β-hydroxy-ester (isomers 5′ and 5′′) not distinguishable by GC. The total abundance of compound 5′ and compound 5′′, referred as compound 5, is plotted in Fig. 2 as a function of Zn2+ concentration. Without the addition of any metal catalyst, the equilibrium took around 75 h at 150 °C whereas the equilibrium is obtained in 1 h or 5 h when zinc acetate is added at a level of 5 mol% or 0.05 mol% respectively. Even a small amount of zinc catalyst accelerates the transesterification significantly. The rate of transesterification is a function of the metal concentration. In previous studies on epoxy vitrimers,1–3 Zn2+ was used at a molar concentration of 1–10%. Our data indicate that Zn2+ is efficient even at low concentration and in the absence of a co-catalyst. This result confirms the use of zinc as an excellent option to catalyze exchange reactions in epoxy vitrimers.
In Fig. 4a, we show the normalized X-ray absorption spectra χ(k) of zinc acetate dihydrate, anhydrous zinc acetate and the 10 mol% Zn-catalyzed epoxy-acid vitrimer system (compound 2) at room temperature. In this plot, it is already apparent that compound 2 and the anhydrous zinc salt have very similar χ(k) patterns whereas the spectrum of zinc acetate dihydrate shows quite different oscillations. In Fig. 4b, we present the results of EXAFS spectra analysis in the form of the radial structure function (A(R) plot) of the 10 mol% Zn-catalyzed epoxy-acid vitrimer system. In this representation, the maxima correspond to the presence of neighboring atoms at path length R. By fitting the whole χ(k) curve we determine the radial distance r and the coordination numbers N of each type of atom in the first shell. Note that the actual distance r is systematically larger than the position of the maximum in the A(R) plot due to the scattering phase shift. The general form of the 10 mol% Zn-catalyzed epoxy-acid vitrimer A(R) plot, and in particular the position and amplitude of the first shell maximum are similar to those of anhydrous zinc acetate whereas the whole A(R) plot is significantly different from that of zinc acetate dihydrate.
The result of the first shell simulation is plotted as a dotted line in Fig. 4b. We determined by fitting a first shell coordination of N = 4.3 (±0.6) oxygen atoms and an average Zn–O distance of r = 1.98 (±0.01) Å at room temperature. At higher temperatures, i.e. 225 °C, this distance slightly decreases to a value of r = 1.95 (±0.01) Å while the coordination number also slightly decreases to N = 3.8 (±0.5). These distances and coordination numbers are close to those measured in anhydrous zinc acetate confirming that Zn2+ in vitrimers has a similar first shell environment i.e. the same coordination number and the same charges. In particular, it seems clear that the zinc cation in vitrimers is tetracoordinated with two neutral and two negatively charged oxygen atoms.
Concerning the more distant environment of the metallic cation, it is interesting to note that in bridged complexes such as compound 6, the Zn–Zn distance is about 4–5 Å. The existence of such bridges in vitrimers is also a question to consider. Unfortunately in all our data that were essentially collected at room temperature or above, we found it impossible to confirm that small peaks arising in this range, even in model compounds, actually correspond to a signal and not to noise.
O of esters at 1737 cm−1, νC–C of aromatic fragments at 1604, 1579 and 1508 cm−1, δC–H of CH2 at 1458 cm−1, δC–H of C(CH3)2 at 1378 and 1363 cm−1, γ of CH2 at 1292 cm−1, several stretching vibrations of the C–O single bonds νC–O between 1276 and 1018 cm−1 and C–H deformation of aromatic fragments at 827 cm−1. To distinguish the characteristic vibrations associated with the presence of the metal from those of the matrix, we plotted in Fig. 5b the difference spectrum ATR(10%) − ATR(5%). In this plot, a positive (resp. negative) ΔATR signal for a given wavenumber indicates an increase (resp. a decrease) of the corresponding vibrator concentration. In the difference spectrum, basically five characteristic features appear: a strong negative band at 1737 cm−1, a large negative pattern between 1300 and 1100 cm−1 with a minimum at 1167 cm−1 and three positive signals centered at 1569, 1436 and 1026 cm−1. These observations show that the presence of the metal modifies the environment of C–O and C
O vibrators. The negative bands correspond respectively to standard νC
O and νC–O stretching vibrations of organic oxygenated compounds. In contrast, the two positive bands centered at 1569 and 1436 cm−1 are in the intermediate zone between νC
O and νC–O stretching vibration wavenumbers and the positive band centered at 1026 cm−1 is at the edge of the classical νC–O stretching vibration region while all of them are clearly different from all the signals of starting materials (see the ESI†).
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| Fig. 5 (a) ATR-IR spectra of 5 mol% Zn-catalyzed epoxy vitrimer (red) and 10 mol% Zn-catalyzed vitrimer (black). (b) ATR-IR spectrum difference A(10%) − A(5%). | ||
O vibrations of neutral oxygen atoms modified by the presence of zinc appear in the IR spectrum as shown in Fig. 5b.
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| Fig. 6 Possible complexation modes of a β-oxy ester group with a metal M. Experimental data suggest the presence of type I and type III complexation. | ||
New bands observed in the IR subtraction spectrum differ completely from the bands of the carboxylate observed in compound 4. The two negative bands correspond to the stretching frequencies of the ester group at 1737 cm−1 for C
O and in the 1100–1300 cm−1 range for C–O. With the addition of zinc, these two bands diminish and two positive bands appear. The new stretching frequencies of the ester group in the presence of zinc fall outside the tabulated ranges of a free or H-bonded ester (1750–1735 cm−1 for C
O, 1300–1000 cm−1 for C–O). The important shifts of these bands suggest that the ester group is involved in complexation. Metal complexes wherein the ligand is an ester have been widely reported in the literature.47–54 The two possible complexation modes of the ester group with a metal (type I and II) are presented in Fig. 6. The C
O stretching frequency, as low as 1569 cm−1, reveals a decrease of the bond order, consistent with a partial electron transfer onto an oxygen–metal bond, the metal cation having a withdrawing effect thus strongly supports the complexation of type I. In the literature such metal complexation always induces a 50 to 150 cm−1 shift of the C
O band towards lower frequencies. Oppositely, the withdrawing effect of the metal cation shortens the C–O bond whose stretching mode is shifted to higher frequencies. These IR-bands shifts, confirmed by computational simulations (see the ESI†), are in agreement with the presence of Zn2+ complexes of type I thus, interpretation as type I and type III complexes, supported by data seem the most appropriate. In Type II, the C
O stretching vibration is shifted towards higher frequencies, it was clearly not observed but we cannot exclude that other categories of sp3 oxygen atoms (ether and hydroxyle) could be present in the first shell of Zn2+. Hydroxyles in particular are certainly present. Indeed β-diol structures (like compound 3) are produced by transesterification and the conjugated base, a β-hydroxy-alkoxide anion, is very likely to form a chelate with Zn2+ (see the ESI†).
Thus, the surroundings of Zn2+ in the epoxy-acid vitrimer system as revealed by the above analysis can be represented, as tentatively done in Fig. 7. Geometrically the best first shell approximation is the structure already shown in Fig. 3a for compound 6: two negatively charged oxygen atoms from alkoxides and two neutral oxygen atoms of sp2 or sp3 type are placed in the immediate neighborhood of the zinc atom. The sp2 oxygen atoms from carbonyl get activated by the electron withdrawing effect towards Zn2+. When trying to estimate the distances from the data of compound 6, we find at equilibrium an interatomic distance of about 3.5 Å between the carbonyl sp2 carbon and the alkoxide oxygen atoms. Thus the exchange reaction is very likely to occur between these two sites whenever Zn2+ complexation brings them close to one another. Therefore, the action of Zn2+, as a transesterification catalyst, can be summarized as follows: (1) by shifting the acid–base alcohol/alkoxide balance toward the more nucleophilic species alkoxide, (2) by activating the carbonyl via C
O link polarization, increasing the partial charge of the sp3 carbon atom, and (3) by bringing the reacting centers close to each other.
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| Fig. 7 The two main actions of zinc as a catalyst in an epoxy-acid vitrimer network: mediation effect and ester activation designed from EXAFS and IR spectroscopy observations. | ||
Last, bringing reacting centers close to each other is the intrinsic role of transition metal catalysts ruled by their coordination number. Contrary to alkali or earth-alkaline metal catalysts, coordination bonds of transition metals are directional. Ligand positions in the coordination sphere are thus fixed and determine their proper orientation to react. The feature revealed here is that Zn2+ is chemically bonded to the vitrimer backbone, without intervention of another ligand. Thus, even though the coordination number does not exceed 4, there is a probability to find exchangeable functions, alkoxide and ester, in the immediate environment of the zinc cation.
In the literature, binuclear zinc complexes are described,51,55,56 and frequently observed in natural55,57,58 and synthetic catalytic processes.51,54,56,59 Coates’ group showed that not only bimetallic complexes are more stable but also monometallic complexes are unreactive during the copolymerization of epoxides and CO2.60 According to their observations, zinc centers do not act independently but rather in a cooperative bimetallic mode. Last, Hammes et al. observed that zinc catalyzed transesterification did not occur when the complex was mononuclear.51 The existence of such structures in vitrimers is an open question but the present data cannot resolve this point.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/c6py00752j |
| This journal is © The Royal Society of Chemistry 2016 |