Zhenghuan
Lin
,
Josiah
Bjorgaard
,
Ayse
Gul Yavuz
,
Akila
Iyer
and
Muhammet E.
Köse
*
Department of Chemistry and Biochemistry, North Dakota State University, Fargo, North Dakota, 58108, USA. E-mail: muhammet.kose@ndsu.edu
First published on 15th November 2011
Four novel donor–acceptor (D–A) alternating copolymers were designed and successfully synthesized by the palladium-catalyzed Stille coupling and Suzuki coupling reactions. Utilizing thieno[3,4-c]pyrrole-4,6-dione (TPD) as an acceptor comonomer coupled with dialkoxybithiophene or cyclopentadithiophene as the donor gave polymers PTBT and PTCT. Employing carbazole as the donor and the dithiophene-substituted TPD serving as the acceptor monomers yielded polymers PTC1 and PTC2. Owing to the various strengths of electronic coupling between the donors and the acceptor unit, the band gaps of these polymers can be adjusted from 1.57 to 1.90 eV. Due to the different electron-donor ability of dialkoxybithiophene, cyclopentadithiophene, and carbazole, the HOMO energy levels of polymers were tuned from −5.34 to −5.67 eV, while LUMO levels remained relatively unchanged. The theoretical calculations provided insight to the observed photophysical properties of these polymers. Theoretically estimated band gaps and oxidation potentials correlate well with the experimental data. Carrier mobility and photovoltaic properties of TPD polymers were also investigated for which 1.3% power conversion efficiency was obtained from a blend of PTCT:PC71BM (1
:
2) bulk-heterojunction device.
Low-band gap polymers can be synthesized by coupling an electron-rich donor (D) with an electron-deficient acceptor (A) in the repeating unit of an alternating copolymer. Recently, Watson12 and Leclerc13 successfully employed phthalimide and thieno[3,4-c]pyrrole-4,6-dione (TPD) as acceptor in donor–acceptor (D–A) type conjugated copolymers with good performances in organic electronic device applications. The reported D–A copolymer PhBT12 based on phthalimide had a narrow optical band gap at 1.64 eV and its thin films exhibited a high field-effect hole mobility of 0.28 cm2 V−1 s−1 and a PCE of 2.0% of in a bulk heterojunction (BHJ) solar cell. Replacing the six-membered benzene ring in phthalimide with the five-membered ring of thiophene, TPD exhibited much better acceptor properties due to diminishing steric repulsion and aromatic resonance energy than phthalimide when incorporated into conjugated polymeric backbones. Therefore, TPD monomer has a great potential in building conjugated copolymers with strong intramolecular/intermolecular interactions, low optical band gaps, and low highest occupied molecular orbitals (HOMOs). A low-lying HOMO would not only increase the ambient stability of TPD-containing polymers but also would further increase the open-circuit voltage (Voc) of photovoltaic devices. The copolymers based on TPD and benzodithiophene have shown excellent PCEs ranging from 4.0% to 6.8% as reported by various research groups.14–17
In this study, we have designed and synthesized four novel D–A conjugated copolymers with TPD serving as acceptor comonomer. TPD was coupled to donors such as cyclopenta[2,1-b:3,4-b′]dithiophene (CPDT), carbazole, or 2,2′-dithiophene (Scheme 1). All these donor monomers have been previously exploited in high efficiency solar cells.17–19Alkoxy substitution on thiophene groups is intended to adjust the energies of frontier levels further by introducing an extra electron-rich group into the conjugated backbone. This study aims to reveal how donors with various electron donating abilities affect the photophysical and photovoltaic properties of TPD-containing polymers. All polymers were fully characterized by gel-permeation chromatography (GPC), NMR, UV-vis absorption, photoluminescence (PL), and cyclic voltammetry (CV) methods. Photovoltaic properties are discussed along with an extensive computational study on the repeat units of the polymers. TPD-based copolymers are gaining interest and very recently, Guo et al. reported a D–A type polymer which incorporates TPD and CPDT in the backbone.20
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| Scheme 1 Chemical structures of polymers. (R: 2-ethylhexyl.) | ||
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| Scheme 2 Schematic procedure for the synthesis of polymers PTCT, PTBT, PTC1, and PTC2. | ||
The heterocycle 1 was synthesized following the previously reported procedure by Brzeziński.22 Monomer 3 was obtained from 1 in two steps in a high yield. The 3-alkyl substituted bithiophene 6 being a regioregular system with head-to-tail type of linkage, could not be synthesized using Kumada–Corriu coupling reaction from 4 using nickel catalyst,23 but was obtained-from a coupling reaction of 4 and 5 using a Pd(II) as catalyst. Purification with column chromatography afforded the product 6 which was found to be unstable in air and therefore, the next step was performed immediately. The two trimethylstannyl groups were introduced in the 5 and 5′ positions of 6 with the use of TMEDA activated n-butyl lithium. The low ambient stability of comonomer 7 also requires its immediate use in future synthetic steps. Monomer 9 was synthesized following the reported procedure20 and was reacted with 3 or 7 respectively, to give polymer PTCT (82%) and PTBT (41%). The reactivity of comonomer 7 is less than that of 3, as evidenced from the low yield of polymerization. This can be explained with the large steric repulsion of alkoxy group at the 5′ position, slowing down the polymerization reaction. It is also possible for monomer 7 to lose the stannyl group with ease and result in unreactive chain ends during the course of polymerization.
Two thiophene-based units were easily introduced in TPD through Stille coupling reaction to give compounds 10 and 11. After bromination with NBS, 10 and 11 were smoothly converted into brominated monomers 12 and 13. Coupling them with monomer 14, PTC1 and PTC2 were obtained with the use of palladium catalyst. The lower yield of PTC2 (17%) compared to PTC1 (25%) was again attributed to the hindering effect of long dodecyloxyl chains during copolymerization.
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| Fig. 1 Normalized absorption spectra of PTCT, PTBT, PTC1, and PTC2 in chloroform solutions (top) and in thin films (bottom). | ||
| Polymer | Solution | Film | Eoxonset (V) | HOMO (eV) | LUMO (eV) | μ (cm2/(V s)) | |||
|---|---|---|---|---|---|---|---|---|---|
| λ max (nm) | PL (nm) | λ max (nm) | PL (nm) | Egopt (eV) | |||||
| PTCT | 652 | 684 | 670 | 727 | 1.72 | 1.05 | −5.43 | −3.71 | 6.2 × 10−5 |
| PTBT | 583 | 669 | 584 | 806 | 1.57 | 0.96 | −5.34 | −3.77 | 6.1 × 10−6 |
| PTC1 | 482 | 528 | 534 | 689 | 1.90 | 1.29 | −5.67 | −3.77 | 1.2 × 10−5 |
| PTC2 | 484 | 566 | 482 | 724 | 1.71 | 1.09 | −5.47 | −3.76 | 1.2 × 10−6 |
Since the acceptor chromophore is the same both in PTCT and PTBT, the lower band gap of PTBT shows stronger electron-donating capability of dialkoxybithiophene units relative to CPDT units, which is supported with the polymers' oxidation potentials as well as with the results obtained from theoretical calculations (see below). PTC2 exhibits a shoulder at 596 nm in solution and at 649 nm in film which probably corresponds to an intramolecular charge transfer state that involves dialkoxy bithiophene units which are absent in PTC1. As a result, PTC2 has a lower band gap than that of PTC1. This is expected since strong electron-donating alkoxy groups on thiophene rings push the HOMO higher; thus resulting in a lower band gap. However, the oscillator strength for the lowest excited state is relatively small; therefore the absorption profile very much resembles that of PTC1 except at higher wavelengths (Fig. 1, top).
Cyclic voltammetry is widely employed to examine the electrochemical properties and evaluate the frontier energy levels of conjugated polymers. The CV curves were obtained from the polymer films on a working electrode in a 0.1 M·Bu4NPF6 solution in acetonitrile. The redox couple ferrocene/ferrocenium ion (Fc/Fc+) was used as an external standard. The results are summarized in Table 1 and CV curves in the oxidation regime are shown in Fig. 2. These polymers exhibit reversible oxidation processes to varying degrees. The reversibility of oxidation in PTCT is better than other polymers. The oxidation potential (Eoxonset) onsets were measured in the range from 0.96 to 1.29 eV vs.Ag/Ag+ couple. The onset of oxidation potential for PTBT is the lowest among the polymers studied in this work. When compared to PTCT, the low Eoxonset of PTBT indicates that the dialkoxybithiophene donor possesses a stronger electron-donating ability than cyclopentadithiophene donor as we discussed above. HOMO and LUMO energy levels of the polymers were calculated according to the equation HOMO = −e(Eoxonset − Eox(Fc/Fc+)onset + 4.8 V) and LUMO = HOMO + Egopt. Electrochemical data in Table 1 suggest that the LUMO is mostly determined by an electron-accepting unit, TPD, whereas the location of the HOMO level is determined by the strength of electron donating groups in the conjugated backbone. This is because the LUMO of the polymers slightly vary around −3.7 eV; on the other hand there is large breadth of HOMO energies varying from −5.34 to −5.67 eV. The fact that all of the polymers possess oxidation potentials larger than 5.2 eV suggests their stability at ambient conditions.
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| Fig. 2 Cyclic voltammograms of polymer thin films at a scan rate of 100 mV s−1. | ||
| J = 9ε0εrμV2 L−3 | (1) |
Solar cells prepared from TPD polymers were studied, and representative characteristics are summarized in Table 2. All of the devices showed rather poor fill factors, hinting the non-optimal morphology for the active layers of blends. Relatively low molecular weights of the polymers could also lead to poor blend morphology which is detrimental for efficient photocurrent generation. As shown in Fig. 3A, the PTCT:PC61BM device exhibited the best photovoltaic performance among the polymers studied under identical PC61BM loading. The relatively high Voc of PTCT could be attributed to the deeper HOMO level compared to that of P3HT. Therefore, we have also investigated the solar cell performance with the use of 1-chloronaphtalene36 (CN) as a processing additive. By incorporating 2% CN into the blend film, PCEs of devices did not show significant changes. Addition of CN additive, however, slightly improved the fill factor (FF) in all devices. Nonetheless, the drop in short-circuit current (Jsc) undermined the improvement in photovoltaic properties due to fill factor enhancement (Table 2).
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Fig. 3 (A) Current–voltage (I–V) characteristics of polymer/PC61BM (1 : 1, w/w) solar cells. (B) I–V curves of the PTCT:PC71BM (1 : 2, w/w) under light (a) and (b) dark conditions. | ||
| Sample | Voc (V) | Jsc (mA cm−2) | FF | PCE (%) |
|---|---|---|---|---|
PTCT:PC61BM(1 : 1) |
0.75 | 3.71 | 38.46 | 1.09 |
PTBT:PC61BM(1 : 1) |
0.49 | 0.86 | 31.20 | 0.13 |
PTC1:PC61BM(1 : 1) |
0.69 | 1.75 | 30.16 | 0.37 |
PTC2:PC61BM(1 : 1) |
0.70 | 0.44 | 22.97 | 0.07 |
| With 2% CN additive | ||||
PTCT:PC61BM(1 : 1) |
0.78 | 3.02 | 39.68 | 1.11 |
PTBT:PC61BM(1 : 1) |
0.53 | 0.67 | 37.82 | 0.13 |
PTC1:PC61BM(1 : 1) |
POOR FILM | — | — | — |
PTC2:PC61BM(1 : 1) |
0.37 | 0.43 | 36.60 | 0.06 |
The best PCEs were measured in solar cells fabricated from PTCT polymer. The average PCE achieved from a PTCT:PC61BM (1
:
1) blend with LiF/Al top electrode was 1.09% with Jsc = 3.71 mA cm−2, Voc = 0.75 V, and FF = 38.5. To further optimize the efficiency of PTCT-based devices, blend ratios (1
:
1 or 1
:
2), type of additives (CN or 1,8-diiodooctane), annealing temperature (50, 110, or 160 °C), top electrode (LiF/Al or Ca/Al), fullerene derivative (PC61BM or PC71BM) were varied and the highest efficiency achieved in a PTCT:PC71BM (1
:
2) device with Ca/Al top electrode was 1.29%, Jsc = 4.49 mA cm−2, Voc = 0.80 V, and FF = 36.0 (Fig. 3B). The current–voltage curve of the PTCT:PC71BM (1
:
2) device shows some S-curve behavior and this has been attributed to poor contact of the cathode with the PCBM phase, which hampers electron extraction and leads to an imbalance in the rates at which carriers are collected at each electrode.26
O) interactions in the trans-configuration. However, our calculations on various conformers indicate that aromatic hydrogen on thiophene rings has a stronger interaction with the oxygen of the carbonyl oxygen, favoring a cis-geometry rather than a trans-configuration (see ESI† for detailed discussion).
Band gaps of donor–acceptor type alternating copolymers can be adjusted through careful selection of comonomers with different frontier energy levels. DFT calculated energy levels and frontier orbitals of comonomers and the repeat units of polymers are shown in Fig. 4. The TPD comonomer has a HOMO energy of −7.30 eV whereas the LUMO sits at −1.78 eV. Compared to a single thiophene ring, the HOMO is stabilized around 1 eV and the LUMO is stabilized around 1.5 eV. That means TPD has a lower HOMO–LUMO difference than thiophene and could serve as an electron acceptor when coupled to thiophene units in a polymer chain. In this work, TPD has been coupled to several donors and it has served as an electron deficient comonomer for band gap optimization. Since TPD has a deep HOMO level, the HOMO levels of repeat units mostly represent the HOMO of the donor comonomer. According to second order perturbation theory, the large differences in the energy levels of coupled units result in little interaction of each chromophore. This is usually the case when we analyze the frontier energy levels of repeat units in comparison to those of comonomers. For instance, in TC1 and TC2 repeat units the TPD comonomer determines the magnitude of the LUMO level. The LUMO of TPD mixes better with the LUMO of CPDT and dialkoxybithiophene due to relatively closer LUMO levels of interacting units. Although these are the results extracted with repeat units only, the CV data of polymers compare well with the changes in the energy levels of both HOMOs and LUMOs of repeat units.
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| Fig. 4 Comparison of frontier energy levels and HOMO/LUMO plots of TCT, TBT, TC1, and TC2 repeat units and their comonomers. | ||
DFT-optimized geometries and HOMO/LUMO plots for two repeat units of polymers are given in Fig. 5. TCT and TBT dimers possess a totally flat conjugated backbone whereas TC1 and TC2 dimers show significant deviation from planarity. The sources of the deviation are carbazole linkages with the other segments in the repeat units, however the TPD-bithiophene unit still retains its planarity in TC1 and TC2 repeat units. All of the molecular orbital coefficients are in general well-delocalized over the structures except for those of the TBT dimer. As the size of the oligomer increases, however, the frontier orbitals localize in the conjugated backbone (Fig. S3, ESI†). The lowest excited state transition in TBT dimer occurs mostly between HOMO and LUMO orbitals (see Table S2, ESI†), hence this excited state has significant charge transfer character. On the other hand, the excited states of all the other oligomers are dominated by π–π* transitions.
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| Fig. 5 Optimized geometries and HOMO/LUMO plots of dimers based on synthesized polymers. Aliphatic carbon chains have been truncated to methyl groups. Optimized structures for TC1 and TC2 display significant backbone twisting while those for TCT and TBT are totally planar. Differences in HOMO/LUMO localization are found to varying degrees, but are especially evident in the TBT dimer. | ||
Geometry optimizations were also performed with BHandH/6-31G(d) for neutral and cationic systems in the monomer to tetramer series, beginning with ground state geometries calculated using the B3LYP hybrid functional. We previously showed that fitting the phenomenological function and parameters of Meier29 when extrapolating the theoretical band gap and calculated oxidation potentials gives reasonably accurate results when compared with the experiment.30 In our prior study, it was also found that the BHandH functional had the most accurate performance when estimating the oxidation potential (scaled down by 0.2 eV) in comparison with the results obtained from other commonly used DFT functionals. For time-dependent density functional theory (TD-DFT) calculations, we have used the B3LYP/6-31G(d) method to calculate the excited state transition energies for monomers through tetramer oligomers (Fig. 6). The oxidation potential was calculated according to the reaction;
| M(g) → M+(g) + e− | (2) |
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| Fig. 6 (A) Calculated band gaps of oligomers from TD-DFT calculations using B3LYP/6-31G(d) optimized ground state geometries and (B) theoretical oxidation potentials estimated with the BHandH functional. Included are the corresponding parameterized Meier fits for increasing oligomer chain length. Theoretically estimated values are compared with the experimental values in the insets. Experimental band gaps were taken from solution spectra. Note that calculated oxidation potentials have been scaled down by 0.2 eV based on the work in ref. 30. | ||
Plots of calculated band gap or oxidation potential were then fit with Meier’s equation to estimate the converged values at the infinite chain length limit;
![]() | (3) |
400 Mw) from EasiCal Varian. Emission spectra were recorded on a Jobin-Yvon Fluorolog 3 fluorescence spectrometer.
Tetrahydrofuran was dried over sodium and freshly distilled prior to use. All other chemicals were purchased from Sigma-Aldrich and were used as received. Precoated thin-layer chromatographic plates (TLC) and silica gel (230–400 mesh) were purchased from Sorbent. Compound 1–3,334,238,129,13 and 1434 were synthesized according to reported procedures.
:
7) to give a yellow solid (2.8 g, 65%). 1H NMR (CD3COCD3, 400 MHz): δ 0.85–0.91 (6H, m), 1.67–1.80 (36H, m), 1.80–2.06 (4H, m), 3.97 (2H, t, J = 6.4 Hz), 4.15 (2H, t, J = 6.4 Hz), 6.29 (1H, s), 6.88 (1H, d), 7.01 (1H, d, J = 5.6 Hz), 7.26 (1H, d, J = 5.6 Hz). 13C NMR (CD3COCD3, 100 MHz): δ 13.25, 13.69, 18.94, 22.65, 26.09, 26.77, 28.06, 28.59, 28.78, 28.99, 31.95, 69.88, 71.67, 95.44, 114.55, 117.95, 122.13, 129.05, 134.12, 153.45, 157.52. HRMS (ESI): m/z calcd. for C32H54O2S2Na (M+ + Na) 557.3457, found 557.3446.
:
3) to give a yellow solid (1.36 g, 93%). 1H NMR (CDCl3, 400 MHz): δ 0.85–0.94 (3H, m), 1.24–1.35 (18H, m), 1.62–1.67 (2H, m), 3.61 (2H, t, J = 7.2 Hz), 7.05 (2H, dd, J = 4.0, 3.6 Hz), 7.37 (2H, d, J = 4.4 Hz), 7.95 (2H, d, J = 3.6 Hz). 13C NMR (CDCl3, 100 MHz): δ 14.34, 22.90, 27.19, 28.70, 29.46, 29.57, 29.73, 29.81, 29.84, 32.13, 38.74, 128.55, 128.60, 128.73, 130.02, 132.65, 136.51, 162.62. HRMS (ESI): m/z calcd. for C26H31NO2S3Na (M+ + Na) 508.1409, found 508.1405.
:
3) to give 12 as a yellow solid (1.1 g, 85%). 1H NMR (CDCl3, 400 MHz): δ 0.87 (3H, t, J = 6.8 Hz), 1.25–1.32 (18H, m), 1.59–1.68 (2H, m), 3.58 (2H, t, J = 7.2 Hz), 6.99 (2H, d, J = 4.0 Hz), 7.56 (2H, d, J = 4.0 Hz). 13C NMR (CDCl3, 100 MHz): δ 14.34, 22.89, 27.17, 28.65, 29.42, 29.57, 29.71, 29.80, 29.84, 32.13, 38.85, 116.94, 128.73, 129.90, 131.29, 133.92, 135.12, 162.34. HRMS (ESI): m/z calcd. for C26H29Br2NO2S3Na (M+ + Na) 663.9619, found 663.9620.
100 Da; Mw, 20380 Da; PDI, 1.35. 1H NMR (400 MHz, CDCl3, δ (ppm)): 0.64–0.75 (m, 12H), 0.98 (m, 17H), 1.27 (m, 22H), 1.68 (m, 2H), 2.01 (br, 4H), 3.71 (br, 2H), 7.99 (m, 2H).
:
1), filtered through 0.45 μm nylon filter and washed on soxhlet apparatus with acetone, hexanes and chloroform. The chloroform fraction was reduced to 20 mL under reduced pressure, precipitated in methanol (400 mL), filtered through 0.45 lm nylon filter and finally air dried overnight.
040 Da; PDI, 1.85. 1H NMR (400 MHz, CDCl3, δ (ppm)): 0.87 (m, 9H), 1.26 (m, 25H), 1.71 (m, 4H), 3.68 (m, 2H), 4.07 (m, 2H), 7.17 (m, 2H), 7.34–7.68 (m, 6H), 8.03 (m, 2H).
:
1, w/w)/LiF/Al and ITO/PEDOT:PSS/PTCT:PC71BM(1
:
2, w/w)/Ca/Al. The PSCs were fabricated in the configuration of the traditional sandwich structure with an indium tin oxide (ITO) anode and a metal top-electrode. Patterned ITO glasses with a sheet resistance of 10 Ω/sq were purchased from Thin Film Devices, Inc. The ITO glass was cleaned by sequential ultrasonic treatment in detergent, deionized water, acetone, and isopropanol, and then treated in a bench-top plasma cleaner (PE-50 benchtop cleaner, The Plasma Etch, Inc., USA) for 2 min. Then, PEDOT:PSS (poly (3,4-ethylenedioxythiophene):poly(styrene sulfonate)) (Clevious P VP AI 4083 H. C. Stark, Germany) was filtered through a 0.45 μm filter and spin coated at 4000 rpm for 60 s on the ITO electrode. Subsequently, the PEDOT:PSS film was baked at 120 °C for 40 min in the air. After transferring to a N2 filled glove box, the blend solution of polymer and fullerene derivative in chlorobenzene (CB) (1
:
1 w/w, 15 mg mL−1) was spin-coated on top of the PEDOT:PSS layer at 600 rpm for 30 s. The wet polymer:PCBM blend films were then put into glass petri dishes to undergo solvent aging process for 60 min. The active layer was annealed at 50 °C for 10 min on the hotplate in the glovebox. Then, the cathode consisting of Ca (∼20 nm) capped with Al (∼80 nm) or LiF (∼0.6 nm) capped with Al (∼80 nm) was thermally evaporated on the active layer under a shadow mask in a base pressure of 1 × 10−6 mbar. The polymer photovoltaic cells were encapsulated in the glove box with a UV-curable epoxy under glass sheets and then taken out for current–voltage (I–V) measurements. The device active area was ∼7.9 mm2 for all the solar cells discussed in this work. The I–V measurement of the devices was conducted on a computer controlled Keithley 2400 source meter. The I–V measurement system uses a solar simulator with a Class-A match to the AM1.5 Global Reference Spectrum. It is calibrated with KG5-filtered silicon reference cell with calibration traceable to NREL and NIST. Film thicknesses of polymer films were obtained with a Veeco (Dektak) step profiler for SCLC measurements.
Footnote |
| † Electronic Supplementary Information (ESI) available. See DOI: 10.1039/c1ra00570g/ |
| This journal is © The Royal Society of Chemistry 2012 |