F. S. Pereira,
L. J. Pereira,
D. F. A. Crédito,
L. H. V. Girão,
A. H. S. Idehara and
E. R. P. González*
Universidade Estadual Paulista – Faculdade de Ciências e Tecnologia, Departamento de Física, Química e Biologia – Laboratório de Química Orgânica Fina C.P. 467, Presidente Prudente, 19060-900, SP, Brazil. E-mail: eperez@fct.unesp.br
First published on 9th September 2015
The present study describes the clean synthesis of non-phosgene organic carbonates (NPOCs) from a selective multicomponent reaction with two important by-products from sugar and alcohol industries, namely, fusel alcohols and carbon dioxide, in the presence of 1,8-diazabicycloundecene (DBU), 1,5-diazabicyclo[4.3.0]-non-5-ene (DBN) or 1,3,4,6,7,8-hexahydro-2H-pyrimido[1,2-a]-pyrimidine (TBD) and an alkylating agent. The bases were used for the nucleophilic activation of the alcohols. The synthesis of carbonates was carried out without solvent and confirmed by GC-MS with EI ionization mode, 1H- and 13C-NMR and FT-IR analysis. The carbonates were obtained in excellent yields. Crude fusel alcohol can be converted to alkylcarbonates. The proposed methodology can also be employed to convert other hydroxylated compounds into carbonates.
Over the last few years, the concentration of greenhouse gases has increased because of the increase in industrial activities, agriculture and transport, mainly due to the use of fossil fuels. The greenhouse gas emissions from sugarcane harvest systems are an issue of national concern.4
Thus, to minimize the environmental impacts caused by the by-products (fusel alcohols and CO2) and for recycling them, the development of synthetic methods for the formation of organic carbonates from fusel alcohols by the capture and fixation of carbon dioxide has become of great importance, seeking an efficient, clean and low-cost synthesis.
Due to the high content of alcohols, several studies have been reported that use them as sustainable materials. The synthesis of lauric, stearic, benzoic and phthalic esters was performed by the direct esterification of fusel alcohol with carboxylic acids, using a free-solvent microwave activation method and p-TsOH or H3PW12O40 (HPW) as catalyst.5 Fusel alcohol and coconut cream were used as starting materials for the biosynthesis of ethyl-, butyl-, isobutyl- and isoamyl- octanoates (flavor-active octanoic acid esters) using lipase palatase as the biocatalyst.6
The potential of reactive distillation for the valorization of fusel alcohols and increase their reaction with acetic acid has been reported, which separates the esters in their pure form. The experiment was performed on a laboratory-scale reactive distillation column, and a simulation model was validated.7 Other studies presented some data regarding the uncatalyzed esterification of fusel alcohols with acetic, propionic and butyric acids. The formation rates of the butyric acid esters were found to be higher than those of acetic acid and propionic acid esters.8
Among the methods used for the preparation of carbonates, the reaction of phosgene with diols9 involves highly toxic and corrosive products such as carbon monoxide and hydrochloric acid. New methods for the synthesis of carbonates that consider the utilization of carbon dioxide as raw material10,11 can be an alternative to replace phosgene and its related compounds.12–14 Organic carbonates can be used as solvents15,16 or reagents17 in the chemical industry18 and medicinal chemistry.19 They can also be used as fuel additives.20,21
Fang and Fujimoto22 reported the synthesis of dimethyl carbonate from carbon dioxide and methanol using base catalysis in the presence of the promoter CH3I, which is considered a toxic reagent. The synthesis was carried out at high temperatures of 80–100 °C for 2 h. The results showed that at 100 °C, dimethyl ether was detected as a by-product but when the temperature was decreased to 80 °C, the formation of the by-product decreased drastically, while the yield of DMC remained at a constant level. The synthesis of carbonates was also reported by Yamazaki et al.23 The synthetic procedure for dialkyl carbonates occurred under 1 atm pressure of CO2 using an alcohol, Cs2CO3 and CH2Cl2 as the solvent. The syntheses were performed at 100 °C with 12 h of reaction time. However, high temperatures, long reaction times, toxic solvents and an expensive catalyst were employed in this study.
Amidine and guanidine bases have been used as catalysts in reactions involving the use of carbon dioxide as proton transfer reagents.24–29 These bases have been used as nucleophiles for CO2 fixation to afford bicarbonate or zwitterionic adducts.28–30
The amidine DBU has been investigated to activate and transfer the carbon dioxide molecule to amines28,29 due to its basicity and nucleophilicity.31 DBU has also been used as a nucleophile in its reaction with phosphorochloridates to form DBU–phosphorus intermediates via N–P bond formation.32
Copolymers bearing DBU and DBN and copolymers derived from 4-chloromethylstyrene were able to fix carbon dioxide under atmospheric pressure.33
The catalyst can be later recovered as a free base. It has been reported that a recovery of about 75% of DBU was achieved and it was reutilized once again for the synthesis of N-cyclohexyl ethyl carbamate with reproducible yield and purity.12
The present study describes an efficient and eco-friendly procedure for the conversion of fusel alcohols and CO2, the by-products from sugarcane and ethanol industries, to non-phosgene organic carbonates. The multi-component selective reaction utilized two important by-products from sugar and alcohol industries, the pre-activated alcohols from fusel oil and pressurized CO2, as starting materials, with an alkylating agent. 1,8-Diazabicycloundecene (DBU), 1,5-diazabicyclo[4.3.0]-non-5-ene (DBN) or 1,3,4,6,7,8-hexahydro-2H-pyrimido[1,2-a]-pyrimidine (TBD) were used as agents for the initial nucleophilic activation of starting alcohols. The protocol was also investigated for other hydroxylated compounds. The formation of alkyl carbonates was performed at low temperatures in short reaction times and confirmed by GC-MS, 1H and 13C-NMR and FT-IR techniques.
Scheme 1 shows the proposed mechanism for the formation of alkyl carbonates via the capture and fixation of CO2 with alcohols using the amidine base DBU as promoter and the alkylating agent butyl bromide (BuBr).
Scheme 1 Capture and fixation of CO2 with isolated fusel alcohols promoted by DBU using an alkylating agent. |
For the separation of alcohols from fusel oil, a conventional fractional distillation system was used. 100 mL of fusel oil was distilled and each sample was collected in the following temperature ranges: first fraction at 80–85 °C, second fraction at 87–90 °C, and third at 106–129 °C.
To investigate the role of the solvent, the synthesis was also studied without the use of either CH3CN or any common organic solvent; instead, 10 mL of the starting alcohol was used in excess. In both cases, the product was obtained as a brown oil.
GC-FID analysis was carried out on a Shimadzu apparatus, GC-2010 model, equipped with a flame ionization detector. A capillary Rtx-Wax column (30 m length, 0.25 mm diameter and 0.25 mm thick) was used. The operational parameters used were as follows: column temperature of 50 °C was maintained for 5 min, then increased at 2 °C min−1 up to 100 °C for 3 min, 5 °C min−1 to 190 °C for 30 minutes and 5 °C min−1 to 220 °C until the end of the analysis at 69.4 kPa. The injector and detector were kept at 250 °C and 250 °C, respectively. The carrier gas flow (N2) was 0.87 mL min−1 with a linear velocity of 23.4 cm s−1. The injection mode was 1:15 and injection volume was 1 μL.
The remaining alkylating agent 2,4-dichlorobenzyl chloride was quantified by a calibration curve using the GC-FID with Restek Rtx-WAX column. The calibration curve was obtained by dilutions of a stock solution of the analyte in methanol (5.0 mol L−1). The curve was constructed using five points of concentrations in the range of 0.2–1.0 mol L−1. The calibration curve for the remaining alkylating agent was obtained using linear regression, plotting the area of the analyte versus analyte concentration.
The analysis was carried out on a Shimadzu apparatus, model GC-2010, equipped with a flame ionization detector. The operation parameters used were as follows: column temperature of 50 °C for 8 min, then 2 °C min−1 up to 100 °C for 3 min, 5 °C min−1 to 190 °C for 30 minutes and 5 °C min−1 to 230 °C until the end of analysis at 79.9 kPa. The injector and detector were kept at 250 °C and 250 °C, respectively. The carrier gas flow (N2) was 0.87 mL min−1 with a linear velocity of 23.4 cm s−1. The injection mode was 1:15 and injection volume was 1 μL.
1H and 13C NMR analyses were recorded on a Bruker DRX400 Ultra Shield NMR spectrometer, 400 MHz, at 25 °C. The solvent used in the experiments was CDCl3.
FT-IR analyses were performed on a Bruker spectrophotometer, Model Vector 22, KBr pellets. Spectra were recorded at 23 °C in the 4000–400 cm−1 range at a resolution of 4 cm−1 and 120 scans.
Reaction time (h) | Butyl-isopentyl carbonate | Butyl-isobutyl carbonate |
---|---|---|
1 | 93% | 94% |
2 | 94% | 96% |
3 | 97% | 96% |
6 | 96% | 95% |
Having established the optimal reaction time, the next step was to investigate the influence of the variation of reaction temperature on the yield of the carbonates. Thus, the syntheses were carried out at four different temperature values ranging from 25 to 80 °C. For butyl-isopentyl and butyl-isobutyl carbonates, 40 °C was found to be the optimal temperature for the reaction (Table 2). In the chromatograms of the carbonates, no by-products were observed at higher temperatures. The decrease in yield with temperatures higher than 40 °C could be associated to the presence of adventitious water in the reaction media, which could partially hydrolyze the carbonate intermediates.
The effect of some other experimental conditions was also examined. Reactions were performed without the nucleophilic activator or promoter (DBU) and the alkylating agent (butyl bromide). Non-supercritical pressure (10 bar) and constant CO2 flow at normal pressure were also investigated. All the experiments were carried out without the use of a solvent. The results of this study are reported in Table 3. Both carbonates were obtained in low yield when the reaction was carried out at 10 bar, in which the pressure is directly related to the rate of reaction, expressed by the activation volume in the system.34 Furthermore, the molecularity number decreases when staring materials are converted to products (condensation reaction), enhancing the rate with increasing pressure as expected.35
mmol of DBU | mmol of BuBr | P (bar) | Butyl-isopentyl carbonate | Butyl-isobutyl carbonate |
---|---|---|---|---|
— | 15 | 80 | — | — |
1 | 15 | 80 | — | — |
5 | 15 | 80 | 80 | 74 |
10 | — | 80 | — | — |
10 | 15 | 10 | ∼6 | ∼2 |
10 | 15 | — | — | — |
10 | 15 | 80 | 94 | 96 |
The amount of promoter DBU amidine and the presence of an alkylating agent were found to be of great importance for carbonates conversion, supporting the proposed mechanism (Scheme 1). In addition, the results show that the successful syntheses of carbonates (NPOCs) can be performed from a one-pot capture of CO2 with fusel alcohols under clean conditions using an excess of fusel alcohols without solvents, which is a relevant advance to a green chemistry procedure.
Fig. 1a displays the chromatogram obtained from the synthesis of butyl-isopentyl carbonate under the determined optimal experimental conditions, 25 °C and 80 bar of CO2 for 1 h of reaction time, under clean conditions. Peak 1 (∼11 min) is associated to the remaining isopentyl alcohol and peak 2 (∼23 min) corresponds to the formation of butyl-isopentyl carbonate (2), which can be confirmed by its MS spectra, as shown in Fig. 1b.
Fig. 1 (a) The chromatogram obtained from the synthesis of butyl-isopentyl carbonate at 40 °C and 80 bar for 1 h and (b) the mass spectrum of the carbonate eluted at ∼23 min (peak 2). |
Fig. 2a shows the chromatogram of butyl-isobutyl carbonate synthesized under the optimal reaction conditions. The presence of remaining isobutyl alcohol represented by peak 3 (∼7 min) can be seen. Fig. 2b corresponds to the mass spectra of peak 4 (∼18 min) associated to the formation of butyl-isobutyl carbonate.
Fig. 2 (a) The chromatogram obtained from the synthesis of butyl-isobutyl carbonate at 40 °C and 80 bar for 1 h and (b) the mass spectrum of the carbonate eluted at ∼18 min (peak 4). |
Butyl-isopentyl and butyl-isobutyl carbonates synthesized under the optimal experimental conditions, 40 °C and 80 bar of CO2 for 1 h of reaction time were quantified using a calibration curve. The results showed that from 10 mmol of alcohols, used in both reactions, 7 mmol of butyl-isopentyl carbonate (70%) and 7.3 mmols of butyl-isobutyl carbonate (73%) were obtained. Table 4 shows the linear regression coefficient (R) of the curve, the values obtained for the converted quantities (mmol) of carbonates and the standard deviation (S) calculated considering the average concentration as the results were obtained in triplicate. The retention indexes for the compound were 23 min for butyl-isopentyl carbonate and 18 min for butyl-isobutyl carbonate.
Quantified reaction | R | Converted carbonates (mmol) | S |
---|---|---|---|
Butyl-isopentyl carbonate | 0.9992 | 9.97 | 0.69% |
Butyl-isobutyl carbonate | 0.9993 | 9.86 | 0.44% |
In an exploratory experiment, a crude fusel alcohol sample was used as the raw material for the synthesis of NPOCs by direct reaction with CO2. The reaction was carried out without any solvent and the temperature was 40 °C. The corresponding chromatogram is shown in Fig. 3. The remaining isopentyl alcohol (1-residual) can be observed; however, no isobutyl alcohol is seen. Peaks 4 and 2 correspond to butyl-isobutyl carbonate (7%) and butyl-isopentyl carbonate (71%), respectively. Peaks 6 and 7 are attributed to butyl-ethyl (12%) and butyl–butyl (9%) carbonates, respectively. These carbonates are also formed due to the presence of the corresponding alcohols in the crude fusel alcohol. The chromatographic conversion (%) is relative to the carbonates formed in the reaction. For comparison, the chromatogram of crude fusel alcohols has been shown, which shows the presence of ethyl alcohol (3%), propyl alcohol (1%), butyl alcohol (2%), isobutyl alcohol (5%) and isopentyl alcohol (89%). The chromatogram of crude fusel alcohol can be found in the ESI.†
Fig. 3 Chromatogram obtained from the synthesis of NPOCs from fusel oil at 40 °C and 80 bar for 1 h. |
The syntheses of both carbonates were also carried out using the strong bases DBN and TBD as nucleophilic activators of the starting alcohols. The results showed that butyl-isopentyl and butyl-isobutyl carbonates were obtained in 86% and 89% of chromatographic conversion, respectively, when DBN was used in the reaction. This might be due to the lower Brönsted base character of the amidine DBN (when compared with DBU),32 and consequently its lower deprotonating activity. In addition, when the reactions were performed with TBD, butyl-isopentyl and butyl-isobutyl carbonates were obtained in 49% and 45% of chromatographic conversion, respectively. The resulting low yield of carbonates might be due to the fact that DBN28 and TBD29,36 can also form a carbamic adduct with CO2 and this could compete with the formation of the ionic carbonate intermediate. The chromatograms and the mass spectra of the carbonates are shown in the ESI (S7 to S17†).
2,4-Dichlorobenzyl chloride, an intermediate of Diclorbutrazol and Miconazole fungicides, was also studied as an alkylating agent. 2,4-Dichlorobenzyl chloride is the precursor for potential fungicides with resistance to sun irradiation or high temperatures and does not injure the host plant when applied to destroy fungi. However, its synthesis requires long reaction times, high temperatures and the products are obtained in low yields.37 Thus, other materials can be prepared using this precursor and their fungicidal properties can be further investigated. The syntheses were performed using fusel isopentyl and isobutyl alcohols and the promoter base DBU, because it shows better effectiveness in the reactions. The corresponding carbonates were obtained in excellent yields of 99% and 97%, respectively. The chromatogram and the mass spectra of both carbonates are shown in the electronic ESI (S-18 to S-21†).
The unreacted 2,4-dichlorobenzyl chloride obtained from the synthesis of 2,4-dichlorobenzyl-isopentyl and 2,4-dichlorobenzyl-isobutyl carbonates was quantified using a calibration curve. The results showed that from 10 mmol of alkylating agent, used in both reactions, only 0.028 and 0.14 mmol remained unreacted. For the reactions carried out with butyl bromide, we did not built a calibration curve because it was all consumed in the reactions. Table 5 shows the linear regression coefficient (R) of the curve, the values obtained of unreacted and converted quantities (mmol) of alkylating agent and the standard deviation (S) calculated considering the average concentration as the results were obtained in triplicates. The retention index for this compound was 16 min.
Quantified reaction | R | Unreacted 2,4-CDBC (mmol) | Converted 2,4-CDBC (mmol) | S |
---|---|---|---|---|
2,4-DCB-isopentyl carbonate | 0.9992 | 0.028 | 9.97 | 0.69% |
2,4-DCB-isobutyl carbonate | 0.9992 | 0.14 | 9.86 | 0.44% |
In the 1H-NMR spectra of the butyl-isobutyl and butyl-isopentyl carbonates, due to the withdrawing nature of oxygen, the H3 and H4 signals are observed in the deshielding region at 3.90 and 4.18 ppm. H1, H2, H5 and H6 resonate from 0.94 to 1.98 ppm. In the 13C-NMR spectra of such compounds, the chemical shift of carbon (OCOO) from the carbonyl group is centered at 155 ppm, which is in agreement with the literature38 and confirms the formation of the expected products.
In the 1H-NMR spectra of 2,4-dichlorobenzyl-isopentyl and 2,4-dichlorobenzyl-isobutyl carbonates, the hydrogen signals of the aliphatic region are observed in the range between 0.94 and 5.22 ppm. The formation of these carbonates can also be confirmed by the presence of aromatic hydrogens in the region between 7.24 and 7.40 ppm. For these compounds, a new signal appears at ∼4.65 ppm in both spectra. This is attributed to the methylene hydrogen of the remaining alkylating agent that could not be removed during the purification process. The 13C-NMR spectra show the chemical shifts of the aromatic ring carbons in the range of 127–134 ppm, and the carbonate carbon resonates at ∼155 ppm. In addition, the methylene carbon signal of the remaining alkylating agent is observed at 42 ppm. All the 1H-NMR and 13C-NMR spectra can be found in the ESI.†
Fig. 4 shows the FT-IR spectra of isopentyl alcohol (A), butyl-isopentyl carbonate (B), isobutyl alcohol (C) and butyl-isobutyl carbonate (D). The formation of both carbonates is confirmed by the presence of the characteristic bands at 1256 ν(C–O) and 1750 cm−1 ν(CO). Other absorption bands that are present in the alcohols spectra are also observed for both carbonates such as at 1459, 2870 and 2956 cm−1 ν(C–H). The bands associated to the presence of –CH2– groups at 2870 and 2956 cm−1 were higher for carbonates than for alcohols, supporting the alkyl carbonate formation. The band at 1638 cm−1 ν(CO) observed in the spectra is due to the esters (methyl benzoate and methyl acetate) and aldehydes (acetaldehyde), which are low boiling point compounds present in the crude fusel oil and might co-distillate with the isobutyl and isopentyl alcohols. The formation of the carbonates from fusel oil is confirmed by the presence of the band at 1750 cm−1 ν(CO), which is not observed in the fusel oil spectra. The main bands and attributions observed in Fig. 4 are summarized in Table 6. The FT-IR spectra of the crude fusel alcohol and its corresponding NPOCs, 2,4-dichlorobenzyl-isopentyl and 2,4-dichlorobenzyl-isobutyl carbonates are shown in the ESI (S35 and S36†).
Fig. 4 The FT-IR spectra of (a) isopentyl alcohol (A) and butyl-isopentyl carbonate (B) and (b) butyl alcohol (C) and butyl-isobutyl carbonate (D). |
Compounds | ν(O–H) | ν(C–H) | ν(CO) | ν(C–O) primary alcohols |
---|---|---|---|---|
a Comparatively lower intensity. | ||||
Isopentyl alcohol | 3417 | 2959 | — | 1059 |
2872 | ||||
Butyl-isopentyl carbonate | — | 2959 | 1750 | 1059a |
2872 | ||||
Isobutyl alcohol | 3417 | 2965 | — | 1036 |
2878 | ||||
Butyl-isobutyl carbonate | 3417a | 2965 | 1750 | 1036a |
2878 | ||||
Fusel alcohols | 3441 | 2956 | — | 1054 |
2870 | ||||
NPOCs from fusel alcohols | 3441 | 2870 | 1750 | 1054a |
Butyl-isononyl carbonate was synthesized in this study to investigate if the methodology is also suitable for long-chain alcohols. Long-chain alcohols have been used for the synthesis of urethane upon their reaction with urea using metal salts such as zinc acetate and lead acetate as catalysts. The addition of triphenylphosphine as a co-catalyst yielded carbonates.39 Isononyl alcohol is used to produce plasticizers of low cost with several applications.40 It is also used as a fragrance ingredient in cosmetics, shampoos, household cleaners, among others.41 Therefore, the formation of carbonates from isononyl alcohol might be of great interest for their use as materials for industrial applications.
The synthesis of butyl-isononyl carbonate was carried out using the nucleophilic activator DBU and BuBr under the same previously determined experimental conditions. The reaction was also carried out without any solvent. The results show that the carbonate was obtained in 93% of chromatographic conversion, which confirms that the proposed methodology can be employed to convert long chain alcohols to carbonates. The chromatograms and the mass spectra of isononyl alcohol and the corresponding carbonate can be found in the ESI (S30 to S33†).
Cholesteryl group can be considered a promising functional group present in molecules, which could be applied to optical filters for high-power laser systems,42 rewritable memories and also recording media.43 Thus, the crystal structures of cholesteryl-butyl carbonate and cholesteryl-oleyl carbonate are being investigated for liquid crystals applications. Furthermore, a series of esters and carbonates of cholesterol have been studied to understand these substances in biological systems.44
Moreover, cholesteryl carbonates are generally prepared using cholesteryl chloroformate as a precursor.45,46 However, the synthesis of this precursor is limited to using toxic phosgene as a raw material.47 Therefore, in our study, we also explored an efficient and non-phosgene route to cholesteryl carbonate synthesis using the nucleophilic activators DBU and TEAB, BuBr and pressurized CO2 under the previously described experimental conditions. The results showed that cholesteryl-butyl carbonate was successfully obtained using the proposed methodology. The mass spectrum of the carbonate can be found in the ESI (S34†).
The FT-IR spectra of isononyl alcohol and butyl-isononyl carbonate, cholesterol and cholesteryl-butyl carbonate can be found in the ESI (S37 and S38†).
The present study describes an eco-friendly and non-expensive proposal of methodology for recycling fusel alcohols and carbon dioxide, from ethanol production, in an unique process for the synthesis of chemical products with added value and in a productive cycle with zero% of undesirable residuals. This procedure can be further studied for scaling up the production of organic carbonates with several applications. This technology could be relevant to decrease the environmental impact of high emissions of CO2 and fusel alcohols from sugar and ethanol industries. This goal is of great interest for countries such as Brazil and the United States.48 Our procedure can be considered as novel because to the best of our knowledge, no other study has reported the same advantages.
Footnote |
† Electronic supplementary information (ESI) available: Mass spectra of isopentyl alcohol, isobutyl alcohol, crude fusel alcohol, DBU, carbonates from DBN, carbonates from TBD, 2,4-dichlorobenzyl isopentyl carbonate, 2,4-dichlorobenzyl isobutyl carbonate, isononyl alcohol, butyl-isononyl carbonate and cholesterol-butyl carbonate; 1H and 13C NMR spectra of the carbonates; FTIR spectra of crude fusel oil and the corresponding NPOCs. See DOI: 10.1039/c5ra16346c |
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