Arjan
Smit
* and
Wouter
Huijgen
Energy research Centre of the Netherlands (ECN), Biomass & Energy Efficiency, P.O. Box 1, 1755 ZG Petten, The Netherlands. E-mail: a.t.smit@ecn.nl; Tel: +31 88 515 4157
First published on 25th October 2017
Large-scale biorefineries converting lignocellulosic biomass into chemicals, fuels and energy require a cost-effective pretreatment process that can effectively fractionate the three main lignocellulose constituents from a wide variety of feedstocks. A mild organosolv process has been developed using acetone as solvent. Herbaceous biomass (wheat straw and corn stover), hardwood (beech, poplar and birch) and softwood (spruce and pine) were fractionated using near-identical process conditions: 140 °C, 120 min, 50% w/w aqueous acetone and sulfuric acid. For herbaceous biomass and hardwood, effective pretreatment and subsequent enzymatic cellulose hydrolysis into glucose was observed in combination with a high yield of monomeric hemicellulose sugars and lignin. In the case of softwood, poor delignification hampered enzymatic cellulose hydrolysis, despite efficient hemicellulose removal. To assess solvent stability, the impact of temperature, time and acid dose on the degree of acetone self-condensation was explored. The process conditions used for feedstock screening resulted in a 1.4% w/w conversion of acetone to mainly diacetone alcohol and mesityl oxide. For wheat straw, shortening the reaction time to 60 min resulted in reduced solvent self-condensation (1.0% w/w) and improved hemicellulose sugar yield (86%). In sum, effective fractionation was demonstrated for various herbaceous and hardwood feedstocks combined with limited acetone loss due to self-condensation.
Organosolv pretreatment can effectively fractionate biomass into its three main components: cellulose, hemicellulose and lignin. During the process, the hemicellulose is hydrolysed into monomeric sugars which may partially degrade to, for example, furfural. Temperature and/or acid-induced hydrolysis of the more labile ether linkages in lignin causes its partial depolymerisation and subsequent dissolution into the water-solvent mixture. The crystalline cellulose fraction is more resistant to hydrolysis and is recovered in the pulp. After fractionation, pulp and reaction liquid are separated and organic solvent removed from the liquor for recycling. The decrease in organic solvent concentration in the liquor results in precipitation and isolation of a high purity solid lignin.
The pulp enriched in cellulose can be used directly in fiber applications or enzymatically hydrolysed to glucose.2,3 Monomeric sugars from the (hemi)cellulose fraction can be converted by fermentation into fuels such as bioethanol and building blocks for bio-based products such as itaconic, succinic, and lactic acid.4–6 In addition, sugars can be converted into products such as furfural, hydroxy-methylfurfural and levulinic acid, which are well known as platform chemicals suitable for a wide variety of applications.7 Alternatively, produced cellulose can be converted chemocatalytically into isosorbide, hexitols or even alkanes.8–10 Finally, lignin is a potential renewable source for aromatic chemicals and performance products.11–13
A wide variety of organic solvents has been used for organosolv pretreatment, including alcohols, organic acids and ketones. Industrially feasible pretreatment processes should combine a good product yield and quality of all three lignocellulose constituents with cost-effective processing. In the past decades, ethanol and methanol have primarily been used because of their low cost and volatility, which facilitates solvent recovery.14,15 However, the use of these solvents in combination with a typical temperature range of 160–220 °C and optionally an acid catalyst introduces process challenges such as reaction pressure and potential solvent loss due to di(m)ethylether formation. Furthermore, lignin condensation hinders effective depolymerisation into bio-based aromatics16 and (m)ethylation of sugars and lignin,17–19 introduces additional solvent loss and challenges in both downstream processing and product application.
Promising technologies are being developed for whole biomass utilisation, which generally aim for a high monomeric sugar yield next to the isolation of less-condensed lignin (using milder pretreatment conditions) and/or functional lignin derivatives. As an example, organic acids such as acetic and formic acid have been successfully used at atmospheric pressure.20 Biphasic solvent systems using water and 2-methyltetrahydrofuran (2-MeTHF) have been shown to efficiently fractionate lignocellulose using oxalic acid as a catalyst.21 Saccharification of mechanocatalytically treated beech wood using the same solvent system resulted in lignin depolymerisation with suppressed lignin recondensation.22 Direct lignin depolymerisation into bio-based aromatics during pretreatment has been reported for various ‘lignin-first’ processes.23,24,46 High hemicellulose retention in the pulp in some of these processes23,24 enables effective utilization of this fraction.
An interesting class of solvents for biomass fractionation are ketones.25 However, studies involving the use of ketones as solvent for organosolv pretreatment are limited. Araque et al. used 50% w/w aqueous acetone as solvent to successfully pretreat Pinus radiata D Don at 195 °C.26 Huijgen et al. and Jiménez et al. both reported a parameter study on the autocatalytic pretreatment of wheat straw using aqueous acetone at higher temperatures (i.e. 160–220 °C and 150–200 °C, respectively).25,27 The clean fractionation process developed by NREL uses a ternary system with either aqueous ethanol or acetone and methyl isobutyl ketone (MIBK) for the sulfuric acid-catalysed fractionation of lignocellulosic feedstocks at lower temperatures (104–160 °C).28–30
In this study, we present a new acetone organosolv process that operates at a relatively low temperature.31 Acetone is an excellent solvent for lignin dissolution as compared to ethanol.25 Acetone has a high volatility and does not form an azeotrope with water, which contributes to a significant reduction in energy demand when ethanol is replaced by acetone.32 Unfortunately, little is known about the stability of acetone during fractionation while solvent loss is a key parameter for a sustainable and cost-effective pretreatment process.33 For every percent solvent loss, the additional costs for a process using 50% w/w acetone and a liquid–solid ratio of 5 L kg−1 feedstock is approximately 20$ per ton processed feedstock.
An advantage of a water miscible solvent such as acetone is its potential use in (gradient-based) pre-extraction of biomass. Removing non-lignocellulose components before fractionation increases the feedstock composition homogeneity and biorefinery product purity.34 New developments focus on the lignocellulose enrichment of agricultural residues, industrial biodegradable waste and manure fibers. Increased biomass availability at lower prices and the valorisation of extractives towards fine chemicals/fertilizers can significantly improve the economy and sustainability of biorefineries.
Here, we limit our focus to mild acetone organosolv pretreatment of herbaceous biomass (wheat straw, corn stover), hardwood (birch, beech, poplar) and softwood (spruce, pine). First, fractionation data will be compared using near-identical process conditions. Secondly, solvent loss due to acetone self-condensation reactions will be explored for a range of process parameters. Overall, effective fractionation will be demonstrated for lignocellulose in herbaceous biomass and hardwoods.
(%dw) | Extractivesa | Carbohydrates | Ligninb | Ash | Sum | |||||
---|---|---|---|---|---|---|---|---|---|---|
Glucan | Xylan | Mannan | Arabinan | Galactan | Rhamnan | |||||
a H2O and ethanol extractives combined, corrected for soluble ash. b Sum of acid-insoluble and acid-soluble lignin. c Only ethanol extractives, not corrected for soluble ash. d Empty cell: below detection limit. e Composition has been previously published in Smit and Huijgen (2017).44 f Composition has been previously published in Galkin et al. (2016).46 g Composition has been previously published in Ennaert et al. (2016).9 | ||||||||||
Wheat strawe | 7.8 | 29.8 ± 2.2 | 20.6 ± 1.2 | 2.0 ± 0.1 | 0.7 ± 0.0 | 15.6 ± 0.1 | 13.7 ± 0.3 | 90.2 | ||
Corn stover | 9.1 | 33.9 ± 0.4 | 19.3 ± 0.1 | 2.1 ± 0.0 | 0.9 ± 0.0 | 16.9 ± 0.1 | 9.7 ± 0.1 | 91.9 | ||
Beech | 2.2c | 35.6 ± 0.5 | 18.8 ± 0.1 | 0.5 ± 0.0 | 0.9 ± 0.0 | 0.4 ± 0.0 | 24.8 ± 0.1 | 0.9 ± 0.0 | 84.1 | |
Poplarf | 4.9 | 44.6 ± 0.6 | 10.7 ± 0.1 | 4.2 ± 0.3 | 0.2 ± 0.0 | 0.7 ± 0.0 | 23.7 ± 0.7 | 0.6 ± 0.0 | 89.6 | |
Birchg | 3.8 | 37.3 ± 0.5 | 20.0 ± 0.3 | 1.4 ± 0.1 | 0.2 ± 0.0 | 0.6 ± 0.0 | 0.3 ± 0.0 | 22.3 ± 0.2 | 0.2 ± 0.0 | 85.9 |
Sprucef | 4.8 | 40.5 ± 0.0 | 4.5 ± 0.0 | 10.2 ± 0.0 | 0.3 ± 0.0 | 1.8 ± 0.0 | 27.2 ± 0.2 | 0.3 ± 0.0 | 89.6 | |
Pinef | 4.2 | 37.9 ± 2.6 | 4.3 ± 0.4 | 10.4 ± 0.8 | 0.5 ± 0.0 | 1.6 ± 0.1 | 26.1 ± 0.2 | 0.3 ± 0.0 | 85.3 |
Lignin content does not vary greatly for the woody feedstocks but the composition of lignin in softwood, hardwood and grasses is known to vary in the relative abundance of the p-coumaryl, coniferyl, and sinapyl alcohol monolignol subunits and the number of easy hydrolysable (e.g. β-O-4) and recalcitrant (e.g. 5–5) linkages.16,42,43
The experiments were designed using an acid dose of 40 mM H2SO4 for the fractionation of woody feedstocks (Table 2). Small differences in the ANC of the woody feedstocks in combination with a liquid/solid ratio of 5 L kg−1 during fractionation affected the amount of free acid during fractionation. To correct for the acid neutralising capacity (ANC) of wheat straw, the acid dose for the fractionation of wheat straw was increased to 60 mM. Corn stover was added to the dataset using an acid dose matching the fractionation conditions of wheat straw. Besides acid dose, another factor influencing the pH is the degree of hemicellulose acetylation of the feedstocks. Fractionation deacetylates the hemicellulose fraction and acetic acid is released to the liquor. Acetic acid in the liquor is highest for hardwood e.g. 5.2, 3.6 and 4.8% (% w/w of the initial feedstock weight) for beech, poplar and birch respectively. Lower values were found for wheat straw (2.5%), corn stover (2.4%), spruce (1.7%) and pine (1.9%). Multiple factors can influence the pH and measurements at reaction temperature were not performed. When comparing different feedstocks, differences in acidity will affect fractionation results. Table 2 shows a small variation in pH of the slurry after fractionation.
Feedstock | Fractionation conditionsa | General fractionation data | |||||||
---|---|---|---|---|---|---|---|---|---|
Mill size (mm) | L/Sb (L kg−1 DM) | H2SO4 (mM) | Free H+c (mM) | pH liquor | Pulp yield (wt%) | C6 recovery (wt%) | C5 hydrolysis (wt%) | Delignification (wt%) | |
a 140 °C, 120 min, 50% w/w aqueous acetone. b Liquid–solid ratio. c Acid dose corrected for the acid neutralising capacity (ANC) of the feedstock. Measured ANC's: wheat straw, 0.53; corn stover, 0.45; beech, 0.15; poplar, 0.13; birch, 0.10; spruce, 0.07; pine, 0.07 mmol H+ per g dry feedstock. | |||||||||
Wheat straw | 10 | 10 | 60 | 67 | 2.1 | 46.5 | 91.4 | 96.8 | 79.1 |
Corn stover | 10 | 10 | 56 | 67 | 1.9 | 48.0 | 89.3 | 91.5 | 81.5 |
Beech | 2 | 5 | 40 | 50 | 2.2 | 47.6 | 94.3 | 87.3 | 79.4 |
Poplar | 2 | 5 | 40 | 54 | 2.0 | 53.1 | 84.6 | 94.3 | 77.6 |
Birch | 2 | 5 | 40 | 62 | 2.0 | 44.0 | 87.7 | 92.0 | 86.4 |
Spruce | 2 | 5 | 40 | 68 | 1.9 | 60.6 | 68.5 | 89.5 | 29.7 |
Pine | 2 | 5 | 40 | 68 | 1.9 | 60.7 | 74.2 | 88.6 | 31.6 |
Solid polymeric C6 sugar recovery (Table 2 and Fig. 2) is generally high. For softwood and to a lesser extent poplar, the observed lower polymeric C6 sugar recovery can primarily be attributed to hydrolysis of (galacto)glucomannan present in the hemicellulose fraction. The solubilised C6 fraction is mainly in the form of monomeric sugars with little degradation to hydroxy-methylfurfural (HMF) and levulinic acid (LA). Effective hemicellulose polymeric C5 sugar hydrolysis is demonstrated for all the feedstocks. Differences in hemicellulose solubilisation may partially be related to liquor acidity. Additional experiments monitoring the (oligomeric) xylose release over time revealed no significant differences in xylan hydrolysis rates between wheat straw, beech and pine (for details, see the ESI Fig. S5†). One of the key aspects of using acetone as solvent for the fractionation of lignocellulose is the hemicellulose derivatives composition.
Autocatalytic organosolv fractionation of wheat straw at high temperature (>205 °C) using 60% w/w ethanol or 50% w/w acetone (Fig. 1) results in rapid degradation of the solubilised xylose.25 Wildschut et al. optimised the pretreatment of wheat straw using acid-catalysed ethanol organosolv.36 At optimal fractionation conditions (190 °C, 60 min, 60% w/w aqueous ethanol and 30 mM sulfuric acid) 95.3% of the xylan was removed from the wheat straw with 29.5% converted to monomeric xylose and 34.4% to furfural. Further research after publication revealed that ethanol reacts with xylose to form ethyl-xylosides.17,31,47 For the abovementioned experiment, 27.8% of the xylan was converted to ethyl-xylosides. New milder process conditions, as presented in this paper, were tested on the same wheat straw. At optimal conditions (140 °C, 120 min, 60% w/w aqueous ethanol and 60 mM sulfuric acid), 78.5% of the xylan was removed from the wheat straw with 32.9% converted to monomeric xylose and 7.7% to furfural. Although the lower temperature regime reduced sugar degradation to furfural, xylan conversion to ethyl-xylosides increased to 38.1%. This is likely due to the increase in acidity, where an acid dose of 30 mM H2SO4 results in 12 mM H+ free acid during fractionation at 190 °C and an acid dose of 60 mM H2SO4 in 72 mM H+ free acid at 140 °C. In addition, ethylation of lignin has been reported for auto- and acid-catalysed ethanol organosolv pretreatments.48,49 Replacing ethanol by acetone as solvent eliminates unwanted ethylation of sugars and lignin. Without changing process severity (140 °C, 120 min, 50% w/w aqueous acetone and 60 mM sulfuric acid), the yield of monomeric xylose in Fig. 1 increases to 81.3%. Data presented in Fig. 2 show efficient polymeric C5 sugar conversion to monomeric sugars in the range of 58.6–79.0% for herbaceous biomass and hardwood combined with limited furfural formation (6.1–12.7%). For reasons unclear, relative monomeric C5 sugar yield is lower (36.6–38.7%) and furfural formation higher (21.6–24.9%) for spruce and pine. The sum of C5 sugar product distribution after fractionation ranges from 97.0% for poplar to 70.8% for spruce. Besides variation due to experimental/analytical error, an incomplete mass balance can be caused by: (1) presence of C5 oligomeric sugars solubilised in the liquor. However, post hydrolysis of the wheat straw liquor revealed no presence of oligomeric sugars in this case. (2) Decomposition of sugars and/or furfural to humins45 or via alternative degradation pathways.50 (3) Adsorption and/or condensation of furfural to other biomass components such as lignin. (4) Acetone and/or its degradation products react with sugars and/or furfural to components not detected.
Fig. 1 The influence of process conditions on wheat straw xylan product distribution. Ethanol 210 °C and 190 °C data were previously published in ref. 36, ethanol 140 °C in ref. 31 and acetone 205 °C in ref. 25 (ethylated xylose was not analysed for ethanol 210 °C). |
Together with hemicellulose hydrolysis, lignin depolymerisation and subsequent solubilisation is an important mechanism for efficient fractionation of lignocellulose and valorisation of its three main components. The dominant linkage between monolignols present in lignin is the easily cleavable β-O-4 ether linkage, present in both softwood (±50%) and hardwood lignin (±60%).12 Lignin present in herbaceous biomass contains all three types of lignin subunits e.g. p-hydroxyphenyl (H), guaiacyl (G) and syringyl (S). Hardwood lignin consists of roughly equal proportions of guaiacyl and syringyl units. The extra methoxy group on syringyl forces the lignin to arrange in a more linear structure.42 Softwood lignin primarily consists of guaiacyl units and forms a more branched structure with recalcitrant 5–5 or dibenzodioxocin linkages.42 Herbaceous biomass and hardwood delignification ranged from 77.6 to 86.4%. Despite of efficient hemicellulose hydrolysis, the delignification of spruce and pine is significantly lower, with only around 30% of the lignin solubilised. It seems that the process severity is too low for efficient softwood depolymerisation. Inability to fractionate softwood using mild organic solvent-based biorefinery concepts has also been reported by Grande et al.51
Shimada et al. showed a higher reactivity of guaiacyl carbocations (as compared to syringyl) towards lignin condensation.52 Due to the relative abundance of guaiacyl units in softwood, a higher rate of lignin condensation could slow the softwood delignification rate.53 However, fractionation of spruce at higher reaction severities using 150 °C, 50% w/w aqueous acetone and 40, 60 and 80 mM H2SO4 showed increased delignification of 61, 76 and 89% respectively.
The incomplete lignin product distribution for herbaceous biomass and hardwood might be due to the presence of 10% w/w aqueous acetone-soluble lignin (derivatives) that do not precipitate upon liquor dilution with water. On the other hand, co-precipitation of feedstock solvent-extractives (long chain fatty acids, terpenes and waxes) and condensation reactions between lignin and, for example, proteins can lower the lignin purity slightly and have some influence on the lignin mass balance. The effective lignin yield in an industrial-scale process will be determined by downstream processing design for lignin isolation from the liquor and solvent recovery. A separate processing step removing residual lignin (derivatives) and phenolics from the aqueous stream might be needed in order to remove inhibitors for sugar fermentation or chemocatalytic conversion of the hemicellulose sugars.
The general fractionation data and product distribution in Table 3 and Fig. 4 show limited variation in polymeric C6 sugar recovery, polymeric C5 sugar hydrolysis and delignification. The impact of process parameters is most clearly demonstrated by the hemicellulose C5 product distribution. Efficient fractionation including a high yield of monomeric C5 sugars is obtained in experiment 1 using a low temperature, a long residence time and high acid dose. At the previously described optimum at 140 °C, overall wheat straw valorisation improves when the reaction time is shortened from 120 to 60 min (exp. 2 and 3). In this case, 86.2% of polymeric C5 is converted to monomeric sugars.
Exp: | Fractionation conditionsa | General fractionation data | |||||||
---|---|---|---|---|---|---|---|---|---|
T (°C) | Time (min) | H2SO4 (mM) | Free H+b (mM) | pH liquor | Pulp yield (wt%) | C6 recovery (wt%) | C5 hydrolysis (wt%) | Delignification (wt%) | |
a Using a liquid/solid ratio of 10 L 50% w/w aqueous acetone per kg dw straw. b Acid dose corrected for the acid neutralising capacity of the feedstock. | |||||||||
1 | 100 | 960 | 200 | 347 | 1.3 | 48.8 | 93.6 | 91.2 | 75.7 |
2 | 140 | 120 | 60 | 67 | 2.1 | 46.5 | 91.4 | 96.8 | 79.1 |
3 | 140 | 60 | 60 | 67 | 1.7 | 47.3 | 98.3 | 93.4 | 79.7 |
4 | 140 | 30 | 100 | 147 | 1.3 | 46.2 | 93.5 | 96.3 | 79.1 |
5 | 140 | 15 | 140 | 227 | 1.2 | 49.5 | 101.2 | 96.2 | 79.2 |
6 | 170 | 60 | 35 | 17 | 2.8 | 47.7 | 92.6 | 94.0 | 78.6 |
Decreasing reaction time and increasing the acid dose at 140 °C (exp. 4 and 5) lowers monomeric C5 sugar yield, but no increase in furfural formation is observed. The experiment at 170 °C (exp. 6) resulted in efficient wheat straw fractionation but with a low C5 monomeric sugar yield, increased sugar degradation to furfural and suspected pseudolignin formation.56,57
Fractionation experiments with wheat straw were supplemented with blank runs (Table 4) where no wheat straw was added and the acid dose adjusted to compensate for the absence of acid neutralising capacity of the straw. The filtered liquor and pulp wash liquor were combined and analysed for the abovementioned components. Acetone self-condensation products are limited to mainly DAA and MO (Table 4) at the applied process conditions. Solvent loss in the blank runs due to acetone self-condensation reactions (Fig. 5) is highest for experiment 1 where a relatively low temperature is combined with a long reaction time and a high acid dose. For the fractionation optimum at 140 °C a significant reduction in DAA and MO concentration in the liquor is observed when the reaction time is halved to 60 min. A further reduction of the reaction time at 140 °C while increasing the acid dose (exp. 4 and 5) does not reduce acetone self-condensation. Wheat straw addition to the reaction mixture decreases the amount of condensation products found in the liquor. The difference is only 8.4% in exp. 1 but increases to 47.6% in exp. 2 and 87.9% in exp. 6, suggesting a strong relation with temperature. However, it is unclear at this point whether wheat straw components reduce acetone self-condensation kinetics, condensation products react with or adsorb to wheat straw components or other mechanisms play a role. The MO:DAA ratio (Table 4) increases from 1.2 for exp. 1 to an average of 2.4 for exp. 2–5 and 3.6 for exp. 6.
Exp | Fractionation conditions | Strawa | Acetone self-condensation products (mg kg−1 organosolv liquor) | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|
T (°C) | Time (min) | H2SO4 (mM) | Diacetone alcohol (DAA) | Mesityl oxide (MO) | Mesitylene | Isophorone | 3,5-Dimethyl phenol | 2,3,5-Trimethylphenol | MO/DAA ratio | ||
a + straw present, − straw absent during fractionation. b ND = not determined. | |||||||||||
1 | 100 | 960 | 200 | + | 4215 | 5115 | <5 | <10 | <10 | <10 | 1.2 |
− | 5643 | 6618 | 23 | <10 | <10 | <10 | 1.2 | ||||
2 | 140 | 120 | 60 | + | 881 | 2155 | <5 | <10 | <10 | <10 | 2.4 |
− | 1944 | 4763 | 13 | <10 | <10 | <10 | 2.5 | ||||
3 | 140 | 60 | 60 | + | 702 | 1762 | <5 | NDb | ND | ND | 2.5 |
− | 1347 | 3162 | <5 | ND | ND | ND | 2.3 | ||||
4 | 140 | 30 | 100 | + | 629 | 1426 | <5 | ND | ND | ND | 2.3 |
− | 1693 | 3720 | 13 | ND | ND | ND | 2.2 | ||||
5 | 140 | 15 | 140 | + | 797 | 1960 | <5 | ND | ND | ND | 2.5 |
− | 1765 | 4017 | 16 | ND | ND | ND | 2.3 | ||||
6 | 170 | 60 | 35 | + | 215 | 399 | <5 | <10 | <10 | <10 | 1.9 |
− | 1343 | 4783 | 30 | 10 | <10 | <10 | 3.6 |
Upon addition of wheat straw the DAA and MO concentration decreases but the ratio remains unchanged (except for exp. 6). Experiments performed on a different batch of wheat straw using conditions as exp. 3 revealed a minor increase (0.05%) in solvent loss when 60% w/w acetone is used for fractionation.
Although the observed solvent loss due to acetone self-condensation is limited, direct condensation of acetone to carbohydrates, sugar derivatives and lignin could contribute to additional solvent losses. However, the wheat straw carbohydrate product distribution in exp. 3 does not indicate substantial acetone condensation to carbohydrates and their derivatives. A follow-up study is required on solvent chemistry and the impact on downstream processing design, product (carbohydrate and lignin) properties and the economic viability of the process.
Fig. 6 Number of ether linkages in lignins determined by 2D HSQC NMR.16 Data reference lignins were published in ref. 16. |
Footnote |
† Electronic supplementary information (ESI) available: Composition of pulp and liquor, pretreatment mass balance, lignin molar mass, lignin NMR spectrum, pulp enzymatic digestibility and fixed bed organosolv experiments. See DOI: 10.1039/c7gc02379k |
This journal is © The Royal Society of Chemistry 2017 |